RIA Intelligence

GERRY FARBER, LLC

CRD #161120 SEC #801-73904 NEW YORK, NY (212) 752-1538
SEC Registered Private Funds Disclosures
Total AUM
$152.2M
Discretionary
$152.2M
Employees
6
Clients
--
Accounts
2
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 26, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
NELSON, PATTY, LYNNICHIEF COMPLIANCE OFFICER / DIRECTOR OF OPERATIONSNA Control
NELSON, PATTY, LYNNICHIEF COMPLIANCE OFFICER / DIRECTOR OF OPERATIONSNA Control
NELSON, PATTY, LYNNICHIEF COMPLIANCE OFFICER / DIRECTOR OF OPERATIONSNA Control
FARBER, GERALD, PAULIMANAGING MEMBER/ PRESIDENTE Control
FARBER, GERALD, PAULIMANAGING MEMBER/ PRESIDENTE Control
FARBER, GERALD, PAULIMANAGING MEMBER/ PRESIDENTE Control

Registrations

Federal

IA
Mar 26, 2013 REGISTERED

Notice Filings (1)

NY

Address

767 THIRD AVENUE
15TH FLOOR
NEW YORK, NY 10017
United States
Phone: (212) 752-1538