GUGGENHEIM FUND SOLUTIONS, LLC

CRD #160181 SEC #801-73007 NEW YORK, NY 212-377-3770

SEC Registered Private Funds

Total AUM

$2.1B

Discretionary

$2.1B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Dec 16, 2015
Branch Offices: --
LEI: 549300TLKO65SWIC4R30

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ARPINO, JOHN, R.	I	CHIEF RISK OFFICER	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
CHITKARA, AJAY, KUMAR	I	SENIOR MANAGING DIRECTOR	NA	Control
COCHRANE, GEORGIA, C	I	CHIEF COMPLIANCE OFFICER	NA	Control
DILORENZO, DINA, MARIE	I	SENIOR MANAGING DIRECTOR	NA	Control
DILORENZO, DINA, MARIE	I	SENIOR MANAGING DIRECTOR	NA	Control
DILORENZO, DINA, MARIE	I	SENIOR MANAGING DIRECTOR	NA	Control
DISTELL, GARY, NEIL	I	INTERIM CHIEF COMPLIANCE OFFICER	NA
DISTELL, GARY, NEIL	I	INTERIM CHIEF COMPLIANCE OFFICER	NA
FOLLINI, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
FOLLINI, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
FOLLINI, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
FOLLINI, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
FOLLINI, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
FOLLINI, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
FOLLINI, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
FOLLINI, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
FOLLINI, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
FOLLINI, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
FOLLINI, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
FOLLINI, GEORGE	I	CHIEF FINANCIAL OFFICER	NA	Control
GANESHAN, MURUGATHAS, DAS	I	CHIEF OPERATING OFFICER	NA	Control
GANESHAN, MURUGATHAS, DAS	I	CHIEF OPERATING OFFICER	NA	Control
GANESHAN, MURUGATHAS, DAS	I	CHIEF OPERATING OFFICER	NA	Control
GANESHAN, MURUGATHAS, DAS	I	CHIEF OPERATING OFFICER	NA	Control
GANESHAN, MURUGATHAS, DAS	I	CHIEF OPERATING OFFICER	NA	Control
GANESHAN, MURUGATHAS, DAS	I	CHIEF OPERATING OFFICER	NA	Control
HANSEN, KARA, NICOLE	I	MANAGING DIRECTOR, HEAD OF OPERATIONS	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
MCMAHON, PATRICK, JOSEPH	I	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	NA	Control
TIEN, TIMOTHY, YUEN	I	CHIEF OPERATING OFFICER	NA	Control
TIEN, TIMOTHY, YUEN	I	CHIEF OPERATING OFFICER	NA	Control
TIEN, TIMOTHY, YUEN	I	CHIEF OPERATING OFFICER	NA	Control
TIEN, TIMOTHY, YUEN	I	CHIEF OPERATING OFFICER	NA	Control
TIEN, TIMOTHY, YUEN	I	CHIEF OPERATING OFFICER	NA	Control
TIEN, TIMOTHY, YUEN	I	CHIEF OPERATING OFFICER	NA	Control
TIEN, TIMOTHY, YUEN	I	CHIEF OPERATING OFFICER	NA	Control
TIEN, TIMOTHY, YUEN	I	CHIEF OPERATING OFFICER	NA	Control
TIEN, TIMOTHY, YUEN	I	CHIEF OPERATING OFFICER	NA	Control
TIEN, TIMOTHY, YUEN	I	CHIEF OPERATING OFFICER	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
WINEGARDNER, DIEGO, PETELIN	I	SENIOR MANAGING DIRECTOR	NA	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control
GPFT HOLDCO, LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GREATBANC TRUST COMPANY, TRUSTEE	DE	SAMMONS ENTERPRISES, INC. ESOT	F	Control
GUGGENHEIM MANAGER, INC	DE	GP HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC	DE	GP HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC	DE	GP HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC	DE	GP HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC	DE	GP HOLDCO, LLC	F	Control
GUGGENHEIM MANAGER, INC	DE	GP HOLDCO, LLC	F	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAGE ASSETS, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
CONSOLIDATED INVESTMENT SERVICES, INC.	DE	SAMMONS EQUITY ALLIANCE, INC.	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GP HOLDCO, LLC	DE	GPFT HOLDCO, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM PARTNERS, LLC	E	Control
GUGGENHEIM CAPITAL, LLC	DE	GUGGENHEIM MANAGER, INC	E	Control
GUGGENHEIM PARTNERS, LLC	FE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
GUGGENHEIM PARTNERS, LLC	DE	GP HOLDCO, LLC	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC.	DE	CONSOLIDATED INVESTMENT SERVICES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS ENTERPRISES, INC. ESOT	DE	SAMMONS ENTERPRISES, INC.	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC	E	Control
SAMMONS EQUITY ALLIANCE, INC.	DE	SAGE ASSETS, INC	E	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control
SAGE ASSETS, INC.	DE	GUGGENHEIM CAPITAL, LLC	C	Control

Registrations

Federal

Dec 16, 2015 REGISTERED

Notice Filings (2)

NC NY

Address

330 MADISON AVENUE
11TH FLOOR
NEW YORK, NY 10017
United States

Phone: 212-377-3770