LION CAPITAL (AMERICAS) INC.
CRD #160574 SEC #801-73353 LOS ANGELES, CA 424-444-6666
SEC Registered
Total AUM
$361.6M
Discretionary
$0
Employees
1
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, SIMON, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| BROWN, SIMON, DAVID | I | CHIEF OPERATING OFFICER | NA | Control |
| BROWN, SIMON, DAVID | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| BROWN, SIMON, DAVID | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| BROWN, SIMON, DAVID | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| BROWN, SIMON, DAVID | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| CAPPS, JACOB, RICHARD | I | PRESIDENT | NA | Control |
| CAPPS, JACOB, RICHARD | I | PRESIDENT | NA | Control |
| CAPPS, JACOB, RICHARD | I | PRESIDENT | NA | Control |
| CAPPS, JACOB, RICHARD | I | PRESIDENT | NA | Control |
| CAPPS, JACOB, RICHARD | I | PRESIDENT | NA | Control |
| CAPPS, JACOB, RICHARD | I | PRESIDENT | NA | Control |
| CAPPS, JACOB, RICHARD | I | PRESIDENT | NA | Control |
| COOPER, PAUL, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COOPER, PAUL, ALEXANDER | I | CHIEF OPERATING OFFICER | NA | Control |
| COOPER, PAUL, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COOPER, PAUL, ALEXANDER | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLOP, JANET, MARY | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLOP, JANET, MARY | I | CHIEF OPERATING OFFICER | NA | Control |
| DUNLOP, JANET, MARY | I | CHIEF OPERATING OFFICER | NA | Control |
| HORTON, MICHAEL, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORTON, MICHAEL, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, ROBERT, EMMETT | I | DIRECTOR | NA | Control |
| KING, ROBERT, EMMETT | I | DIRECTOR | NA | Control |
| LAVI, AREZOO, SARAH | I | DIRECTOR | NA | Control |
| LAVI, AREZOO, SARAH | I | DIRECTOR | NA | Control |
| LAVI, AREZOO, SARAH | I | DIRECTOR | NA | Control |
| LAVI, AREZOO, SARAH | I | DIRECTOR | NA | Control |
| LAVI, AREZOO, SARAH | I | DIRECTOR | NA | Control |
| LAVI, AREZOO, SARAH | I | DIRECTOR | NA | Control |
| LAVI, AREZOO, SARAH | I | DIRECTOR | NA | Control |
| LAVI, AREZOO, SARAH | I | DIRECTOR | NA | Control |
| LEWIS, RICHARD, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEWIS, RICHARD, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEWIS, RICHARD, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEWIS, RICHARD, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEWIS, RICHARD, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEWIS, RICHARD, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEWIS, RICHARD, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEWIS, RICHARD, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LINDBERG, ERIC, VICTOR | I | DIRECTOR | NA | Control |
| LINDBERG, ERIC, VICTOR | I | DIRECTOR | NA | Control |
| LINDBERG, ERIC, VICTOR | I | DIRECTOR | NA | Control |
| LINDBERG, ERIC, VICTOR | I | DIRECTOR | NA | Control |
| LINDBERG, ERIC, VICTOR | I | DIRECTOR | NA | Control |
| LINDBERG, ERIC, VICTOR | I | DIRECTOR | NA | Control |
| LINDBERG, ERIC, VICTOR | I | DIRECTOR | NA | Control |
| MAYER, PATRICK, KELLY | I | DIRECTOR | NA | Control |
| MAYER, PATRICK, KELLY | I | DIRECTOR | NA | Control |
| MAYER, PATRICK, KELLY | I | DIRECTOR | NA | Control |
| MAYER, PATRICK, KELLY | I | DIRECTOR | NA | Control |
| MAYER, PATRICK, KELLY | I | DIRECTOR | NA | Control |
| MAYER, PATRICK, KELLY | I | DIRECTOR | NA | Control |
| MAYER, PATRICK, KELLY | I | DIRECTOR | NA | Control |
| MAYER, PATRICK, KELLY | I | DIRECTOR | NA | Control |
| Panesar, Mandeep | I | CHIEF COMPLIANCE OFFICER | NA | |
| Panesar, Mandeep | I | CHIEF COMPLIANCE OFFICER | NA | |
| Panesar, Mandeep | I | CHIEF COMPLIANCE OFFICER | NA | |
| Panesar, Mandeep | I | CHIEF COMPLIANCE OFFICER | NA | |
| Panesar, Mandeep | I | CHIEF COMPLIANCE OFFICER | NA | |
| Panesar, Mandeep | I | CHIEF COMPLIANCE OFFICER | NA | |
| TESTER, GRAHAM, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| TESTER, GRAHAM, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| TESTER, GRAHAM, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| TESTER, GRAHAM, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| TESTER, GRAHAM, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| TESTER, GRAHAM, ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
| LION CAPITAL LLP | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEA, LYNDON | I | LION CAPITAL LLP | D | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | D | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | D | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | D | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | D | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | D | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | D | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | D | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | D | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | D | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | D | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | C | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | C | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | C | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | C | Control |
| LEA, LYNDON | I | LION CAPITAL LLP | C | Control |
Registrations
Federal
IA
May 1, 2025 REGISTERED
Notice Filings (2)
CA NY
Address
2355 WESTWOOD BLVD#422
LOS ANGELES, CA 90064
United States
Phone: 424-444-6666