ROWLING AND ASSOCIATES ACCOUNTANCY CORPORATION
Legal name: ROWLING & ASSOCIATES
CRD #160864 SEC #801-73164 SAN DIEGO, CA 619-295-0200
SEC Registered
Total AUM
$418.9M
Discretionary
$388.8M
Employees
15
Clients
26
Accounts
1,024
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROWLING, SHERYL, LISA | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROWLING, SHERYL, LISA | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 30, 2020 REGISTERED
Notice Filings (4)
AZ CA MI VA
Address
8889 RIO SAN DIEGO DR.STE 202
SAN DIEGO, CA 92108
United States
Phone: 619-295-0200