RED CAPITAL ADVISORS, LLC
CRD #161159 SEC #801-74227 COLUMBUS, OH 614-857-1400
SEC Registered Private Funds
Total AUM
$1.3B
Discretionary
$1.3B
Employees
--
Clients
0
Accounts
28
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Feb 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DIXON, LEE, JEROME | I | SENIOR MANAGING DIRECTOR | NA | |
| HENSON, JAMES, JOSEPH | I | SECRETARY | NA | |
| HINGA, WILLIAM, THOMAS | I | PRESIDENT | NA | Control |
| KIRKWOOD, ROBERT, THOMAS | I | MANAGING DIRECTOR AND CFO | NA | |
| LAMEY, WILLIAM | I | SENIOR MANAGING DIRECTOR | NA | |
| MAINELLI, KEVIN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHAFFER, SHARON, DAVIS | I | SENIOR MANAGING DIRECTOR | NA | |
| RED CAPITAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ORIX CAPITAL MARKETS, LLC | DE | ORIX RC, LLC | E | Control |
| ORIX CORPORATION | FE | ORIX USA CORPORATION | E | Control |
| ORIX RC, LLC | DE | RCG HOLDING, LLC | E | Control |
| ORIX USA CORPORATION | DE | ORIX CAPITAL MARKETS, LLC | E | Control |
| RCG HOLDING, LLC | DE | RED CAPITAL GROUP, LLC | E | Control |
Registrations
Federal
IA
Feb 15, 2012 REGISTERED
Notice Filings (1)
OH
Address
TWO MIRANOVA PLACE 12TH FLOORCOLUMBUS, OH 43215
United States
Phone: 614-857-1400