NORTHERN FUND MANAGEMENT AMERICA LLC
CRD #160147 SEC #801-74504 STAMFORD, CT 203-487-3434
SEC Registered Private Funds
Total AUM
$705.6M
Discretionary
$582.1M
Employees
13
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 6, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERKOWITZ, DAVID, PHILIP | I | ELECTED MANAGER | NA | Control |
| BERKOWITZ, DAVID, PHILIP | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| CHERNYSHOV, PAVEL, A | I | ELECTED MANAGER | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| DURKIN, ROBERT, SEAN | I | PRESIDENT AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER | NA | Control |
| HOEKSTRA, SYBREN | I | CCO | NA | Control |
| HOEKSTRA, SYBREN | I | CCO | NA | Control |
| HOEKSTRA, SYBREN | I | CCO | NA | Control |
| HOEKSTRA, SYBREN | I | CCO | NA | Control |
| HOEKSTRA, SYBREN | I | CCO | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER AND SECRETARY | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER AND SECRETARY AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER AND SECRETARY AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER AND SECRETARY AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER AND SECRETARY | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER AND SECRETARY AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER AND SECRETARY AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER AND SECRETARY AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER AND SECRETARY AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER AND SECRETARY AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| HOEKSTRA, SYBREN | I | SENIOR INVESTMENT MANAGER AND SECRETARY AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD. | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEMANSKI, RICHARD, M | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| TAN, CHRISTINA | I | ELECTED MANAGER | NA | Control |
| NFMB HOLDINGS LTD. | FE | SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD | E | Control |
| NFMB HOLDINGS LTD. | FE | SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER OF NORTHERN FUND MANAGEMENT AMERICA LLC | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER OF NORTHERN FUND MANAGEMENT AMERICA LLC | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER OF NORTHERN FUND MANAGEMENT AMERICA LLC | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER OF NORTHERN FUND MANAGEMENT AMERICA LLC | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER OF NORTHERN FUND MANAGEMENT AMERICA LLC | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER OF NORTHERN FUND MANAGEMENT AMERICA LLC | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER OF NORTHERN FUND MANAGEMENT AMERICA LLC | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER OF NORTHERN FUND MANAGEMENT AMERICA LLC | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER OF NORTHERN FUND MANAGEMENT AMERICA LLC | E | Control |
| NORTHERN FUND MANAGEMENT BERMUDA LTD. | FE | SOLE MEMBER OF NORTHERN FUND MANAGEMENT AMERICA LLC | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NFMB HOLDINGS LTD | FE | NORTHERN FUND MANAGEMENT BERMUDA LTD | E | Control |
| NFMB HOLDINGS LTD | FE | NORTHERN FUND MANAGEMENT BERMUDA LTD | E | Control |
| NFMB HOLDINGS LTD | FE | NORTHERN FUND MANAGEMENT BERMUDA LTD | E | Control |
| NFMB HOLDINGS LTD | FE | NORTHERN FUND MANAGEMENT BERMUDA LTD | E | Control |
| NFMB HOLDINGS LTD | FE | NORTHERN FUND MANAGEMENT BERMUDA LTD | E | Control |
| NFMB HOLDINGS LTD | FE | NORTHERN FUND MANAGEMENT BERMUDA LTD | E | Control |
| NFMB HOLDINGS LTD | FE | NORTHERN FUND MANAGEMENT BERMUDA LTD | E | Control |
| NFMB HOLDINGS LTD | FE | NORTHERN FUND MANAGEMENT BERMUDA LTD | E | Control |
| NFMB HOLDINGS LTD | FE | NORTHERN FUND MANAGEMENT BERMUDA LTD | E | Control |
| DURKIN, ROBERT, SEAN | I | NFMB HOLDINGS LTD | C | Control |
| DURKIN, ROBERT, SEAN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| DURKIN, ROBERT, SEAN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| DURKIN, ROBERT, SEAN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| DURKIN, ROBERT, SEAN | I | NFMB HOLDINGS LTD | C | Control |
| DURKIN, ROBERT, SEAN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| DURKIN, ROBERT, SEAN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| DURKIN, ROBERT, SEAN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| DURKIN, ROBERT, SEAN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| DURKIN, ROBERT, SEAN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| DURKIN, ROBERT, SEAN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| HOEKSTRA, SYBREN | I | NFMB HOLDINGS LTD | C | Control |
| HOEKSTRA, SYBREN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| HOEKSTRA, SYBREN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| HOEKSTRA, SYBREN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| HOEKSTRA, SYBREN | I | NFMB HOLDINGS LTD | C | Control |
| HOEKSTRA, SYBREN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| HOEKSTRA, SYBREN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| HOEKSTRA, SYBREN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| HOEKSTRA, SYBREN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| HOEKSTRA, SYBREN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
| HOEKSTRA, SYBREN | I | NORTHERN FUND MANAGEMENT BERMUDA LTD. | C | Control |
Registrations
Federal
IA
Feb 6, 2019 REGISTERED
Notice Filings (1)
CT
Address
100 FIRST STAMFORD PLACE6TH FLOOR
STAMFORD, CT 06902-6740
United States
Phone: 203-487-3434