ROC RESOURCES, LLC
CRD #160059 SEC #801-72976 PRINCETON, NJ 609-423-1280
SEC Registered Private Funds
Total AUM
$426M
Discretionary
$40M
Employees
10
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 14, 2013
- Branch Offices
- --
- LEI
- 160059
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LALANI, SARFRAZ, HAMID | I | MANAGING DIRECTOR | NA | Control |
| LALANI, SARFRAZ, HAMID | I | MANAGING DIRECTOR | NA | Control |
| LALANI, SARFRAZ, HAMID | I | MANAGING DIRECTOR | NA | Control |
| LALANI, SARFRAZ, HAMID | I | MANAGING DIRECTOR | NA | Control |
| PINDYCK-COSTANTINO, STEPHANIE, LYN | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| PINDYCK-COSTANTINO, STEPHANIE, LYN | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| PINDYCK-COSTANTINO, STEPHANIE, LYN | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| PINDYCK-COSTANTINO, STEPHANIE, LYN | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMSON, BRIAN, KEITH | I | MANAGING DIRECTOR | E | Control |
| WILLIAMSON, BRIAN, KEITH | I | MANAGING DIRECTOR | E | Control |
| WILLIAMSON, BRIAN, KEITH | I | MANAGING DIRECTOR | E | Control |
| WILLIAMSON, BRIAN, KEITH | I | MANAGING DIRECTOR | E | Control |
Registrations
Federal
IA
Jan 14, 2013 REGISTERED
Notice Filings (3)
NJ NY PA
Address
17 HULFISH STREETSUITE 201
PRINCETON, NJ 08542
United States
Phone: 609-423-1280