RIA Intelligence

AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC

CRD #160322 SEC #801-73032 LOS ANGELES, CA (818) 264-4644
SEC Registered Disclosures
Total AUM
$46.9M
Discretionary
$46.9M
Employees
4
Clients
1
Accounts
106
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 6, 2020
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BECERRA, DANIELICHIEF COMPLIANCE OFFICERNA
BECERRA, DANIELICHIEF COMPLIANCE OFFICERNA
BECERRA, DANIELICHIEF COMPLIANCE OFFICERNA
BECERRA, DANIELICHIEF COMPLIANCE OFFICERNA
BECERRA, DANIELICHIEF COMPLIANCE OFFICERNA
ELLEN, BRETT, SCOTTICCO, MANAGING MEMBER, FOUNDER & PRESIDENTNA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICCO, MANAGING MEMBER, FOUNDER & PRESIDENTNA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICCO, MANAGING MEMBER, FOUNDER & PRESIDENTNA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICCO, MANAGING PARTNER, FOUNDER & PRESIDENTNA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICEONA Control
ELLEN, BRETT, SCOTTICCO, MANAGING MEMBER, FOUNDER & PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER & PRESIDENTNA Control
ELLEN, BRETT, SCOTTICCO, MANAGING MEMBER, FOUNDER & PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER & PRESIDENTNA Control
ELLEN, BRETT, SCOTTICCO, MANAGING MEMBER, FOUNDER & PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER & PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER & PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER & PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
ELLEN, BRETT, SCOTTIMANAGING MEMBER, FOUNDER, PRESIDENTNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HAMPTON, JOANNA, DAWNICHIEF COMPLIANCE OFFICERNA Control
HOPPEL, STEVEN, EVERETTIDIRECTOR OF CLIENT SERVICES AND CHIEF COMPLIANCE OFFICERNA Control
HOPPEL, STEVEN, EVERETTIDIRECTOR OF CLIENT SERVICES AND CHIEF COMPLIANCE OFFICERNA
HOPPEL, STEVEN, EVERETTIDIRECTOR OF CLIENT SERVICES AND CHIEF COMPLIANCE OFFICERNA Control
HOPPEL, STEVEN, EVERETTIDIRECTOR OF CLIENT SERVICES AND CHIEF COMPLIANCE OFFICERNA Control
HOPPEL, STEVEN, EVERETTIDIRECTOR OF CLIENT SERVICES AND CHIEF COMPLIANCE OFFICERNA Control
HOPPEL, STEVEN, EVERETTIDIRECTOR OF CLIENT SERVICES AND CHIEF COMPLIANCE OFFICERNA Control
LEVIN, STEVEN, IRAICHIEF COMPLIANCE OFFICERNA Control
LEVIN, STEVEN, IRAICHIEF COMPLIANCE OFFICERNA Control
LEVIN, STEVEN, IRAICHIEF COMPLIANCE OFFICERNA Control
LEVIN, STEVEN, IRAICHIEF COMPLIANCE OFFICERNA Control
LEVIN, STEVEN, IRAICHIEF COMPLIANCE OFFICERNA Control
LEVIN, STEVEN, IRAICHIEF COMPLIANCE OFFICERNA Control
Pelos, ConstantineICHIEF COMPLIANCE OFFICERNA Control
Pelos, ConstantineICHIEF COMPLIANCE OFFICERNA Control
Pelos, ConstantineICHIEF COMPLIANCE OFFICERNA Control
Pelos, ConstantineICHIEF COMPLIANCE OFFICERNA Control
Pelos, ConstantineICHIEF COMPLIANCE OFFICERNA Control
SINGH, ROHIT, JILEDARICHIEF OPERATING OFFICERNA Control
SINGH, ROHIT, JILEDARICHIEF OPERATING OFFICERNA Control
SINGH, ROHIT, JILEDARICHIEF OPERATING OFFICERNA Control
STEPP, Sandra, LeeICHIEF COMPLIANCE OFFICERNA Control
STEPP, Sandra, LeeICHIEF COMPLIANCE OFFICERNA Control
STEPP, Sandra, LeeICHIEF COMPLIANCE OFFICERNA Control
STEPP, Sandra, LeeICHIEF COMPLIANCE OFFICERNA Control
SWENSON, EDWARD, CHRISTYICHIEF COMPLIANCE OFFICERNA Control
SWENSON, EDWARD, CHRISTYICHIEF COMPLIANCE OFFICERNA Control
WATANABE, CRAIG, ROBERTICHIEF COMPLIANCE OFFICERNA Control
WATANABE, CRAIG, ROBERTICHIEF COMPLIANCE OFFICERNA Control
WATANABE, CRAIG, ROBERTICHIEF COMPLIANCE OFFICERNA Control
WATANABE, CRAIG, ROBERTICHIEF COMPLIANCE OFFICERNA Control
WATANABE, CRAIG, ROBERTICHIEF COMPLIANCE OFFICERNA Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
AMERICAN FINANCIAL NETWORK, LLCDEHOLDING COMPANY PARENTE Control
DYNASTY FINANCIAL PARTNERS, LLCDEMANAGING MEMBERE Control
DYNASTY FINANCIAL PARTNERS, LLCDEMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
ELLEN, BRETT, SCOTTIAMERICAN FINANCIAL NETWORK, LLCE Control
PENNEY, SHIRL, THOMASIDYNASTY FINANCIAL PARTNERS, LLCC Control

Registrations

Federal

IA
Apr 6, 2020 REGISTERED

Notice Filings (16)

AZ CA CO FL HI IL LA MA NC NJ NV NY PA TX UT VA

Address

1901 AVENUE OF THE STARS
SUITE 200
LOS ANGELES, CA 90067
United States
Phone: (818) 264-4644