RIA Intelligence

WATERTON ASSOCIATES, LLC

CRD #160616 SEC #801-73727 CHICAGO, IL 312-948-4500
SEC Registered
Total AUM
$71.7M
Discretionary
$71.7M
Employees
--
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Illinois
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 14, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANKIN, ERIN, HARRISICHIEF COMPLIANCE OFFICERNA Control
ANKIN, ERIN, HARRISICHIEF COMPLIANCE OFFICERNA Control
DENYER, DOUGLAS, GEORGEICHIEF FINANCIAL OFFICERNA Control
LOZINAK, GREGORY, JOHNICHIEF OPERATING OFFICERNA Control
LOZINAK, GREGORY, JOHNICHIEF OPERATING OFFICERNA Control
SCHWARTZ, DAVID, REUBENIMANAGERNA Control
SCHWARTZ, DAVID, REUBENIMANAGERNA Control
SWERDLOW, MARC, (NMN)IPRESIDENTNA Control
SWERDLOW, MARC, (NMN)IPRESIDENTNA Control
VILIM, PETER, MICHAELIMANAGERNA Control
VILIM, PETER, MICHAELIMANAGERNA Control
WALCZYK, CRAIG, GERARDICHIEF ACCOUNTING OFFICERNA Control
WATERTON ENTERPRISES, L.L.C.DEMEMBERE Control
WATERTON ENTERPRISES, L.L.C.DEMEMBERE Control
WATERTON SV, CORP.DEMEMBERE Control
WATERTON SV, CORP.DEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SCHWARTZ, DAVID, REUBENIJAMIE DIAMOND SCHWARTZ FAMILY GIFT TRUSTF Control
SCHWARTZ, DAVID, REUBENIJAMIE DIAMOND SCHWARTZ FAMILY GIFT TRUSTF Control
SCHWARTZ, JAMIE, DIAMONDIDAVID R SCHWARTZ FAMILY GIFT TRUSTF Control
SCHWARTZ, JAMIE, DIAMONDIDAVID R SCHWARTZ FAMILY GIFT TRUSTF Control
VILIM, JOAN, MOSTARDIIPETER VILIM FAMILY GIFT TRUSTF Control
VILIM, JOAN, MOSTARDIIPETER VILIM FAMILY GIFT TRUSTF Control
VILIM, PETER, MICHAELIJOAN VILIM FAMILY GIFT TRUSTF Control
VILIM, PETER, MICHAELIJOAN VILIM FAMILY GIFT TRUSTF Control
WATERTON GROUP, L.L.C.DEWATERTON ENTERPRISES, L.L.C. AND WATERTON SV, CORP.E Control
WATERTON GROUP, L.L.C.DEWATERTON ENTERPRISES, L.L.C. AND WATERTON SV, CORP.E Control
SCHWARTZ CONSOLIDATED, L.L.C.DEWATERTON GROUP, L.L.C.D Control
SCHWARTZ CONSOLIDATED, L.L.C.DEWATERTON GROUP, L.L.C.D Control
VILIM FAMILY HOLDINGS, L.L.C.DEWATERTON GROUP, L.L.C.D Control
VILIM FAMILY HOLDINGS, L.L.C.DEWATERTON GROUP, L.L.C.D Control
DAVID R. SCWARTZ FAMILY GIFT TRUSTDESCHWARTZ CONSOLIDATED, L.L.C.C Control
DAVID R. SCWARTZ FAMILY GIFT TRUSTDESCHWARTZ CONSOLIDATED, L.L.C.C Control
JAMIE DIAMOND SCHWARTZ FAMILY GIFT TRUSTDESCHWARTZ CONSOLIDATED, L.L.C.C Control
JAMIE DIAMOND SCHWARTZ FAMILY GIFT TRUSTDESCHWARTZ CONSOLIDATED, L.L.C.C Control
JOAN VILIM FAMILY GIFT TRUSTDEVILIM FAMILY HOLDINGS, L.L.C.C Control
JOAN VILIM FAMILY GIFT TRUSTDEVILIM FAMILY HOLDINGS, L.L.C.C Control
PETER VILIM FAMILY GIFT TRUSTDEVILIM FAMILY HOLDINGS, L.L.C.C Control
PETER VILIM FAMILY GIFT TRUSTDEVILIM FAMILY HOLDINGS, L.L.C.C Control

Registrations

Federal

IA
Feb 14, 2012 REGISTERED

Address

30 S. WACKER DRIVE, SUITE 3600
CHICAGO, IL 60606
United States
Phone: 312-948-4500