RIA Intelligence

NEW GROUND CAPITAL LLC

CRD #160127 SEC #801-72988 ROCHESTER, NY 585-770-1770
SEC Registered Private Funds
Total AUM
$3.7M
Discretionary
$3.7M
Employees
4
Clients
0
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 26, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SULLIVAN, AMYICCONA Control
SULLIVAN, AMYICCONA Control
COHEN, MARK, BARRYIMANAGING PRINCIPALC Control
COHEN, MARK, BARRYIMANAGING PRINCIPALC Control
COHEN, MARK, BARRYIMANAGING PRINCIPALC Control
SCHUTZ, ANTON, VILLARSIMANAGING PRINCIPALC Control
SCHUTZ, ANTON, VILLARSIMANAGING PRINCIPALC Control
SCHUTZ, ANTON, VILLARSIMANAGING PRINCIPALC Control
SHERRINGHAM, PHILLIP, ROGERIMANAGING PRINCIPALC Control
SHERRINGHAM, PHILLIP, ROGERIMANAGING PRINCIPALC Control
SHERRINGHAM, PHILLIP, ROGERIMANAGING PRINCIPALC Control
SULLIVAN, AMYICCOA Control

Registrations

Federal

IA
Mar 26, 2013 REGISTERED

Notice Filings (2)

CT NY

Address

150 ALLENS CREEK ROAD
ROCHESTER, NY 14618
United States
Phone: 585-770-1770