CAPGEN CAPITAL ADVISERS, LLC
CRD #160387 SEC #801-73576 NEW YORK, NY 212 542-6868
SEC Registered Private Funds
Total AUM
$174.5M
Discretionary
$174.5M
Employees
7
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAUGHEY, JOHN, RICHARD | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, VICE PRESIDENT | NA | Control |
| CAUGHEY, JOHN, RICHARD | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, VICE PRESIDENT | NA | Control |
| CAUGHEY, JOHN, RICHARD | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, VICE PRESIDENT | NA | Control |
| CAUGHEY, JOHN, RICHARD | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, VICE PRESIDENT | NA | Control |
| MERLINO, ROBERT, JOSEPH | I | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | NA | Control |
| MERLINO, ROBERT, JOSEPH | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| MERLINO, ROBERT, JOSEPH | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| MERLINO, ROBERT, JOSEPH | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| MERLINO, ROBERT, JOSEPH | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| ROGERS, CHARLES, KEVIN | I | CHIEF FINANCIAL OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| ROGERS, CHARLES, KEVIN | I | CHIEF FINANCIAL OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| ROGERS, CHARLES, KEVIN | I | CHIEF FINANCIAL OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| ROGERS, CHARLES, KEVIN | I | CHIEF FINANCIAL OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| SULLIVAN, JOHN, P | I | MANAGING DIRECTOR | NA | Control |
| SULLIVAN, JOHN, P | I | MANAGING DIRECTOR | NA | Control |
| SULLIVAN, JOHN, P | I | MANAGING DIRECTOR | NA | Control |
| SULLIVAN, JOHN, P | I | MANAGING DIRECTOR | NA | Control |
| SULLIVAN, JOHN, P | I | CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR | NA | Control |
| SULLIVAN, JOHN, P | I | MANAGING DIRECTOR | NA | Control |
| SULLIVAN, JOHN, P | I | MANAGING DIRECTOR | NA | Control |
| SULLIVAN, JOHN, P | I | MANAGING DIRECTOR | NA | Control |
| SULLIVAN, JOHN, P | I | MANAGING DIRECTOR | NA | Control |
| GOLDSTEIN, ROBERT, BERNARD | I | PRINCIPAL, MEMBER | C | Control |
| GOLDSTEIN, ROBERT, BERNARD | I | PRINCIPAL, MEMBER | C | Control |
| GOLDSTEIN, ROBERT, BERNARD | I | PRINCIPAL, MEMBER | C | Control |
| GOLDSTEIN, ROBERT, BERNARD | I | PRINCIPAL, MEMBER | C | Control |
| GOLDSTEIN, ROBERT, BERNARD | I | PRINCIPAL, MEMBER | C | Control |
| GOLDSTEIN, ROBERT, BERNARD | I | PRINCIPAL, MEMBER | C | Control |
| GOLDSTEIN, ROBERT, BERNARD | I | PRINCIPAL, MEMBER | C | Control |
| GOLDSTEIN, ROBERT, BERNARD | I | PRINCIPAL, MEMBER | C | Control |
| GOLDSTEIN, ROBERT, BERNARD | I | PRINCIPAL, MEMBER | C | Control |
| LUDWIG, EUGENE, ALLAN | I | MANAGING PRINCIPAL, MANAGING MEMBER | C | Control |
| LUDWIG, EUGENE, ALLAN | I | MANAGING PRINCIPAL, MANAGING MEMBER | C | Control |
| LUDWIG, EUGENE, ALLAN | I | MANAGING PRINCIPAL, MANAGING MEMBER | C | Control |
| LUDWIG, EUGENE, ALLAN | I | MANAGING PRINCIPAL, MANAGING MEMBER | C | Control |
| LUDWIG, EUGENE, ALLAN | I | MANAGING PRINCIPAL, MANAGING MEMBER | C | Control |
| LUDWIG, EUGENE, ALLAN | I | MANAGING PRINCIPAL, MANAGING MEMBER | C | Control |
| LUDWIG, EUGENE, ALLAN | I | MANAGING PRINCIPAL, MANAGING MEMBER | C | Control |
| LUDWIG, EUGENE, ALLAN | I | MANAGING PRINCIPAL, MANAGING MEMBER | C | Control |
| LUDWIG, EUGENE, ALLAN | I | MANAGING PRINCIPAL, MANAGING MEMBER | C | Control |
| ROSE, JOHN, WILSON | I | PRINCIPAL, MEMBER | C | Control |
| ROSE, JOHN, WILSON | I | PRINCIPAL, MEMBER | C | Control |
| ROSE, JOHN, WILSON | I | PRINCIPAL, MEMBER | C | Control |
| ROSE, JOHN, WILSON | I | PRINCIPAL, MEMBER | C | Control |
| ROSE, JOHN, WILSON | I | PRINCIPAL, MEMBER | C | Control |
| ROSE, JOHN, WILSON | I | PRINCIPAL, MEMBER | C | Control |
| ROSE, JOHN, WILSON | I | PRINCIPAL, MEMBER | C | Control |
| ROSE, JOHN, WILSON | I | PRINCIPAL, MEMBER | C | Control |
| ROSE, JOHN, WILSON | I | PRINCIPAL, MEMBER | C | Control |
Registrations
Federal
IA
Mar 27, 2018 REGISTERED
Notice Filings (1)
NY
Address
120 WEST 45TH STREETSUITE 1010
NEW YORK, NY 10036
United States
Phone: 212 542-6868