YORKVILLE ETF ADVISORS, LLC
CRD #160727 SEC #801-73157 NEW YORK, NY 212-755-1970
SEC Registered
Total AUM
$39.9M
Discretionary
$39.9M
Employees
--
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, JAMES, JOHNSTON | I | DIRECTOR | NA | Control |
| BAKER, JAMES, JOHNSTON | I | MEMBER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | DIRECTOR | NA | Control |
| BAKER, JAMES, JOHNSTON | I | MEMBER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | DIRECTOR | NA | Control |
| BAKER, JAMES, JOHNSTON | I | DIRECTOR | NA | Control |
| BAKER, JAMES, JOHNSTON | I | MEMBER | NA | Control |
| BAKER, JAMES, JOHNSTON | I | DIRECTOR | NA | Control |
| BAKER, JAMES, JOHNSTON | I | DIRECTOR | NA | Control |
| BAKER, JAMES, JOHNSTON | I | DIRECTOR | NA | Control |
| BERGENFELD, JENNIFER | I | LEGAL COUNSEL | NA | |
| BERGENFELD, JENNIFER | I | LEGAL COUNSEL | NA | |
| BERGENFELD, JENNIFER | I | LEGAL COUNSEL | NA | |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | |
| DZIURA, MARTIN, W | I | CHIEF COMPLIANCE OFFICER | NA | |
| GARVEY, LUANNE, MORRIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | MEMBER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | MEMBER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | DIRECTOR - TRADING | NA | Control |
| HOGAN, RICHARD, ROBERT | I | MEMBER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | MEMBER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | MEMBER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | MEMBER | NA | Control |
| HOGAN, RICHARD, ROBERT | I | MEMBER | NA | Control |
| SCHURINGA, DARREN, R. | I | PORTFOLIO MANAGER | NA | Control |
| SCHURINGA, DARREN, R. | I | PORTFOLIO MANAGER | NA | Control |
| SCHURINGA, DARREN, R. | I | PORTFOLIO MANAGER | NA | Control |
| SCHURINGA, DARREN, R. | I | PORTFOLIO MANAGER | NA | Control |
| SCHURINGA, DARREN, R. | I | PORTFOLIO MANAGER | NA | Control |
| WOODARD, MICHAEL, EVERETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOODARD, MICHAEL, EVERETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOODARD, MICHAEL, EVERETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| YORKVILLE ETF HOLDINGS, LLC | DE | MEMBER | E | Control |
| HOGAN, RICHARD, ROBERT | I | DIRECTOR - TRADING | C | Control |
| HOGAN, RICHARD, ROBERT | I | DIRECTOR - TRADING | C | Control |
| SCHURINGA, DARREN, R. | I | PORTFOLIO MANAGER | C | Control |
| SCHURINGA, DARREN, R. | I | PORTFOLIO MANAGER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAKER, JAMES, JOHNSTON | I | YORKVILLE ETF HOLDINGS, LLC | F | Control |
| BAKER, JAMES, JOHNSTON | I | YORKVILLE ETF HOLDINGS, LLC | F | Control |
| BAKER, JAMES, JOHNSTON | I | YORKVILLE ETF HOLDINGS, LLC | F | Control |
| RICHARD HOGAN GST TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN GST TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | F | |
| RICHARD HOGAN GST TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | F | |
| MONT BLANC HOLDINGS, LLC | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| MONT BLANC HOLDINGS, LLC | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN REVOCABLE TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| RICHARD HOGAN TRUST | DE | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| SCHURINGA, DARREN, R. | I | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| SCHURINGA, DARREN, R. | I | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| SCHURINGA, DARREN, R. | I | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| SCHURINGA, DARREN, R. | I | YORKVILLE ETF HOLDINGS, LLC | C | Control |
| SCHURINGA, DARREN, R. | I | YORKVILLE ETF HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Jun 29, 2012 REGISTERED
Address
950 THIRD AVENUE, 23RD FLOORNEW YORK, NY 10022
United States
Phone: 212-755-1970