PENN MEZZANINE PARTNERS MANAGEMENT, L.P.
CRD #160502 SEC #802-75448 WAYNE, PA 610-977-7540
State Registered Exempt Reporting Private Funds Disclosures
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Apr 30, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DENINO, MARK, JUSTIN | I | CHAIRMAN & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| DENINO, MARK, JUSTIN | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CHAIRMAN & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| DENINO, MARK, JUSTIN | I | CHAIRMAN & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KEITH, ROBERT, EMERSON | I | VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KEITH, ROBERT, EMERSON | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| KEITH, ROBERT, EMERSON | I | VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| MCGROARTY, JEFFREY, B | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | |
| MCGROARTY, JEFFREY, B | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | |
| MCGROARTY, JEFFREY, B | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | |
| MCGROARTY, JEFFREY, B | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | |
| MCGROARTY, JEFFREY, B | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | |
| MCGROARTY, JEFFREY, B | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | |
| RICE, DONALD, KEITH | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RICE, DONALD, KEITH | I | CEO & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RICE, DONALD, KEITH | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CEO & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| RICE, DONALD, KEITH | I | CEO & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SISKO, BRIAN, J | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SISKO, BRIAN, J | I | VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SISKO, BRIAN, J | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SISKO, BRIAN, J | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SISKO, BRIAN, J | I | VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SISKO, BRIAN, J | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SISKO, BRIAN, J | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SISKO, BRIAN, J | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| SISKO, BRIAN, J | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| STOTT, JANET, LOIS | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| STOTT, JANET, LOIS | I | CONTROLLER AND SECRETARY | NA | Control |
| STOTT, JANET, LOIS | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| STOTT, JANET, LOIS | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| STOTT, JANET, LOIS | I | CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| STOTT, JANET, LOIS | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| STOTT, JANET, LOIS | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| STOTT, JANET, LOIS | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| STOTT, JANET, LOIS | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| VERRATTI, ROBERT, N | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CEO & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VERRATTI, ROBERT, N | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CEO & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VERRATTI, ROBERT, N | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CEO & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VERRATTI, ROBERT, N | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CEO & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VERRATTI, ROBERT, N | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CEO & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| VERRATTI, ROBERT, N | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - CEO & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ZARILLI, STEPHEN, THOMAS | I | VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ZARILLI, STEPHEN, THOMAS | I | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| ZARILLI, STEPHEN, THOMAS | I | VICE PRESIDENT & MANAGEMENT COMMITTEE MEMBER | NA | Control |
| PENN MEZZANINE MANAGER, LLC | DE | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - GENERAL PARTNER | E | Control |
| PENN MEZZANINE MANAGER, LLC | DE | GENERAL PARTNER | E | Control |
| PENN MEZZANINE MANAGER, LLC | DE | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - GENERAL PARTNER | E | Control |
| PENN MEZZANINE MANAGER, LLC | DE | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - GENERAL PARTNER | E | Control |
| PENN MEZZANINE MANAGER, LLC | DE | GENERAL PARTNER | E | Control |
| PENN MEZZANINE MANAGER, LLC | DE | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - GENERAL PARTNER | E | Control |
| PENN MEZZANINE MANAGER, LLC | DE | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - GENERAL PARTNER | E | Control |
| PENN MEZZANINE MANAGER, LLC | DE | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - GENERAL PARTNER | E | Control |
| PENN MEZZANINE MANAGER, LLC | DE | PENN MEZZANINE PARTNERS MANAGEMENT, L.P. - GENERAL PARTNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SAFEGUARD SCIENTIFICS, INC. | DE | SAFEGUARD PM SPV, INC. | E | Control |
| SAFEGUARD SCIENTIFICS, INC. | DE | SAFEGUARD PM SPV, INC. | E | Control |
| SAFEGUARD SCIENTIFICS, INC. | DE | SAFEGUARD PM SPV, INC. | E | Control |
| SAFEGUARD SCIENTIFICS, INC. | DE | SAFEGUARD PM SPV, INC. | E | Control |
| SAFEGUARD SCIENTIFICS, INC. | DE | SAFEGUARD PM SPV, INC. | E | Control |
| SAFEGUARD SCIENTIFICS, INC. | DE | SAFEGUARD PM SPV, INC. | E | Control |
| SAFEGUARD SCIENTIFICS, INC. | DE | SAFEGUARD PM SPV, INC. | E | Control |
| SAFEGUARD SCIENTIFICS, INC. | DE | SAFEGUARD PM SPV, INC. | E | Control |
| SAFEGUARD SCIENTIFICS, INC. | DE | SAFEGUARD PM SPV, INC. | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE MANAGER, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE PARTNERS GP, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE MANAGER, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE MANAGER, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE PARTNERS GP, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE MANAGER, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE PARTNERS GP, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE MANAGER, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE MANAGER, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE PARTNERS GP, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE MANAGER, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE PARTNERS GP, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE MANAGER, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE PARTNERS GP, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE MANAGER, LLC | E | Control |
| SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | DE | PENN MEZZANINE PARTNERS GP, LLC | E | Control |
| PENN MEZZANINE, LLC | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | D | Control |
| PENN MEZZANINE, LLC | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | D | Control |
| PENN MEZZANINE, LLC | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | D | Control |
| PENN MEZZANINE, LLC | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | D | Control |
| PENN MEZZANINE, LLC | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | D | Control |
| PENN MEZZANINE, LLC | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | D | Control |
| PENN MEZZANINE, LLC | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | D | Control |
| PENN MEZZANINE, LLC | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | D | Control |
| PENN MEZZANINE, LLC | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | D | Control |
| VERRATTI, ROBERT, N | I | PENN MEZZANINE LLC | D | Control |
| VERRATTI, ROBERT, N | I | PENN MEZZANINE LLC | D | Control |
| VERRATTI, ROBERT, N | I | PENN MEZZANINE LLC | D | Control |
| VERRATTI, ROBERT, N | I | PENN MEZZANINE LLC | D | Control |
| VERRATTI, ROBERT, N | I | PENN MEZZANINE LLC | D | Control |
| VERRATTI, ROBERT, N | I | PENN MEZZANINE LLC | D | Control |
| DENINO, MARK, JUSTIN | I | PENN MEZZANINE, LLC | C | Control |
| DENINO, MARK, JUSTIN | I | PENN MEZZANINE, LLC | C | Control |
| DENINO, MARK, JUSTIN | I | PENN MEZZANINE, LLC | C | Control |
| KEITH, ROBERT, EMERSON | I | PENN MEZZANINE, LLC | C | Control |
| KEITH, ROBERT, EMERSON | I | PENN MEZZANINE, LLC | C | Control |
| KEITH, ROBERT, EMERSON | I | PENN MEZZANINE, LLC | C | Control |
| RICE, DONALD, KEITH | I | PENN MEZZANINE, LLC | C | Control |
| RICE, DONALD, KEITH | I | PENN MEZZANINE, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | PENN MEZZANINE, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | PENN MEZZANINE, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | PENN MEZZANINE, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | PENN MEZZANINE, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | PENN MEZZANINE, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | PENN MEZZANINE, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | SAFEGUARD/PENN MEZZANINE PLATFORM, LLC | C | Control |
| SAFEGUARD PM SPV, INC. | DE | PENN MEZZANINE, LLC | C | Control |
Registrations
Federal
ERA
Apr 30, 2018 REGISTERED
Address
435 DEVON PARK DRIVE700 BUILDING
WAYNE, PA 19087
United States
Phone: 610-977-7540