DEAN CAPITAL INVESTMENTS MANAGEMENT, LLC
CRD #160375 SEC #801-73534 VIENNA, VA 703-760-4400
SEC Registered Private Funds
Total AUM
$576.4M
Discretionary
$576.4M
Employees
32
Clients
--
Accounts
11
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 10, 2019
- Branch Offices
- 0
- LEI
- 549300CUEI0EJI5X5N39
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| ALLEN, MARK, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BLAKE, NEIL, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Bulkeley, mark, andrew | I | MANAGING DIRECTOR, PRIVATE INVESTMENTS | NA | Control |
| Bulkeley, mark, andrew | I | MANAGING DIRECTOR, PRIVATE INVESTMENTS | NA | Control |
| COOPER, DAVID, MARK | I | CHIEF FINANCIAL OFFICER | NA | |
| COOPER, DAVID, MARK | I | CHIEF FINANCIAL OFFICER | NA | |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| OGG, JOELLE, KAY | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| SMIST, JAMES, PHILLIP | I | MANAGING DIRECTOR AND PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | MANAGING DIRECTOR AND PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| SMIST, JAMES, PHILLIP | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | NA | Control |
| WILDE, DEAN, LEONARD | I | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| WILDE, DEAN, LEONARD | I | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DC FUNDS, LLC | DE | OWNER | D | Control |
| DC FUNDS, LLC | DE | MEMBER | D | Control |
| DC FUNDS, LLC | DE | OWNER | D | Control |
| DC FUNDS, LLC | DE | MEMBER | D | Control |
| DC FUNDS, LLC | DE | MEMBER | D | Control |
| DC FUNDS, LLC | DE | MEMBER | D | Control |
| DC FUNDS, LLC | DE | MEMBER | D | Control |
| DC FUNDS, LLC | DE | MEMBER | D | Control |
| DC FUNDS, LLC | DE | MEMBER | D | Control |
| DC FUNDS, LP | DE | MEMBER | D | Control |
| DC FUNDS, LP | DE | MEMBER | D | Control |
| DC FUNDS, LP | DE | MEMBER | D | Control |
| DC FUNDS, LP | DE | MEMBER | D | Control |
| DC FUNDS, LP | DE | MEMBER | D | Control |
| DC FUNDS, LP | DE | MEMBER | D | Control |
| DC FUNDS, LP | DE | MEMBER | D | Control |
| WILDE, DEAN, LEONARD | I | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | D | Control |
| WILDE, DEAN, LEONARD | I | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | D | Control |
| WILDE, DEAN, LEONARD | I | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | D | Control |
| WILDE, DEAN, LEONARD | I | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | D | Control |
| SMIST, JAMES, PHILLIP | I | MANAGING DIRECTOR AND PRESIDENT | C | Control |
| SMIST, JAMES, PHILLIP | I | MANAGING DIRECTOR AND PRESIDENT | C | Control |
| SMIST, JAMES, PHILLIP | I | MANAGING DIRECTOR AND PRESIDENT | C | Control |
| SMIST, JAMES, PHILLIP | I | MANAGING DIRECTOR AND PRESIDENT | C | Control |
| TONAWANDA FUNDS, LLC | DE | OWNER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | OWNER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
| TONAWANDA FUNDS, LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DCF MULTI STRATEGY, LLC | DE | DC FUNDS, LP | F | Control |
| DCF MULTI STRATEGY, LLC | DE | DC FUNDS, LP | F | Control |
| DCF MULTI STRATEGY, LLC | DE | DC FUNDS, LP | F | Control |
| DCF MULTI STRATEGY, LLC | DE | DC FUNDS, LP | F | Control |
| DCF MULTI STRATEGY, LLC | DE | DC FUNDS, LP | F | Control |
| DCF MULTI STRATEGY, LLC | DE | DC FUNDS, LP | F | Control |
| DCF MULTI STRATEGY, LLC | DE | DC FUNDS, LP | F | Control |
| DLWII GP REVOCABLE TRUST | DE | DCF MULTI STRATEGY, LLC | F | Control |
| DLWII GP REVOCABLE TRUST | DE | DCF MULTI STRATEGY, LLC | F | Control |
| DLWII GP REVOCABLE TRUST | DE | DCF MULTI STRATEGY, LLC | F | Control |
| DLWII GP REVOCABLE TRUST | DE | DCF MULTI STRATEGY, LLC | F | Control |
| DLWII GP REVOCABLE TRUST | DE | DCF MULTI STRATEGY, LLC | F | Control |
| DLWII GP REVOCABLE TRUST | DE | DCF MULTI STRATEGY, LLC | F | Control |
| DLWII GP REVOCABLE TRUST | DE | DCF MULTI STRATEGY, LLC | F | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | F | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | F | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | F | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | F | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | F | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | F | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | F | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | F | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | F | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | F | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | F | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | F | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LLC | F | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LLC | F | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LLC | F | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LLC | F | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LLC | F | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LP | F | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LP | F | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LP | F | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LP | F | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LP | F | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LP | F | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LP | F | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LLC | F | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LLC | F | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LLC | F | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LLC | F | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LLC | F | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LP | F | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LP | F | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LP | F | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LP | F | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LP | F | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LP | F | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LP | F | Control |
| DEAN L. WILDE II REVOCABLE TRUST | DE | DC FUNDS, LLC | E | Control |
| DEAN L. WILDE II REVOCABLE TRUST | DE | DC FUNDS, LLC | E | Control |
| DEAN L. WILDE II REVOCABLE TRUST | DE | DC FUNDS, LLC | E | Control |
| DEAN L. WILDE II REVOCABLE TRUST | DE | DC FUNDS, LLC | E | Control |
| DEAN L. WILDE II REVOCABLE TRUST | DE | DC FUNDS, LLC | E | Control |
| DEAN L. WILDE II REVOCABLE TRUST | DE | DC FUNDS, LLC | E | Control |
| DEAN L. WILDE II REVOCABLE TRUST | DE | DC FUNDS, LLC | E | Control |
| DEAN LEONARD WILDE, II REVOCABLE TRUST | DE | DC FUNDS, LP | E | Control |
| DEAN LEONARD WILDE, II REVOCABLE TRUST | DE | DC FUNDS, LP | E | Control |
| DEAN LEONARD WILDE, II REVOCABLE TRUST | DE | DC FUNDS, LP | E | Control |
| DEAN LEONARD WILDE, II REVOCABLE TRUST | DE | DC FUNDS, LP | E | Control |
| DEAN LEONARD WILDE, II REVOCABLE TRUST | DE | DC FUNDS, LP | E | Control |
| DEAN LEONARD WILDE, II REVOCABLE TRUST | DE | DC FUNDS, LP | E | Control |
| DEAN LEONARD WILDE, II REVOCABLE TRUST | DE | DC FUNDS, LP | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| JAMES P. SMIST REVOCABLE TRUST | DE | TONAWANDA FUNDS, LLC | E | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | E | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | E | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LLC | E | Control |
| WILDE, CECILE, JEANNE LUCIE | I | DC FUNDS, LLC | E | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LLC | E | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LLC | E | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LLC | D | Control |
| WILDE, DEAN, LEONARD | I | DC FUNDS, LLC | D | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | C | Control |
| SMIST, JAMES, PHILLIP | I | TONAWANDA FUNDS, LLC | C | Control |
Registrations
Federal
IA
Jan 10, 2019 REGISTERED
Notice Filings (1)
VA
Address
8065 LEESBURG PIKEFIFTH FLOOR
VIENNA, VA 22182
United States
Phone: 703-760-4400