FORMATION CAPITAL, LLC

Legal name: FORMATION CAPITAL

CRD #160400 SEC #801-80200 ATLANTA, GA 770-754-9660

SEC Registered Private Funds

Total AUM

$496.4M

Discretionary

$496.4M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Georgia
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2023
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BECKWITH, BRIAN	I	CHIEF EXECUTIVE OFFICER	NA	Control
BECKWITH, BRIAN	I	CHIEF EXECUTIVE OFFICER	NA	Control
BECKWITH, BRIAN	I	CHIEF EXECUTIVE OFFICER	NA	Control
BECKWITH, BRIAN	I	CHIEF EXECUTIVE OFFICER	NA	Control
BECKWITH, BRIAN	I	CHIEF EXECUTIVE OFFICER, BOARD MEMBER	NA	Control
BECKWITH, BRIAN	I	CHIEF EXECUTIVE OFFICER, BOARD MEMBER	NA	Control
BECKWITH, BRIAN	I	CHIEF EXECUTIVE OFFICER, BOARD MEMBER	NA	Control
BECKWITH, BRIAN	I	CHIEF EXECUTIVE OFFICER, BOARD MEMBER	NA	Control
BECKWITH, BRIAN	I	CHIEF EXECUTIVE OFFICER, BOARD MEMBER	NA	Control
BECKWITH, BRIAN	I	CHIEF EXECUTIVE OFFICER, BOARD MEMBER	NA	Control
BECKWITH, BRIAN	I	CHIEF EXECUTIVE OFFICER, BOARD MEMBER	NA	Control
BECKWITH, BRIAN	I	CHIEF EXECUTIVE OFFICER, BOARD MEMBER	NA	Control
BOELTE, KATHERINE, A	I	CHIEF FINANCIAL OFFICER	NA	Control
BROWN, SCOTT, E	I	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	NA	Control
BROWN, SCOTT, E	I	CHIEF COMPLIANCE OFFICER, TREASURER, BOARD MEMBER	NA	Control
BROWN, SCOTT, E	I	CHIEF COMPLIANCE OFFICER, TREASURER, BOARD MEMBER	NA	Control
BROWN, SCOTT, E	I	CHIEF COMPLIANCE OFFICER, TREASURER, BOARD MEMBER	NA	Control
BROWN, SCOTT, E	I	CHIEF COMPLIANCE OFFICER, TREASURER, BOARD MEMBER	NA	Control
BROWN, SCOTT, E	I	CHIEF COMPLIANCE OFFICER, TREASURER, BOARD MEMBER	NA	Control
BROWN, SCOTT, E	I	CHIEF COMPLIANCE OFFICER, TREASURER, BOARD MEMBER	NA	Control
BROWN, SCOTT, E	I	CHIEF COMPLIANCE OFFICER, TREASURER, BOARD MEMBER	NA	Control
BROWN, SCOTT, E	I	CHIEF COMPLIANCE OFFICER, TREASURER, BOARD MEMBER	NA	Control
FIRTH, CHRISTINA	I	CHIEF COMPLIANCE OFFICER	NA
FIRTH, CHRISTINA	I	CHIEF COMPLIANCE OFFICER	NA
FIRTH, CHRISTINA	I	CHIEF COMPLIANCE OFFICER	NA
FISHMAN, STEVEN	I	PRESIDENT AND CO-CHAIRMAN, BOARD MEMBER	NA	Control
FISHMAN, STEVEN	I	PRESIDENT AND CO-CHAIRMAN, BOARD MEMBER	NA	Control
FISHMAN, STEVEN	I	PRESIDENT AND CO-CHAIRMAN, BOARD MEMBER	NA	Control
HAMNER, STEPHANIE	I	MANAGING DIRECTOR, INVESTMENTS	NA	Control
HAMNER, STEPHANIE	I	MANAGING DIRECTOR, INVESTMENTS	NA	Control
HAMNER, STEPHANIE	I	MANAGING DIRECTOR, INVESTMENTS	NA	Control
KHAN, AGHA, SHUJAAT	I	BOARD MEMBER	NA
KHAN, AGHA, SHUJAAT	I	BOARD MEMBER	NA
KHAN, AGHA, SHUJAAT	I	BOARD MEMBER	NA
KHAN, AGHA, SHUJAAT	I	BOARD MEMBER	NA
KHAN, AGHA, SHUJAAT	I	BOARD MEMBER	NA
MCDURMONT, JOSEPH, PATRICK	I	CHIEF ACCOUNTING OFFICER	NA	Control
MCDURMONT, JOSEPH, PATRICK	I	CHIEF FINANCIAL OFFICER	NA	Control
MCDURMONT, JOSEPH, PATRICK	I	CHIEF FINANCIAL OFFICER	NA	Control
POWELL, NELA	I	CHIEF COMPLIANCE OFFICER, SVP	NA	Control
POWELL, NELA	I	CHIEF COMPLIANCE OFFICER, SVP	NA	Control
POWELL, NELA	I	CHIEF COMPLIANCE OFFICER, SVP	NA	Control
ROSEN, PAMELA, KELLY	I	GENERAL COUNSEL	NA	Control
ROSEN, PAMELA, KELLY	I	GENERAL COUNSEL	NA	Control
ROSEN, PAMELA, KELLY	I	GENERAL COUNSEL	NA	Control
ROSEN, PAMELA, KELLY	I	GENERAL COUNSEL	NA	Control
RUSS, DAVID, MICHAEL	I	CHIEF EXECUTIVE OFFICER	NA	Control
RUSS, DAVID, MICHAEL	I	CHIEF EXECUTIVE OFFICER	NA	Control
RUSS, DAVID, MICHAEL	I	CHIEF EXECUTIVE OFFICER	NA	Control
Rosen, Pamela, Kelly	I	GENERAL COUNSEL	NA	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN, BOARD MEMBER	NA	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN, BOARD MEMBER	NA	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN, BOARD MEMBER	NA	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN, BOARD MEMBER	NA	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN, BOARD MEMBER	NA	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN, BOARD MEMBER	NA	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN, BOARD MEMBER	NA	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN, BOARD MEMBER	NA	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN, BOARD MEMBER	NA	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN, BOARD MEMBER	NA	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN, BOARD MEMBER	NA	Control
HCCF MANAGEMENT GROUP, INC.	DE	MEMBER	E	Control
HCCF MANAGEMENT GROUP, INC.	DE	MEMBER	E	Control
HCCF MANAGEMENT GROUP, INC.	DE	MEMBER	E	Control
HCCF MANAGEMENT GROUP, INC.	DE	MEMBER	E	Control
HCCF MANAGEMENT GROUP, INC.	DE	MEMBER	E	Control
HCCF MANAGEMENT GROUP, INC.	DE	MEMBER	E	Control
HCCF MANAGEMENT CORP., INC.	DE	MEMBER	D	Control
HCCF MANAGEMENT CORP., INC.	DE	MEMBER	D	Control
HCCF MANAGEMENT CORP., INC.	DE	MEMBER	D	Control
HCCF MANAGEMENT CORP., INC.	DE	MEMBER	D	Control
TRIDENT FORMATION HOLDINGS LP	DE	MEMBER	D
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN	D	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN	D	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN	D	Control
WHITMAN, ARNOLD, MILLS	I	CHAIRMAN	D	Control
ZAC MANAGEMENT LLC	DE	MEMBER	D	Control
ZAC MANAGEMENT LLC	DE	MEMBER	D	Control
ZAC MANAGEMENT LLC	DE	MEMBER	D	Control
ZAC MANAGEMENT LLC	DE	MEMBER	D	Control
FISHMAN, STEVEN	I	PRESIDENT AND CO-CHAIRMAN	C	Control
FISHMAN, STEVEN	I	PRESIDENT AND CO-CHAIRMAN	C	Control
FISHMAN, STEVEN	I	PRESIDENT AND CO-CHAIRMAN	C	Control
FISHMAN, STEVEN	I	PRESIDENT AND CO-CHAIRMAN	C	Control
HCCF MANAGEMENT GROUP, INC.	DE	MEMBER	C	Control
HCCF MANAGEMENT GROUP, INC.	DE	MEMBER	C	Control
HCCF MANAGEMENT GROUP, INC.	DE	MEMBER	C	Control
HCCF MANAGEMENT GROUP, INC.	DE	MEMBER	C	Control
HCCF MANAGEMENT GROUP, INC.	DE	MEMBER	C	Control
TRIDENT FORMATION HOLDINGS LP	DE	MEMBER	C
TRIDENT FORMATION HOLDINGS LP	DE	MEMBER	C
TRIDENT FORMATION HOLDINGS LP	DE	MEMBER	C
TRIDENT FORMATION HOLDINGS LP	DE	MEMBER	C
ZAC MANAGEMENT GROUP, LLC	DE	MEMBER	C	Control
ZAC MANAGEMENT GROUP, LLC	DE	MEMBER	C	Control
ZAC MANAGEMENT GROUP, LLC	DE	MEMBER	C	Control
ZAC MANAGEMENT GROUP, LLC	DE	MEMBER	C	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
TRIDENT CAPITAL VI, L.P.	FE	TRIDENT FORMATION HOLDINGS LP	F	Control
TRIDENT CAPITAL VI, L.P.	FE	TRIDENT FORMATION HOLDINGS LP	F	Control
TRIDENT CAPITAL VI, L.P.	FE	TRIDENT FORMATION HOLDINGS LP	F	Control
TRIDENT CAPITAL VI, L.P.	FE	TRIDENT FORMATION HOLDINGS LP	F	Control
TRIDENT CAPITAL VI, L.P.	FE	TRIDENT FORMATION HOLDINGS LP	F	Control
FISHMAN, STEVEN	I	ZAC MANAGEMENT GROUP, INC.	E	Control
FISHMAN, STEVEN	I	ZAC MANAGEMENT GROUP, INC.	E	Control
FISHMAN, STEVEN	I	ZAC MANAGEMENT GROUP, INC.	E	Control
FISHMAN, STEVEN	I	ZAC MANAGEMENT GROUP, INC.	E	Control
FISHMAN, STEVEN	I	ZAC MANAGEMENT GROUP, INC.	E	Control
FISHMAN, STEVEN	I	ZAC MANAGEMENT GROUP, INC.	E	Control
FISHMAN, STEVEN	I	ZAC MANAGEMENT GROUP, INC.	E	Control
FISHMAN, STEVEN	I	ZAC MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
WHITMAN, ARNOLD, MILLS	I	HCCF MANAGEMENT GROUP, INC.	E	Control
TRIDENT FORMATION INTERMEDIATE HOLDINGS LLC	DE	TRIDENT FORMATION HOLDINGS LP	C	Control
TRIDENT FORMATION INTERMEDIATE HOLDINGS LLC	DE	TRIDENT FORMATION HOLDINGS LP	C	Control
TRIDENT FORMATION INTERMEDIATE HOLDINGS LLC	DE	TRIDENT FORMATION HOLDINGS LP	C	Control
TRIDENT FORMATION INTERMEDIATE HOLDINGS LLC	DE	TRIDENT FORMATION HOLDINGS LP	C	Control
TRIDENT FORMATION INTERMEDIATE HOLDINGS LLC	DE	TRIDENT FORMATION HOLDINGS LP	C	Control
TRIDENT VI, L.P.	FE	TRIDENT FORMATION HOLDINGS LP	C	Control
TRIDENT VI, L.P.	FE	TRIDENT FORMATION HOLDINGS LP	C	Control
TRIDENT VI, L.P.	FE	TRIDENT FORMATION HOLDINGS LP	C	Control
TRIDENT VI, L.P.	FE	TRIDENT FORMATION HOLDINGS LP	C	Control
TRIDENT VI, L.P.	FE	TRIDENT FORMATION HOLDINGS LP	C	Control

Registrations

Federal

Mar 31, 2023 REGISTERED

Notice Filings (1)

Address

3550 LENOX ROAD NE
FL 21 #6345
ATLANTA, GA 30326
United States

Phone: 770-754-9660