MARSHALL WACE GAVEKAL ASIA LIMITED
CRD #160846 SEC #802-75861 CENTRAL 852 3761 5111
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Jul 23, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HO, ALFRED, KAI SHING | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HO, ALFRED, KAI SHING | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HO, ALFRED, KAI SHING | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HO, ALFRED, KAI SHING | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HO, ALFRED, KAI SHING | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAI, MARCO | I | CHIEF OPERATING OFFICER | NA | Control |
| LAI, MARCO | I | CHIEF OPERATING OFFICER | NA | Control |
| LAI, MARCO | I | CHIEF OPERATING OFFICER | NA | Control |
| LAI, MARCO | I | CHIEF OPERATING OFFICER | NA | Control |
| LAI, MARCO | I | CHIEF OPERATING OFFICER | NA | Control |
| PEARCE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEARCE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAVEKAL HOLDINGS LIMITED | FE | BENEFICIAL OWNER | D | Control |
| GAVEKAL HOLDINGS LIMITED | FE | BENEFICIAL OWNER | D | Control |
| GAVEKAL HOLDINGS LIMITED | FE | BENEFICIAL OWNER | D | Control |
| GAVEKAL HOLDINGS LIMITED | FE | BENEFICIAL OWNER | D | Control |
| GAVEKAL HOLDINGS LIMITED | FE | BENEFICIAL OWNER | D | Control |
| MARSHALL WACE HOLDINGS LIMITED | FE | BENEFICIAL OWNER | D | Control |
| MARSHALL WACE HOLDINGS LIMITED | FE | BENEFICIAL OWNER | D | Control |
| MARSHALL WACE HOLDINGS LIMITED | FE | BENEFICIAL OWNER | D | Control |
| MARSHALL WACE HOLDINGS LIMITED | FE | BENEFICIAL OWNER | D | Control |
| MARSHALL WACE HOLDINGS LIMITED | FE | BENEFICIAL OWNER | D | Control |
| GAVE, LOUIS-VINCENT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| GAVE, LOUIS-VINCENT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| GAVE, LOUIS-VINCENT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| GAVE, LOUIS-VINCENT | I | CHIEF EXECUTIVE OFFICER | C | Control |
| GAVE, LOUIS-VINCENT | I | CHIEF EXECUTIVE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MW PARTNERS LP | FE | MARSHALL WACE HOLDINGS LIMITED | E | Control |
| MW PARTNERS LP | FE | MARSHALL WACE HOLDINGS LIMITED | E | Control |
| MW PARTNERS LP | FE | MARSHALL WACE HOLDINGS LIMITED | E | Control |
| MW PARTNERS LP | FE | MARSHALL WACE HOLDINGS LIMITED | E | Control |
| MW PARTNERS LP | FE | MARSHALL WACE HOLDINGS LIMITED | E | Control |
| GAVE, CHARLES-JEAN, HUBERT | I | GAVEKAL HOLDINGS LIMITED | D | Control |
| GAVE, CHARLES-JEAN, HUBERT | I | GAVEKAL HOLDINGS LIMITED | D | Control |
| GAVE, CHARLES-JEAN, HUBERT | I | GAVEKAL HOLDINGS LIMITED | D | Control |
| GAVE, CHARLES-JEAN, HUBERT | I | GAVEKAL HOLDINGS LIMITED | D | Control |
| GAVE, CHARLES-JEAN, HUBERT | I | GAVEKAL HOLDINGS LIMITED | D | Control |
| GAVE, LOUIS-VINCENT | I | GAVEKAL HOLDINGS LIMITED | D | Control |
| GAVE, LOUIS-VINCENT | I | GAVEKAL HOLDINGS LIMITED | D | Control |
| GAVE, LOUIS-VINCENT | I | GAVEKAL HOLDINGS LIMITED | D | Control |
| GAVE, LOUIS-VINCENT | I | GAVEKAL HOLDINGS LIMITED | D | Control |
| GAVE, LOUIS-VINCENT | I | GAVEKAL HOLDINGS LIMITED | D | Control |
Registrations
Federal
ERA
Jul 23, 2012 REGISTERED
Address
23/F, LHT TOWER31 QUEEN'S ROAD
CENTRAL
Hong Kong
Phone: 852 3761 5111