ENHANCED CAPITAL PARTNERS, INC.
CRD #161037 SEC #801-74134 NEW YORK, NY 212-207-3385
SEC Registered Private Funds
Total AUM
$309M
Discretionary
$309M
Employees
--
Clients
--
Accounts
26
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANTOON, NICOLE, FIORENZA | I | CHIEF COMPLIANCE OFFICER AND COUNSEL, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| BOTTORFF, DENNIS, C | I | MANAGER/AUTHORIZED OFFICER AND MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | NA | Control |
| BOTTORFF, DENNIS, C | I | MANAGER/AUTHORIZED OFFICER AND MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | NA | Control |
| DOWNING, DOUGLAS, SOUTHALL | I | MEMBER OF BOARD OF DIRECTORS, ENHANCED LOUISIANA MANAGEMENT CORPORATION (RELYING ADVISER) | NA | Control |
| ELLENDER, NICOLE, FIORENZA | I | CHIEF COMPLIANCE OFFICER AND COUNSEL, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| ELLENDER, NICOLE, FIORENZA | I | CHIEF COMPLIANCE OFFICER AND COUNSEL | NA | Control |
| ELLENDER, NICOLE, FIORENZA | I | CHIEF COMPLIANCE OFFICER AND COUNSEL | NA | Control |
| GAMBILL, KATIE, HERRON | I | MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | NA | Control |
| GAMBILL, KATIE, HERRON | I | MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | NA | Control |
| HORNE, WILLIAM, BECKFORD | I | MEMBER, BOARD OF DIRECTORS, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| HORNE, WILLIAM, BECKFORD | I | MEMBER, BOARD OF DIRECTORS, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| HORNE, WILLIAM, BECKFORD | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| HORNE, WILLIAM, BECKFORD | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| KAIDEN, JONATHAN, SCOTT | I | MEMBER, BOARD OF DIRECTORS, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| KAIDEN, JONATHAN, SCOTT | I | MEMBER, BOARD OF DIRECTORS, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| KAIDEN, JONATHAN, SCOTT | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| KAIDEN, JONATHAN, SCOTT | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | MANAGER/AUTHORIZED OFFICER AND MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | NA | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | CEO, PRESIDENT AND MEMBER OF BOARD OF MANAGERS, ENHANCED ALABAMA MANAGER, LLC (RELYING ADVISER) | NA | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | PRESIDENT AND MEMBER OF BOARD OF MANAGERS, ENHANCED DISTRICT MANAGER, LLC (RELYING ADVISER) | NA | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | CEO, PRESIDENT AND MEMBER OF BOARD OF DIRECTORS, ENHANCED LOUISIANA MANAGEMENT CORPORATION (RELYING ADVISER) | NA | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | PRESIDENT AND MEMBER OF BOARD OF MANAGERS, ENHANCED CAPITAL NEW YORK MANAGER II, LLC (RELYING ADVISER) | NA | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | PRESIDENT AND MEMBER OF BOARD OF MANAGERS, ENHANCED COMMUNITY DEVELOPMENT, LLC (RELYING ADVISER) | NA | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | MANAGER/AUTHORIZED OFFICER AND MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | NA | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | PRESIDENT, ENHANCED CAPITAL CONNECTICUT MANAGER, LLC (RELYING ADVISER) | NA | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | PRESIDENT, ENHANCED CAPITAL CONNECTICUT MANAGER III, LLC (RELYING ADVISER) | NA | Control |
| LAWLER, MICHAEL, J | I | MEMBER, BOARD OF DIRECTORS, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| LAWLER, MICHAEL, J | I | MEMBER OF BOARD OF DIRECTORS, ENHANCED LOUISIANA MANAGEMENT CORPORATION (RELYING ADVISER) | NA | Control |
| LAWLER, MICHAEL, J | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| LAWLER, MICHAEL, J | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| MCCARTHY, SHANE, PATRICK | I | CHIEF FINANCIAL OFFICER, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| MCCARTHY, SHANE, PATRICK | I | CHIEF FINANCIAL OFFICER, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| MCCARTHY, SHANE, PATRICK | I | VICE PRESIDENT AND TREASURER, ENHANCED ALABAMA MANAGER, LLC (RELYING ADVISER) | NA | Control |
| MCCARTHY, SHANE, PATRICK | I | VICE PRESIDENT AND TREASURER, ENHANCED DISTRICT MANAGER, LLC (RELYING ADVISER) | NA | Control |
| MCCARTHY, SHANE, PATRICK | I | VICE PRESIDENT, TREASURER AND MEMBER OF BOARD OF DIRECTORS, ENHANCED LOUISIANA MANAGEMENT CORPORATION (RELYING ADVISER) | NA | Control |
| MCCARTHY, SHANE, PATRICK | I | VICE PRESIDENT AND MEMBER OF BOARD OF MANAGERS, ENHANCED COMMUNITY DEVELOPMENT, LLC (RELYING ADVISER) | NA | Control |
| MCCARTHY, SHANE, PATRICK | I | VICE PRESIDENT AND TREASURER, ENHANCED CAPITAL CONNECTICUT MANAGER, LLC (RELYING ADVISER) | NA | Control |
| MCCARTHY, SHANE, PATRICK | I | VICE PRESIDENT AND TREASURER, ENHANCED CAPITAL CONNECTICUT MANAGER III, LLC (RELYING ADVISER) | NA | Control |
| MCCARTHY, SHANE, PATRICK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCCARTHY, SHANE, PATRICK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MONTGOMERY, RICHARD, BULLARD | I | VICE PRESIDENT AND MEMBER OF BOARD OF MANAGERS, ENHANCED COMMUNITY DEVELOPMENT, LLC (RELYING ADVISER) | NA | Control |
| PAUL, ANDREW, MITCHELL | I | CHAIRMAN OF THE BOARD, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| PAUL, ANDREW, MITCHELL | I | MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | NA | Control |
| PAUL, ANDREW, MITCHELL | I | CHAIRMAN OF THE BOARD, ENHANCED CAPITAL PARTNERS, INC. | NA | Control |
| PAUL, ANDREW, MITCHELL | I | CHAIRMAN OF THE BOARD, ENHANCED ALABAMA MANAGER, LLC (RELYING ADVISER) | NA | Control |
| PAUL, ANDREW, MITCHELL | I | CEO AND MEMBER OF BOARD OF MANAGERS, ENHANCED DISTRICT MANAGER, LLC (RELYING ADVISER) | NA | Control |
| PAUL, ANDREW, MITCHELL | I | CHAIRMAN OF THE BOARD, ENHANCED LOUISIANA MANAGEMENT CORPORATION (RELYING ADVISER) | NA | Control |
| PAUL, ANDREW, MITCHELL | I | CEO, TREASURER AND CHAIRMAN OF THE BOARD, ENHANCED CAPITAL NEW YORK MANAGER II, LLC (RELYING ADVISER) | NA | Control |
| PAUL, ANDREW, MITCHELL | I | MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | NA | Control |
| PAUL, ANDREW, MITCHELL | I | CHAIRMAN, ENHANCED CAPITAL CONNECTICUT MANAGER, LLC (RELYING ADVISER) | NA | Control |
| PAUL, ANDREW, MITCHELL | I | CHAIRMAN, ENHANCED CAPITAL CONNECTICUT MANAGER III, LLC (RELYING ADVISER) | NA | Control |
| RELIANCE TRUST COMPANY | DE | TRUSTEE, ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | NA | Control |
| RELIANCE TRUST COMPANY | DE | TRUSTEE, ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | NA | Control |
| ENHANCED ALABAMA HOLDING, LLC | DE | SOLE MEMBER, ENHANCED ALABAMA MANAGER, LLC (RELYING ADVISER) | E | Control |
| ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | DE | OWNER, ENHANCED CAPITAL PARTNERS, INC. | E | Control |
| ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | DE | OWNER, ENHANCED CAPITAL PARTNERS, INC. | E | Control |
| ENHANCED CAPITAL PARTNERS, INC. | DE | MEMBER, ENHANCED COMMUNITY DEVELOPMENT, LLC (RELYING ADVISER) | E | Control |
| ENHANCED CONNECTICUT HOLDING III, LLC | DE | SOLE MEMBER, ENHANCED CAPITAL CONNECTICUT MANAER III, LLC (RELYING ADVISER) | E | Control |
| ENHANCED CONNECTICUT HOLDING, LLC | DE | SOLE MEMBER, ENHANCED CAPITAL CONNECTICUT MANAGER, LLC (RELYING ADVISER) | E | Control |
| ENHANCED DISTRICT HOLDING, LLC | DE | SOLE MEMBER, ENHANCED DISTRICT MANAGER, LLC (RELYING ADVISER) | E | Control |
| ENHANCED LOUISANA HOLDING, LLC | DE | SOLE MEMBER, ENHANCED LOUISIANA MANAGER II, LLC (RELYING ADVISER) | E | Control |
| ENHANCED LOUISIANA HOLDING, LLC | DE | SOLE SHAREHOLDER, ENHANCED LOUISIANA MANAGEMENT CORPORATION (RELYING ADVISER) | E | Control |
| ENHANCED NEW YORK HOLDING, LLC | DE | SOLE SHAREHOLDER, ENHANCED CAPITAL NEW YORK MANAGER II, LLC (RELYING ADVISER) | E | Control |
| COUNCIL CAPITAL MANAGEMENT, LLC | DE | MEMBER, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | D | Control |
| COUNCIL CAPITAL MANAGEMENT, LLC | DE | MEMBER, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | D | Control |
| ENHANCED CAPITAL PARTNERS, INC. | DE | OWNER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | D | Control |
| ENHANCED TENNESSEE HOLDING, LLC | DE | MEMBER, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | D | Control |
| ENHANCED TENNESSEE HOLDING, LLC | DE | MEMBER, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | D | Control |
| ENHANCED CAPITAL PARTNERS, INC. | DE | OWNER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | C | Control |
| OSHEROW, BARRY, ALAN | I | OWNER AND MANAGER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | C | Control |
| OSHEROW, BARRY, ALAN | I | OWNER AND MANAGER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | C | Control |
| PAUL, ANDREW, MITCHELL | I | CHAIRMAN OF THE BOARD | C | Control |
| PAUL, ANDREW, MITCHELL | I | CHAIRMAN OF THE BOARD | C | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | OWNER AND MANAGER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | B | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | OWNER AND MANAGER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | B | Control |
| PAUL, ANDREW, MITCHELL | I | OWNER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | B | Control |
| PAUL, ANDREW, MITCHELL | I | OWNER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | B | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | A | Control |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ENHANCED CAPITAL PARTNERS, INC. | DE | ENHANCED LOUISIANA HOLDING, LLC | F | Control |
| RELIANCE TRUST COMPANY | DE | ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | F | Control |
| RELIANCE TRUST COMPANY | DE | ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | F | Control |
| ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | DE | ENHANCED CAPITAL PARTNERS, INC. | E | Control |
| ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | DE | ENHANCED CAPITAL PARTNERS, INC. | E | Control |
| ENHANCED CAPITAL PARTNERS, INC. | DE | ENHANCED TENNESSEE HOLDING, LLC | E | Control |
| ENHANCED CAPITAL PARTNERS, INC. | DE | ENHANCED ALABAMA HOLDING, LLC | E | Control |
| ENHANCED CAPITAL PARTNERS, INC. | DE | ENHANCED DISTRICT HOLDING, LLC | E | Control |
| ENHANCED CAPITAL PARTNERS, INC. | DE | ENHANCED NEW YORK HOLDING, LLC | E | Control |
| ENHANCED CAPITAL PARTNERS, INC. | DE | ENHANCED CAPITAL TEXAS HOLDING, LLC | E | Control |
| ENHANCED CAPITAL PARTNERS, INC. | DE | ENHANCED TENNESSEE HOLDING, LLC | E | Control |
| ENHANCED CAPITAL PARTNERS, INC. | DE | ENHANCED CONNECTICUT HOLDING, LLC | E | Control |
| ENHANCED CAPITAL PARTNERS, INC. | DE | ENHANCED CONNECTICUT HOLDING III, LLC | E | Control |
| BOTTORFF, DENNIS, C | I | COUNCIL CAPITAL MANAGEMENT, LLC | C | Control |
| BOTTORFF, DENNIS, C | I | COUNCIL CAPITAL MANAGEMENT, LLC | C | Control |
| GAMBILL, KATIE, HERRON | I | COUNCIL CAPITAL MANAGEMENT, LLC | C | Control |
| GAMBILL, KATIE, HERRON | I | COUNCIL CAPITAL MANAGEMENT, LLC | C | Control |
| PAUL, ANDREW, MITCHELL | I | ESOP | C | Control |
| PAUL, ANDREW, MITCHELL | I | ESOP | C | Control |
Registrations
Federal
IA
Jun 27, 2012 REGISTERED
Notice Filings (6)
CT FL LA NY TN TX
Address
601 LEXINGTON AVENUE - 55TH FLOORNEW YORK, NY 10022-4637
United States
Phone: 212-207-3385