RIA Intelligence

THREE CITIES RESEARCH, INC.

CRD #160142 SEC #801-73722 NEW YORK, NY 212-838-9660
SEC Registered Private Funds
Total AUM
$105M
Discretionary
$105M
Employees
9
Clients
--
Accounts
6

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 2, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DE VOGEL, WILLEM, F. P.ISECRETARY, CHIEF COMPLIANCE OFFICERD Control
DE VOGEL, WILLEM, F. P.IPRESIDENT (TCR MANAGEMENT COMPANY, INC.)D Control
DE VOGEL, WILLEM, F. P.IPRESIDENT, CHIEF COMPLIANCE OFFICERD Control
DE VOGEL, WILLEM, F. P.IPRESIDENT (TCR MANAGEMENT COMPANY, INC.)D Control
DE VOGEL, WILLEM, F. P.IPRESIDENT, CHIEF COMPLIANCE OFFICERD Control
DE VOGEL, WILLEM, F. P.IPRESIDENT (TCR MANAGEMENT COMPANY, INC.)D Control
UHRIG, JOHN, WILLIAMIPRESIDENTD Control
UHRIG, JOHN, WILLIAMISECRETARY (TCR MANAGEMENT COMPANY, INC.)D Control
UHRIG, JOHN, WILLIAMISECRETARY (TCR MANAGEMENT COMPANY, INC.)D Control
UHRIG, JOHN, WILLIAMISECRETARYD Control
UHRIG, JOHN, WILLIAMISECRETARY (TCR MANAGEMENT COMPANY, INC.)D Control

Registrations

Federal

IA
Apr 2, 2013 REGISTERED

Notice Filings (1)

TX

Address

37 WEST 20TH STREET
SUITE 908
NEW YORK, NY 10011
United States
Phone: 212-838-9660