WAVERLY ADVISORS, LLC
Legal name: WAVERLY ADVISERS, LLC
CRD #160604 SEC #801-73146 CORNING, NY 607-684-5300
SEC Registered
Total AUM
$195M
Discretionary
$0
Employees
3
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARBER, ANDREW, DALE | I | CHIEF COMPLIANCE OFFICER | E | Control |
| BARBER, ANDREW, DALE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| BARBER, ANDREW, DALE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| BARBER, ANDREW, DALE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| BARBER, ANDREW, DALE | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 26, 2013 REGISTERED
Notice Filings (1)
NY
Address
228 CEDAR STREETCORNING, NY 14830
United States
Phone: 607-684-5300