CARMEL MANAGEMENT III, LLC
Legal name: CARMEL PARTNERS
CRD #160892 SEC #801-74214 SAN FRANCISCO, CA 415-273-2900
SEC Registered Private Funds
Total AUM
$7.5B
Discretionary
$7.5B
Employees
171
Clients
--
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BARTON, QUINN, RALPH | I | MANAGING PARTNER | NA | Control |
| BEDA, CHIRS | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHIRS | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHIRS | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHIRS | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| BEDA, CHRISTOPHER, JOHN | I | SENIOR MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| CAMPBELL, DONALD, DOUGLAS | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| CAMPBELL, DONALD, DOUGLAS | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| CAMPBELL, DONALD, DOUGLAS | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| CAMPBELL, DONALD, DOUGLAS | I | SENIOR MANAGING PARTNER | NA | Control |
| CAMPBELL, DONALD, DOUGLAS | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| CAMPBELL, DONALD, DOUGLAS | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| CAMPBELL, DONALD, DOUGLAS | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| CAMPBELL, DONALD, DOUGLAS | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| CAMPBELL, DONALD, DOUGLAS | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| CAMPBELL, DONALD, DOUGLAS | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| CAMPBELL, DONALD, DOUGLAS | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| CRANE, BRYAN, CARLISLE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CRANE, BRYAN, CARLISLE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CRANE, BRYAN, CARLISLE | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| CRANE, BRYAN, CARLISLE | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| CRANE, BRYAN, CARLISLE | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| CRANE, BRYAN, CARLISLE | I | EXECUTIVE COMMITTEE MEMBER, MANAGING PARTNER & CHIEF INVESTMENT OFFICER | NA | Control |
| DONALD, CAMPBELL | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| DONALD, CAMPBELL | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| DONALD, CAMPBELL | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| DONALD, CAMPBELL | I | SENIOR MANAGING PARTNER & CHIEF OPERATING OFFICER | NA | Control |
| GARIBALDI, DANIEL, GREGORY | I | MANAGING PARTNER, DEVELOPMENT | NA | Control |
| GARIBALDI, DANIEL, GREGORY | I | MANAGING PARTNER, DEVELOPMENT | NA | Control |
| GARIBALDI, DANIEL, GREGORY | I | MANAGING PARTNER, DEVELOPMENT | NA | Control |
| GARIBALDI, DANIEL, GREGORY | I | MANAGING PARTNER, DEVELOPMENT | NA | Control |
| GARIBALDI, DANIEL, GREGORY | I | MANAGING PARTNER, DEVELOPMENT | NA | Control |
| GARIBALDI, DANIEL, GREGORY | I | MANAGING PARTNER, DEVELOPMENT | NA | Control |
| GARIBALDI, DANIEL, GREGORY | I | MANAGING PARTNER, DEVELOPMENT | NA | Control |
| GARIBALDI, DANIEL, GREGORY | I | MANAGING PARTNER, DEVELOPMENT | NA | Control |
| GARIBALDI, DANIEL, GREGORY | I | MANAGING PARTNER, DEVELOPMENT | NA | Control |
| GARIBALDI, DANIEL, GREGORY | I | MANAGING PARTNER, DEVELOPMENT | NA | Control |
| GARIBALDI, DANIEL, GREGORY | I | MANAGING PARTNER, DEVELOPMENT & CONSTRUCTION | NA | Control |
| GARIBALDI, DANIEL, GREGORY | I | MANAGING PARTNER, DEVELOPMENT | NA | Control |
| GOLDEN, MATTHEW, TODD | I | GENERAL COUNSEL, PARTNER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | GENERAL COUNSEL, PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | GENERAL COUNSEL, PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | GENERAL COUNSEL, PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | GENERAL COUNSEL, PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | EXECUTIVE COMMITTEE MEMBER, GENERAL COUNSEL, PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | EXECUTIVE COMMITTEE MEMBER, GENERAL COUNSEL, PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | EXECUTIVE COMMITTEE MEMBER, GENERAL COUNSEL, PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | EXECUTIVE COMMITTEE MEMBER, GENERAL COUNSEL, PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | EXECUTIVE COMMITTEE MEMBER, GENERAL COUNSEL, PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | EXECUTIVE COMMITTEE MEMBER, GENERAL COUNSEL, PARTNER, CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | EXECUTIVE COMMITTEE MEMBER, GENERAL COUNSEL, MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | EXECUTIVE COMMITTEE MEMBER, GENERAL COUNSEL, MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | EXECUTIVE COMMITTEE MEMBER, GENERAL COUNSEL, MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDEN, MATTHEW, TODD | I | EXECUTIVE COMMITTEE MEMBER, GENERAL COUNSEL, MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | NA | Control |
| HALPER, MICHAEL, GREGG | I | VICE CHAIR OF EXECUTIVE COMMITTEE | NA | Control |
| HALPER, MICHAEL, GREGG | I | VICE CHAIR OF EXECUTIVE COMMITTEE | NA | Control |
| HALPER, MICHAEL, GREGG | I | VICE CHAIR OF EXECUTIVE COMMITTEE | NA | Control |
| HALPER, MICHAEL, GREGG | I | VICE CHAIR OF EXECUTIVE COMMITTEE | NA | Control |
| HALPER, MICHAEL, GREGG | I | VICE CHAIR OF EXECUTIVE COMMITTEE | NA | Control |
| HALPER, MICHAEL, GREGG | I | VICE CHAIR OF EXECUTIVE COMMITTEE | NA | Control |
| HALPER, MICHAEL, GREGG | I | VICE CHAIR OF EXECUTIVE COMMITTEE | NA | Control |
| HALPER, MICHAEL, GREGG | I | VICE CHAIR OF EXECUTIVE COMMITTEE | NA | Control |
| HALPER, MICHAEL, GREGG | I | VICE CHAIR OF EXECUTIVE COMMITTEE | NA | Control |
| HALPER, MICHAEL, GREGG | I | VICE CHAIR OF EXECUTIVE COMMITTEE | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| LAHORGUE, MICHAEL, AARON | I | SENIOR MANAGING PARTNER & PRESIDENT | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER AND CFO | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER AND CFO | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CFO | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER AND CFO | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER AND CFO | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER AND CFO | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CFO | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER AND CFO | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER AND CFO | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | SENIOR MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | SENIOR MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | SENIOR MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | SENIOR MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | SENIOR MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, SENIOR MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, SENIOR MANAGING PARTNER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, SENIOR MANAGING PARTNER | NA | Control |
| MARKUS, DENNIS, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, SENIOR MANAGING PARTNER | NA | Control |
| MCWHORTER, DAVID, ROBERT | I | MANAGING PARTNER | NA | Control |
| MCWHORTER, DAVID, ROBERT | I | MANAGING PARTNER | NA | Control |
| MCWHORTER, DAVID, ROBERT | I | MANAGING PARTNER | NA | Control |
| MCWHORTER, DAVID, ROBERT | I | MANAGING PARTNER | NA | Control |
| MCWHORTER, DAVID, ROBERT | I | MANAGING PARTNER | NA | Control |
| MCWHORTER, DAVID, ROBERT | I | MANAGING PARTNER | NA | Control |
| OWENS, PHILLIP, MARSHALL | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| OWENS, PHILLIP, MARSHALL | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| OWENS, PHILLIP, MARSHALL | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| OWENS, PHILLIP, MARSHALL | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| OWENS, PHILLIP, MARSHALL | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| OWENS, PHILLIP, MARSHALL | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| OWENS, PHILLIP, MARSHALL | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| OWENS, PHILLIP, MARSHALL | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| OWENS, PHILLIP, MARSHALL | I | EXECUTIVE COMMITTEE MEMBER, MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| SANDS, ANDREW, ISAAC | I | MANAGING PARTNER, HEAD OF ASSET MANAGEMENT & PORTFOLIO STRATEGY | NA | Control |
| SANDS, ANDREW, ISAAC | I | MANAGING PARTNER, HEAD OF ASSET MANAGEMENT & PORTFOLIO STRATEGY | NA | Control |
| SANDS, ANDREW, ISAAC | I | MANAGING PARTNER, HEAD OF ASSET MANAGEMENT & PORTFOLIO STRATEGY | NA | Control |
| SANDS, ANDREW, ISAAC | I | MANAGING PARTNER, CHIEF REAL ESTATE OFFICER | NA | Control |
| SANDS, ANDREW, ISAAC | I | MANAGING PARTNER, HEAD OF ASSET MANAGEMENT & PORTFOLIO STRATEGY | NA | Control |
| SHUMAN, BRIAN, HOWARD | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| SHUMAN, BRIAN, HOWARD | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| SHUMAN, BRIAN, HOWARD | I | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | NA | Control |
| SMITH, BRIAN, JEFFERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CCO | NA | |
| SMITH, BRIAN, JEFFERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, BRIAN, JEFFERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, BRIAN, JEFFERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, BRIAN, JEFFERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, BRIAN, JEFFERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, BRIAN, JEFFERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, BRIAN, JEFFERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, BRIAN, JEFFERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, BRIAN, JEFFERY | I | CHIEF COMPLIANCE OFFICER | NA | |
| TENNICAN, ELIZABETH | I | EXECUTIVE COMMITTEE MEMBER, MANAGING PARTNER, HEAD OF INVESTOR RELATIONS | NA | Control |
| TENNICAN, ELIZABETH | I | EXECUTIVE COMMITTEE MEMBER, MANAGING PARTNER, HEAD OF INVESTOR RELATIONS | NA | Control |
| TENNICAN, ELIZABETH | I | EXECUTIVE COMMITTEE MEMBER, MANAGING PARTNER, HEAD OF INVESTOR RELATIONS | NA | Control |
| TENNICAN, ELIZABETH | I | EXECUTIVE COMMITTEE MEMBER, MANAGING PARTNER, HEAD OF INVESTOR RELATIONS | NA | Control |
| TENNICAN, ELIZABETH | I | EXECUTIVE COMMITTEE MEMBER, MANAGING PARTNER, HEAD OF INVESTOR RELATIONS | NA | Control |
| TENNICAN, ELIZABETH | I | EXECUTIVE COMMITTEE MEMBER, MANAGING PARTNER, HEAD OF INVESTOR RELATIONS | NA | Control |
| TENNICAN, ELIZABETH | I | EXECUTIVE COMMITTEE MEMBER, MANAGING PARTNER & HEAD OF INVESTOR RELATIONS | NA | Control |
| TENNICAN, ELIZABETH | I | EXECUTIVE COMMITTEE MEMBER, MANAGING PARTNER & HEAD OF INVESTOR RELATIONS | NA | Control |
| TENNICAN, ELIZABETH | I | EXECUTIVE COMMITTEE MEMBER, MANAGING PARTNER & HEAD OF INVESTOR RELATIONS | NA | Control |
| TENNICAN, ELIZABETH | I | EXECUTIVE COMMITTEE SECRETARY, MANAGING PARTNER & HEAD OF INVESTOR RELATIONS | NA | Control |
| WILLIAMS, JOHN | I | MANAGING PARTNER, INVESTOR RELATIONS | NA | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | NA | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | NA | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | NA | Control |
| ZEFF, RON, DAVID | I | EXECUTIVE COMMITTEE CHAIR, MANAGING MEMBER, MANAGING PARTNER & CEO | NA | Control |
| ZEFF, RON, DAVID | I | EXECUTIVE COMMITTEE CHAIR, MANAGING MEMBER, MANAGING PARTNER & CEO | NA | Control |
| ZEFF, RON, DAVID | I | EXECUTIVE COMMITTEE CHAIR, MANAGING MEMBER, MANAGING PARTNER & CEO | NA | Control |
| ZEFF, RON, DAVID | I | EXECUTIVE COMMITTEE CHAIR, MANAGING MEMBER, MANAGING PARTNER & CEO | NA | Control |
| ZEFF, RON, DAVID | I | EXECUTIVE COMMITTEE CHAIR, MANAGING MEMBER, MANAGING PARTNER & CEO | NA | Control |
| ZEFF, RON, DAVID | I | EXECUTIVE COMMITTEE CHAIR, MANAGING MEMBER, MANAGING PARTNER & CEO | NA | Control |
| ZEFF, RON, DAVID | I | EXECUTIVE COMMITTEE CHAIR, MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | NA | Control |
| ZEFF, RON, DAVID | I | EXECUTIVE COMMITTEE CHAIR, MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | NA | Control |
| ZEFF, RON, DAVID | I | EXECUTIVE COMMITTEE CHAIR, MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | NA | Control |
| ZEFF, RON, DAVID | I | EXECUTIVE COMMITTEE CHAIR, MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | NA | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| CARMEL PARTNERS GROUP, LLC | DE | MEMBER | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
| ZEFF, RON, DAVID | I | MANAGING MEMBER, MANAGING PARTNER & CEO | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BRANDYWINE TRUST COMPANY | DE | RON ZEFF 2020 EXEMPT TRUST | F | |
| BRANDYWINE TRUST COMPANY | DE | RON ZEFF 2020 EXEMPT TRUST | F | |
| BRANDYWINE TRUST COMPANY | DE | RON ZEFF 2020 EXEMPT TRUST | F | |
| BRANDYWINE TRUST COMPANY | DE | RON ZEFF 2020 EXEMPT TRUST | F | |
| BRANDYWINE TRUST COMPANY | DE | RON ZEFF 2020 EXEMPT TRUST | F | |
| BRANDYWINE TRUST COMPANY | DE | RON ZEFF 2020 EXEMPT TRUST | F | |
| BRANDYWINE TRUST COMPANY | DE | RON ZEFF 2020 EXEMPT TRUST | F | |
| BRANDYWINE TRUST COMPANY | DE | RON ZEFF 2020 EXEMPT TRUST | F | |
| BRANDYWINE TRUST COMPANY | DE | RON ZEFF 2020 EXEMPT TRUST | F | |
| BRANDYWINE TRUST COMPANY | DE | RON ZEFF 2020 EXEMPT TRUST | F | |
| BRANDYWINE TRUST COMPANY | DE | RON ZEFF 2020 EXEMPT TRUST | F | |
| BRANDYWINE TRUST COMPANY | DE | RON ZEFF 2020 EXEMPT TRUST | F | |
| ZEFF, RON, DAVID | I | CARMEL PARTNERS GROUP, LLC | F | Control |
| ZEFF, RON, DAVID | I | CARMEL PARTNERS GROUP, LLC | F | Control |
| ZEFF, RON, DAVID | I | CARMEL PARTNERS GROUP, LLC | F | Control |
| ZEFF, RON, DAVID | I | CARMEL PARTNERS GROUP, LLC | F | Control |
| ZEFF, RON, DAVID | I | CARMEL PARTNERS GROUP, LLC | F | Control |
| ZEFF, RON, DAVID | I | CARMEL PARTNERS GROUP, LLC | F | Control |
| ZEFF, RON, DAVID | I | CARMEL PARTNERS GROUP, LLC | F | Control |
| ZEFF, RON, DAVID | I | CARMEL PARTNERS GROUP, LLC | F | Control |
| ZEFF, RON, DAVID | I | CARMEL PARTNERS GROUP, LLC | F | Control |
| ZEFF, RON, DAVID | I | CARMEL PARTNERS GROUP, LLC | F | Control |
| ZEFF, RON, DAVID | I | CARMEL PARTNERS GROUP, LLC | F | Control |
| ZEFF, RON, DAVID | I | CARMEL PARTNERS GROUP, LLC | F | Control |
| RON ZEFF 2020 EXEMPT TRUST | DE | CARMEL PARTNERS GROUP, LLC | E | |
| RON ZEFF 2020 EXEMPT TRUST | DE | CARMEL PARTNERS GROUP, LLC | E | |
| RON ZEFF 2020 EXEMPT TRUST | DE | CARMEL PARTNERS GROUP, LLC | E | |
| RON ZEFF 2020 EXEMPT TRUST | DE | CARMEL PARTNERS GROUP, LLC | E | |
| RON ZEFF 2020 EXEMPT TRUST | DE | CARMEL PARTNERS GROUP, LLC | E | |
| RON ZEFF 2020 EXEMPT TRUST | DE | CARMEL PARTNERS GROUP, LLC | E | |
| RON ZEFF 2020 EXEMPT TRUST | DE | CARMEL PARTNERS GROUP, LLC | E | |
| RON ZEFF 2020 EXEMPT TRUST | DE | CARMEL PARTNERS GROUP, LLC | E | |
| RON ZEFF 2020 EXEMPT TRUST | DE | CARMEL PARTNERS GROUP, LLC | E | |
| RON ZEFF 2020 EXEMPT TRUST | DE | CARMEL PARTNERS GROUP, LLC | E | |
| RON ZEFF 2020 EXEMPT TRUST | DE | CARMEL PARTNERS GROUP, LLC | E | |
| RON ZEFF 2020 EXEMPT TRUST | DE | CARMEL PARTNERS GROUP, LLC | E |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (7)
CA CO DC FL HI TX WA
Address
1000 SANSOME STREETFIRST FLOOR
SAN FRANCISCO, CA 94111
United States
Phone: 415-273-2900