RIA Intelligence

SOFINNOVA INVESTMENTS, INC.

CRD #160297 SEC #801-110134 MENLO PARK, CA 650-681-8420
SEC Registered Private Funds
Total AUM
$3.8B
Discretionary
$3.8B
Employees
40
Clients
--
Accounts
18

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 20, 2025
Branch Offices
4
LEI
549300HVTF5RFS1C0D72

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISICHIEF COMPLIANCE OFFICERNA Control
DELBRIDGE, ERIC, HELMUTIDIRECTORNA Control
DELBRIDGE, ERIC, HELMUTIDIRECTORNA Control
DELBRIDGE, ERIC, HELMUTIGENERAL PARTNER, PUBLIC EQUITYNA Control
EKMAN, LARS, GOSTAIBOARD OF DIRECTORS MEMBER, EXECUTIVE PARTNERNA Control
EKMAN, LARS, GOSTAIBOARD OF DIRECTORS MEMBER, EXECUTIVE PARTNERNA Control
EKMAN, LARS, GOSTAIBOARD OF DIRECTORS MEMBER, EXECUTIVE PARTNERNA Control
EKMAN, LARS, GOSTAIBOARD OF DIRECTORS MEMBER, EXECUTIVE PARTNERNA Control
EKMAN, LARS, GOSTAIEXECUTIVE PARTNER, PRIVATE EQUITYNA Control
SHAHLAVI, HOOMANISECRETARY AND GENERAL COUNSELNA
SHAHLAVI, HOOMANISECRETARY AND GENERAL COUNSELNA
SHAHLAVI, HOOMANISECRETARY AND GENERAL COUNSELNA
SHAHLAVI, HOOMANISECRETARY AND GENERAL COUNSELNA
SHAHLAVI, HOOMANISECRETARY AND GENERAL COUNSELNA
SHAHLAVI, HOOMANISECRETARY AND GENERAL COUNSELNA
SHAHLAVI, HOOMANISECRETARY AND GENERAL COUNSELNA
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTD Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTD Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTD Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTD Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTD Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTD Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTD Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTORD Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTORD Control
HEALY, JAMES, IRVINIMANAGING PARTNERD Control
AKKARAJU, SRINIVASISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
AKKARAJU, SRINIVASISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
AKKARAJU, SRINIVASISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERB Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERB Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERB Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERB Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERB Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERB Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERB Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERB Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERB Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERB Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERB Control
AZAN, ALAIN, LOUISISHAREHOLDER AND DIRECTORB Control
AZAN, ALAIN, LOUISISHAREHOLDER AND DIRECTORB Control
AZAN, ALAIN, LOUISISHAREHOLDER AND DIRECTORB Control
AZAN, ALAIN, LOUISISHAREHOLDERB Control
AZAN, ALAIN, LOUISISHAREHOLDERB Control
AZAN, ALAIN, LOUISISHAREHOLDERB Control
AZAN, ALAIN, LOUISISHAREHOLDERB Control
AZAN, ALAIN, LOUISISHAREHOLDERB Control
AZAN, ALAIN, LOUISISHAREHOLDERB Control
AZAN, ALAIN, LOUISISHAREHOLDERB Control
AZAN, ALAIN, LOUISISHAREHOLDER AND DIRECTORB Control
AZAN, ALAIN, LOUISISHAREHOLDER AND DIRECTORB Control
AZAN, ALAIN, LOUISISHAREHOLDER AND DIRECTORB Control
AZAN, ALAIN, LOUISISHAREHOLDER AND DIRECTORB Control
AZAN, ALAIN, LOUISISHAREHOLDER AND DIRECTORB Control
AZAN, ALAIN, LOUISISHAREHOLDER AND DIRECTORB Control
AZAN, ALAIN, LOUISISHAREHOLDER AND DIRECTORB Control
AZAN, ALAIN, LOUISISHAREHOLDER AND DIRECTORB Control
BHAGAT, SARAH, MANECKISHAREHOLDER AND DIRECTORB Control
BHAGAT, SARAH, MANECKISHAREHOLDER AND DIRECTORB Control
BUATOIS, ERIC, PIERREISHAREHOLDER AND VICE PRESIDENTB Control
BUATOIS, ERIC, PIERREISHAREHOLDER AND VICE PRESIDENTB Control
BUATOIS, ERIC, PIERREISHAREHOLDER AND VICE PRESIDENTB Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRVINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRWINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRWINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRWINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRWINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRWINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRWINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
HEALY, JAMES, IRWINISHAREHOLDER, DIRECTOR AND PRESIDENTB Control
KATABI, MAHA, MEHDIISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
KATABI, MAHA, MEHDIISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
KATABI, MAHA, MEHDIISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
KATABI, MAHA, MEHDIISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
KATABI, MAHA, MEHDIISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
KATABI, MAHA, MEHDIISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
KATABI, MAHA, MEHDIISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
KATABI, MAHA, MEHDIISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
KATABI, MAHA, MEHDIISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
KATABI, MAHA, MEHDIIGENERAL PARTNERB Control
KONG, GARHENG, ALBERTISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
KONG, GARHENG, ALBERTISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
KONG, GARHENG, ALBERTISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
MEHRA, ANAND, NO MIDDLE NAMEISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
MEHRA, ANAND, NO MIDDLE NAMEISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
MEHRA, ANAND, NO MIDDLE NAMEISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
MEHRA, ANAND, NO MIDDLE NAMEISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
MEHRA, ANAND, NO MIDDLE NAMEISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
MEHRA, ANAND, NO MIDDLE NAMEISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
MEHRA, ANAND, NO MIDDLE NAMEISHAREHOLDERB Control
MEHRA, ANAND, NO MIDDLE NAMEISHAREHOLDERB Control
MEHRA, ANAND, NO MIDDLE NAMEISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
POWELL, MICHAEL, FRANKISHAREHOLDER, DIRECTOR AND VICE PRESIDENTB Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERA Control
AUBER, NATHALIE, MARIEISHAREHOLDER, DIRECTOR AND CHIEF FINANCIAL OFFICERA Control
AUBER, NATHALIE, MARIEIPARTNER AND CHIEF FINANCIAL OFFICERA Control
AZAN, ALAIN, LOUISISHAREHOLDERA Control
AZAN, ALAIN, LOUISISHAREHOLDERA Control
AZAN, ALAIN, LOUISISHAREHOLDERA Control
AZAN, ALAIN, LOUISISHAREHOLDERA Control
AZAN, ALAIN, LOUISISHAREHOLDERA Control
AZAN, ALAIN, LOUISISHAREHOLDERA Control
AZAN, ALAIN, LOUISISHAREHOLDERA Control
AZAN, ALAIN, LOUISISHAREHOLDERA Control
AZAN, ALAIN, LOUISISHAREHOLDERA Control
AZAN, ALAIN, LOUISISHAREHOLDERA Control
BHAGAT, SARAH, MANECKISHAREHOLDER AND DIRECTORA Control
KATABI, MAHA, MEHDIISHAREHOLDER, DIRECTOR AND VICE PRESIDENTA Control
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND GENERAL COUNSELA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND GENERAL COUNSELA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND GENERAL COUNSELA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND GENERAL COUNSELA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND GENERAL COUNSELA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND GENERAL COUNSELA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND GENERAL COUNSELA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICERA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICERA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICERA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICERA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICERA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICERA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICERA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICERA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICERA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICERA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICERA Control
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND CHIEF LEGAL OFFICERA Control
SHAHLAVI, HOOMAN, NO MIDDLE NAMEISHAREHOLDER, SECRETARY AND GENERAL COUNSELA
SHAHLAVI, HOOMAN, NO MIDDLE NAMEIPARTNER AND CHIEF LEGAL OFFICERA Control

Registrations

Federal

IA
Mar 20, 2025 REGISTERED

Notice Filings (4)

CA MA NY PR

Address

3000 SAND HILL ROAD
3-150
MENLO PARK, CA 94025
United States
Phone: 650-681-8420