NEWMAX ADVISORS, LLC
CRD #161114 SEC #801-74948 NEW YORK, NY 212-583-9900
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, EDWARD, JOHN | I | CCO | NA | Control |
| SMITH, EDWARD, JOHN | I | CCO | NA | Control |
| APOLITO, CHRISTOPHER, M | I | MEMBER | B | Control |
| APOLITO, CHRISTOPHER, M | I | MEMBER | B | Control |
| HALABU, DAVID | I | MEMBER | B | Control |
| HALABU, DAVID | I | MEMBER | B | Control |
| MENENDEZ, ROBERTO, MANUEL | I | MEMBER | B | Control |
| MENENDEZ, ROBERTO, MANUEL | I | MEMBER | B | Control |
| PRESTON, MARC, AVI | I | MEMBER | B | Control |
| PRESTON, MARC, AVI | I | MEMBER | B | Control |
| SZABO, SASHA, MICHEL | I | MEMBER | B | Control |
| SZABO, SASHA, MICHEL | I | MEMBER | B | Control |
Registrations
Federal
IA
Jun 26, 2012 REGISTERED
Notice Filings (2)
FL NY
Address
40 WALL STREET17TH FLOOR
NEW YORK, NY 10005
United States
Phone: 212-583-9900