RIA Intelligence

BALLAST CAPITAL MANAGEMENT LLC

Legal name: BALLAST CAPITAL MANAGEMENT (BCM)

CRD #161070 SEC #801-73646 NEW YORK, NY 212 404-1777
SEC Registered Private Funds
Total AUM
$50.3M
Discretionary
$50.3M
Employees
--
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 14, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CIALDELLA, PHILIP, F.ICHIEF COMPLIANCE OFFICERNA
CIALDELLA, PHILIP, F.ICHIEF COMPLIANCE OFFICERNA
CIALDELLA, PHILIP, F.ICHIEF COMPLIANCE OFFICERNA
KAYNOR, ROBERT, MOULLINICHEIF EXECUTIVE OFFICERD Control
KAYNOR, ROBERT, MOULLINICHEIF EXECUTIVE OFFICERD Control
KAYNOR, ROBERT, MOULLINICHEIF EXECUTIVE OFFICERD Control
O'SULLIVAN, RYAN, MATTHEWIPRESIDENT, MANAGING MEMBERD Control
O'SULLIVAN, RYAN, MATTHEWIPRESIDENT, MANAGING MEMBERD Control
O'SULLIVAN, RYAN, MATTHEWIPRESIDENT, MANAGING MEMBERD Control

Registrations

Federal

IA
Feb 14, 2012 REGISTERED

Notice Filings (1)

NY

Address

70 EAST 55TH STREET
NEW YORK, NY 10022
United States
Phone: 212 404-1777