EMPYREAL INVESTMENTS, LLC
Legal name: EMPYREAL INVESTMENTS, LLC
CRD #160183 SEC #801-73130 SANTA MONICA, CA 310 899-0800
SEC Registered Disclosures
Total AUM
$0
Discretionary
$0
Employees
--
Clients
--
Accounts
0
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DENEVE, JORGE | I | GENERAL COUNSEL | NA | Control |
| DENEVE, JORGE | I | GENERAL COUNSEL | NA | Control |
| DENEVE, JORGE | I | GENERAL COUNSEL | NA | Control |
| EICHLER, PETER, JAMES | I | PRESIDENT, CHAIRMAN, CEO | NA | Control |
| EICHLER, PETER, JAMES | I | PRESIDENT, CHAIRMAN, CEO | NA | Control |
| LANEY, MICHAEL, LEROY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LANEY, MICHAEL, LEROY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LANEY, MICHAEL, LEROY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SANTOS, ARVIN ALFRED, DOMINGO | I | CHIEF OPERATING OFFICER | NA | Control |
| SANTOS, ARVIN ALFRED, DOMINGO | I | CHIEF OPERATING OFFICER | NA | Control |
| SANTOS, ARVIN ALFRED, DOMINGO | I | CHIEF OPERATING OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWANSON, ANN MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALETHEIA RESEARCH AND MANAGEMENT INC | DE | OWNER | D | Control |
| ALETHEIA RESEARCH AND MANAGEMENT INC | DE | OWNER | D | Control |
| ALETHEIA RESEARCH AND MANAGEMENT INC | DE | OWNER | D | Control |
| EICHLER, PETER, JAMES | I | PRESIDENT, CHAIRMAN, CEO | D | Control |
| EMPYREAL HOLDINGS LLC | DE | OWNER | C | Control |
| EMPYREAL HOLDINGS LLC | DE | OWNER | C | Control |
| EMPYREAL HOLDINGS LLC | DE | OWNER | C | Control |
Registrations
Federal
IA
Feb 1, 2012 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
100 WILSHIRE BLVD.SUITE 1900
SANTA MONICA, CA 90401
United States
Phone: 310 899-0800