PACIFIC CAPITAL ASSOCIATES, INC.
Legal name: PACIFIC CAPITAL ASSOCIATES
CRD #160407 SEC #801-112260 SAN DIEGO, CA 858-560-5244
SEC Registered
Total AUM
$221.1M
Discretionary
$221.1M
Employees
6
Clients
0
Accounts
1,081
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 30, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| SIMON, JOHN, MATTHEW | I | PRESIDENT | D | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | D | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
| TOSCANO, RICHARD, ESTEBAN | I | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | C | Control |
Registrations
Federal
IA
Oct 30, 2025 REGISTERED
Notice Filings (9)
CA CO FL NH NV NY OR TX WA
Address
4747 VIEWRIDGE AVESUITE 107
SAN DIEGO, CA 92123-1688
United States
Phone: 858-560-5244