400 CAPITAL MANAGEMENT LLC
CRD #160089 SEC #801-74346 NEW YORK, NY (212) 612-3101
SEC Registered Private Funds
Total AUM
$10.4B
Discretionary
$10.4B
Employees
69
Clients
--
Accounts
22
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 1
- LEI
- 549300IGTD07UHN6K181
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATEMAN, JOHN, R | I | CHIEF FINANCIAL OFFICER | NA | |
| BATEMAN, JOHN, R | I | CHIEF FINANCIAL OFFICER | NA | |
| BINGHAM, KARA, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BINGHAM, KARA, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BINGHAM, KARA, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BINGHAM, KARA, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BINGHAM, KARA, BETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANEY, HELOISA | I | MEMBER (FILING ADVISER) | NA | |
| CHANEY, HELOISA | I | MEMBER (FILING ADVISER) | NA | |
| CHANEY, HELOISA | I | MEMBER (FILING ADVISER) | NA | |
| HENTEMANN, CHRISTOPHER, CARL | I | DIRECTOR (RELYING ADVISER) | NA | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | DIRECTOR (RELYING ADVISER) | NA | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | DIRECTOR (RELYING ADVISER) | NA | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | DIRECTOR (RELYING ADVISER) | NA | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | DIRECTOR (RELYING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KIM, SANG, MIN | I | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | NA | Control |
| KNAUB, RICHARD, WILSON | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| KNAUB, RICHARD, WILSON | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| KNAUB, RICHARD, WILSON | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| KNAUB, RICHARD, WILSON | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| KNAUB, RICHARD, WILSON | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| KNAUB, RICHARD, WILSON | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| KNAUB, RICHARD, WILSON | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| KNAUB, RICHARD, WILSON | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| KNAUB, RICHARD, WILSON | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| KNAUB, RICHARD, WILSON | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| KNAUB, RICHARD, WILSON | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | GENERAL COUNSEL (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | GENERAL COUNSEL (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | GENERAL COUNSEL (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | GENERAL COUNSEL (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | GENERAL COUNSEL (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | GENERAL COUNSEL (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | GENERAL COUNSEL (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | GENERAL COUNSEL (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | GENERAL COUNSEL (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | GENERAL COUNSEL (FILING ADVISER) | NA | Control |
| LANDY, ALAN, GREG | I | GENERAL COUNSEL (FILING ADVISER) | NA | Control |
| 400 CAPITAL MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISER | E | Control |
| 400 CAPITAL MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISER | E | Control |
| 400 CAPITAL MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISER | E | Control |
| 400 CAPITAL MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISER | E | Control |
| 400 CAPITAL MANAGEMENT LLC | DE | SHAREHOLDER OF RELYING ADVISER | E | Control |
| HENTEMANN, CHRISTOPHER, C | I | MANAGING MEMBER | C | Control |
| HENTEMANN, CHRISTOPHER, C | I | MANAGING MEMBER | C | Control |
| HENTEMANN, CHRISTOPHER, C | I | MANAGING MEMBER | C | Control |
| HENTEMANN, CHRISTOPHER, C | I | MANAGING MEMBER | C | Control |
| HENTEMANN, CHRISTOPHER, C | I | MANAGING MEMBER | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | MANAGING MEMBER (FILING ADVISER) | C | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| CHA, ALEXANDER, IN | I | CO-CHIEF INVESTMENT OFFICER, HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | PORTFOLIO MANAGER (FILING ADVISER) | B | Control |
| LEIH, TODD, CHRISTOPHER | I | CHIEF DATA SCIENTIST AND HEAD OF QUANTITATIVE RESEARCHER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, C | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SANDERS, WILLIAM, C | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SANDERS, WILLIAM, C | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SANDERS, WILLIAM, C | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SANDERS, WILLIAM, C | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT AND CHIEF RISK OFFICER | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT AND CHIEF RISK OFFICER | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT AND CHIEF RISK OFFICER | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT AND CHIEF RISK OFFICER | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT AND CHIEF RISK OFFICER | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| SANDERS, WILLIAM, CLARENCE | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | B | Control |
| CHANEY, HELOISA | I | CHIEF OPERATING OFFICER | A | Control |
| CHANEY, HELOISA | I | CHIEF OPERATING OFFICER | A | Control |
| CHANEY, HELOISA | I | CHIEF OPERATING OFFICER | A | Control |
| CHANEY, HELOISA | I | CHIEF OPERATING OFFICER | A | Control |
| CHANEY, HELOISA | I | CHIEF OPERATING OFFICER | A | Control |
| CHANEY, HELOISA | I | CHIEF OPERATING OFFICER | A | Control |
| CHANEY, HELOISA | I | MEMBER (FILING ADVISER) | A | |
| CHANEY, HELOISA | I | CHIEF OPERATING OFFICER (FILING ADVISER) | A | Control |
| CHANEY, HELOISA | I | CHIEF OPERATING OFFICER | A | Control |
| CHANEY, HELOISA | I | MEMBER (FILING ADVISER) | A | |
| CHANEY, HELOISA | I | MEMBER (FILING ADVISER) | A | |
| CHANEY, HELOISA | I | MEMBER (FILING ADVISER) | A | |
| CHANEY, HELOISA | I | MEMBER (FILING ADVISER) | A | |
| CHANEY, HELOISA | I | MEMBER (FILING ADVISER) | A | |
| CHANEY, HELOISA, D | I | CHIEF OPERATING OFFICER | A | Control |
| CHANEY, HELOISA, D | I | CHIEF OPERATING OFFICER | A | Control |
| CHANEY, HELOISA, D | I | CHIEF OPERATING OFFICER | A | Control |
| CHANEY, HELOISA, D | I | CHIEF OPERATING OFFICER | A | Control |
| CHANEY, HELOISA, D | I | CHIEF OPERATING OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HENTEMANN, CHRISTOPHER, CARL | I | 400 CAPITAL MANAGEMENT LLC | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | 400 CAPITAL MANAGEMENT LLC | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | 400 CAPITAL MANAGEMENT LLC | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | 400 CAPITAL MANAGEMENT LLC | C | Control |
| HENTEMANN, CHRISTOPHER, CARL | I | 400 CAPITAL MANAGEMENT LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Address
660 FIFTH AVENUE27TH FLOOR
NEW YORK, NY 10103
United States
Phone: (212) 612-3101