RIA Intelligence

B. RILEY CAPITAL MANAGEMENT, LLC

Legal name: B. RILEY CAPITAL MANAGEMENT

CRD #160510 SEC #801-73824 LOS ANGELES, CA 310-966-1444
SEC Registered Private Funds
Total AUM
$200.4M
Discretionary
$200.4M
Employees
9
Clients
--
Accounts
4

Firm Details

Organization Type
Limited Liability Company
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 25, 2024
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIDIRECTORNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
AHN, PHILLIP, JIMEMBER, BOARD OF MANAGERSNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIDIRECTORNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KELLEHER, THOMAS, JOHNIPRESIDENT & MEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMANAGERNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KLEIN, MARK, DAVIDIMEMBER, BOARD OF MANAGERSNA Control
KRAMER, MICHAEL, JEFFREYICHIEF COMPLIANCE OFFICER/ MANAGERNA Control
MARKUNAS, MICHAELICHIEF COMPLIANCE OFFICER, DEPUTY GENERAL COUNSELNA
MARKUNAS, MICHAELICHIEF COMPLIANCE OFFICER, DEPUTY GENERAL COUNSELNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
PETCHENICK, ALLISON, VIRGINIAICHIEF COMPLIANCE OFFICERNA Control
PETCHENICK, ALLISON, VIRGINIAICHIEF COMPLIANCE OFFICERNA Control
PETCHENICK, ALLISON, VIRGINIAICHIEF COMPLIANCE OFFICERNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDIDIRECTORNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERSNA Control
SCHINKEL, GEORGE, RAYMONDICHIEF COMPLIANCE OFFICERNA
SCHINKEL, GEORGE, RAYMONDICHIEF COMPLIANCE OFFICERNA
SCHINKEL, GEORGE, RAYMONDICHIEF COMPLIANCE OFFICERNA
SCHINKEL, GEORGE, RAYMONDICHIEF COMPLIANCE OFFICERNA
SCHINKEL, GEORGE, RAYMONDICHIEF COMPLIANCE OFFICERNA
SCHINKEL, GEORGE, RAYMONDICHIEF COMPLIANCE OFFICERNA
SCHINKEL, GEORGE, RAYMONDICHIEF COMPLIANCE OFFICERNA
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
B. RILEY FINANCIAL, INC.DEOWNERE Control
KLEIN, MARK, DAVIDIMANAGING MEMBERD Control
KLEIN, MARK, DAVIDIMANAGING MEMBERD Control
KLEIN, MARK, DAVIDIMANAGING MEMBERD Control
KLEIN, MARK, DAVIDIMANAGING MEMBERD Control
KLEIN, MARK, DAVIDIMANAGING MEMBERD Control
KLEIN, MARK, DAVIDIMANAGING MEMBERD Control
KLEIN, MARK, DAVIDIMANAGING MEMBERD Control
KLEIN, MARK, DAVIDIMANAGING MEMBERD Control
KLEIN, MARK, DAVIDIMANAGING MEMBERD Control
KLEIN, MARK, DAVIDIMANAGING MEMBERD Control
KRAMER, MICHAEL, JEFFREYIMANAGING MEMBERD Control
KRAMER, MICHAEL, JEFFREYIMANAGING MEMBERD Control
KRAMER, MICHAEL, JEFFREYICHIEF COMPLIANCE OFFICERD Control
KRAMER, MICHAEL, JEFFREYIMANAGING MEMBERD Control
KRAMER, MICHAEL, JEFFREYICHIEF COMPLIANCE OFFICERD Control
KRAMER, MICHAEL, JEFFREYIMANAGING MEMBERD Control
KRAMER, MICHAEL, JEFFREYIMANAGING MEMBERD Control
KRAMER, MICHAEL, JEFFREYIMANAGING MEMBERD Control
KRAMER, MICHAEL, JEFFREYIMANAGING MEMBERD Control
KRAMER, MICHAEL, JEFFREYIMANAGING MEMBERD Control
KRAMER, MICHAEL, JEFFREYIMANAGING MEMBERD Control
KRAMER, MICHAEL, JEFFREYIMANAGING MEMBERD Control
KRAMER, MICHAEL, JEFFREYICHIEF COMPLIANCE OFFICERD Control

Registrations

Federal

IA
Mar 25, 2024 REGISTERED

Notice Filings (20)

CA CO CT DE FL GA IL IN MA MD MN NJ NY OH OR PA SD TN TX WA

Address

11100 SANTA MONICA BLVD.
SUITE 800
LOS ANGELES, CA 90025
United States
Phone: 310-966-1444