NORTHWESTERN MUTUAL CAPITAL, LLC

CRD #160955 SEC #801-74003 MILWAUKEE, WI 414-665-7800

SEC Registered Private Funds

Total AUM

$33.1B

Discretionary

$33.1B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 9, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BERLINSKI, ANDREW, TODD	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP III, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP III, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
BERLINSKI, ANDREW, TODD	I	DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
DOLL, MARK, GEORGE	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
DOLL, MARK, GEORGE	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
DOLL, MARK, GEORGE	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
DOLL, MARK, GEORGE	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
DOLL, MARK, GEORGE	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
DOLL, MARK, GEORGE	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
DOLL, MARK, GEORGE	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
DOLL, MARK, GEORGE	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
DOLL, MARK, GEORGE	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
DOLL, MARK, GEORGE	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL GP III, LLC	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL GP III, LLC	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
HEWITT, GARY, MICHAEL	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
JOELSON, RONALD, PETER	I	CHAIRMAN OF THE BOARD, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
JOELSON, RONALD, PETER	I	CHAIRMAN OF THE BOARD, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
JOELSON, RONALD, PETER	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
JOELSON, RONALD, PETER	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
JOELSON, RONALD, PETER	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
JOELSON, RONALD, PETER	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP III, LLC	NA	Control
JOELSON, RONALD, PETER	I	CHAIRMAN OF THE BOARD, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
JOELSON, RONALD, PETER	I	CHAIRMAN OF THE BOARD, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
JOELSON, RONALD, PETER	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
JOELSON, RONALD, PETER	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
JOELSON, RONALD, PETER	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
JOELSON, RONALD, PETER	I	CHAIRMAN OF THE BOARD, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
JOELSON, RONALD, PETER	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
JOELSON, RONALD, PETER	I	CHAIRMAN OF THE BOARD, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
JOELSON, RONALD, PETER	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP, LLC	NA	Control
JOELSON, RONALD, PETER	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	NA	Control
JOELSON, RONALD, PETER	I	PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP III, LLC	NA	Control
LENTINI, ELIZABETH, JOYE	I	CHIEF COMPLIANCE OFFICER, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LENTINI, ELIZABETH, JOYE	I	CHIEF COMPLIANCE OFFICER, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LENTINI, ELIZABETH, JOYE	I	CHIEF COMPLIANCE OFFICER, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LENTINI, ELIZABETH, JOYE	I	CHIEF COMPLIANCE OFFICER, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LENTINI, ELIZABETH, JOYE	I	CHIEF COMPLIANCE OFFICER, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LOPEZ, HEZRON, TIMOTHY	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LOPEZ, HEZRON, TIMOTHY	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
LOPEZ, HEZRON, TIMOTHY	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LOPEZ, HEZRON, TIMOTHY	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
LOPEZ, HEZRON, TIMOTHY	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LOPEZ, HEZRON, TIMOTHY	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
LOPEZ, HEZRON, TIMOTHY	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LOPEZ, HEZRON, TIMOTHY	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
LUEKEN, JEFFREY, JAMES	I	PRESIDENT, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LUEKEN, JEFFREY, JAMES	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LUEKEN, JEFFREY, JAMES	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
LUEKEN, JEFFREY, JAMES	I	PRESIDENT, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LUEKEN, JEFFREY, JAMES	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LUEKEN, JEFFREY, JAMES	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
LUEKEN, JEFFREY, JAMES	I	PRESIDENT, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LUEKEN, JEFFREY, JAMES	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LUEKEN, JEFFREY, JAMES	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
LUEKEN, JEFFREY, JAMES	I	PRESIDENT, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LUEKEN, JEFFREY, JAMES	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LUEKEN, JEFFREY, JAMES	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
LUEKEN, JEFFREY, JAMES	I	PRESIDENT, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LUEKEN, JEFFREY, JAMES	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
LUEKEN, JEFFREY, JAMES	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
MOLLOY, KAREN, ANNE	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
MOLLOY, KAREN, ANNE	I	TREASURER	NA	Control
MOLLOY, KAREN, ANNE	I	TREASURER, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
POLINER, GARY, ALAN	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
POLINER, GARY, ALAN	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
POLINER, GARY, ALAN	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
POLINER, GARY, ALAN	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
POLINER, GARY, ALAN	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC	NA	Control
POLINER, GARY, ALAN	I	DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED	NA	Control
NM GP HOLDINGS, LLC	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP, LLC	E	Control
NM GP HOLDINGS, LLC	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	E	Control
NM GP HOLDINGS, LLC	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP III, LLC	E	Control
NM GP HOLDINGS, LLC	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP, LLC	E	Control
NM GP HOLDINGS, LLC	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	E	Control
NM GP HOLDINGS, LLC	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP, LLC	E	Control
NM GP HOLDINGS, LLC	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	E	Control
NM GP HOLDINGS, LLC	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP III, LLC	E	Control
NM GP HOLDINGS, LLC	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP, LLC	E	Control
NM GP HOLDINGS, LLC	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	E	Control
NM GP HOLDINGS, LLC	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP, LLC	E	Control
NM GP HOLDINGS, LLC	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP II, LLC	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL, LLC	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	SOLE SHAREHOLDER/PARENT, NORTHWESTERN MUTUAL CAPITAL LIMITED	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL, LLC	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	SOLE SHAREHOLDER/PARENT, NORTHWESTERN MUTUAL CAPITAL LIMITED	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL, LLC	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	SOLE SHAREHOLDER/PARENT, NORTHWESTERN MUTUAL CAPITAL LIMITED	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL, LLC	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	FE	SOLE SHAREHOLDER/PARENT, NORTHWESTERN MUTUAL CAPITAL LIMITED	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL, LLC	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	FE	SOLE SHAREHOLDER/PARENT, NORTHWESTERN MUTUAL CAPITAL LIMITED	E	Control
GE ANTARES CAPITAL CORP.	DE	MEMBER, QUINTEN ROAD MANAGEMENT LLC	D	Control
GE ANTARES CAPITAL CORP.	DE	MEMBER, QUINTEN ROAD MANAGEMENT LLC	D	Control
GE ANTARES CAPITAL CORP.	DE	MEMBER, QUINTEN ROAD MANAGEMENT LLC	D	Control
GE ANTARES CAPITAL CORP.	DE	MEMBER, QUINTEN ROAD MANAGEMENT LLC	D	Control
GE ANTARES CAPITAL CORP.	DE	MEMBER, QUINTEN ROAD MANAGEMENT LLC	D	Control
NORTHWESTERN MUTUAL CAPITAL, LLC	DE	MEMBER AND MANAGER, QUINTEN ROAD MANAGEMENT LLC	D	Control
NORTHWESTERN MUTUAL CAPITAL, LLC	DE	MEMBER AND MANAGER, QUINTEN ROAD MANAGEMENT LLC	D	Control
NORTHWESTERN MUTUAL CAPITAL, LLC	DE	MEMBER AND MANAGER, QUINTEN ROAD MANAGEMENT LLC	D	Control
NORTHWESTERN MUTUAL CAPITAL, LLC	DE	MEMBER AND MANAGER, QUINTEN ROAD MANAGEMENT LLC	D	Control
NORTHWESTERN MUTUAL CAPITAL, LLC	DE	MEMBER AND MANAGER, QUINTEN ROAD MANAGEMENT LLC	D	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GENERAL ELECTRIC COMPANY	DE	GE ANTARES CAPITAL CORP.	E	Control
GENERAL ELECTRIC COMPANY	DE	GE ANTARES CAPITAL CORP.	E	Control
GENERAL ELECTRIC COMPANY	DE	GE ANTARES CAPITAL CORP.	E	Control
GENERAL ELECTRIC COMPANY	DE	GE ANTARES CAPITAL CORP.	E	Control
GENERAL ELECTRIC COMPANY	DE	GE ANTARES CAPITAL CORP.	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	NM GP HOLDINGS, LLC	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	NM GP HOLDINGS, LLC	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	NM GP HOLDINGS, LLC	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	NM GP HOLDINGS, LLC	E	Control
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY	DE	NM GP HOLDINGS, LLC	E	Control

Registrations

Federal

May 9, 2012 REGISTERED

Notice Filings (1)

Address

720 EAST WISCONSIN AVE.
MILWAUKEE, WI 53202-4703
United States

Phone: 414-665-7800