ROCKY PEAK CAPITAL MANAGEMENT, LLC
Legal name: ROCKY PEAK CAPITAL MANAGEMENT
CRD #160207 SEC #801-73059 CALABASAS, CA 310-963-8009
SEC Registered
Total AUM
$663.8K
Discretionary
$663.8K
Employees
1
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 4, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KERR, THOMAS, DANIEL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| KERR, THOMAS, DANIEL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
| KERR, THOMAS, DANIEL | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 4, 2013 REGISTERED
Address
3935 POPPYSEED PLACECALABASAS, CA 91302
United States
Phone: 310-963-8009