ARTHUR STEIN FINANCIAL, LLC
CRD #160627 SEC #801-131069 BETHESDA, MD 301-377-9407
SEC Registered
Total AUM
$116.3M
Discretionary
$116.3M
Employees
3
Clients
51
Accounts
271
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Brown, Franki | I | CHIEF COMPLIANCE OFFICER | NA | |
| Brown, Franki | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEIN, ARTHUR | I | MANAGING MEMBER | E | Control |
| STEIN, ARTHUR | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (4)
DC MD TX VA
Address
6701 DEMOCRACY BLVD.SUITE 300
BETHESDA, MD 20817
United States
Phone: 301-377-9407