BANK OF SCOTLAND PLC
CRD #161259 SEC #802-75241 EDINBURGH 44 0 207 626 1500
State Registered Exempt Reporting Broker-Dealer Private Funds Disclosures
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Mar 28, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BESTER, ANDREW, JOHN MILTON | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BESTER, ANDREW, JOHN MILTON | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BESTER, ANDREW, JOHN MILTON | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BESTER, ANDREW, JOHN MILTON | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BISCHOFF, WINFRIED, FRANZ WILHELM | I | CHAIRMAN | NA | Control |
| BISCHOFF, WINFRIED, FRANZ WILHELM | I | CHAIRMAN | NA | Control |
| BISCHOFF, WINFRIED, FRANZ WILHELM | I | CHAIRMAN | NA | Control |
| BISCHOFF, WINFRIED, FRANZ WILHELM | I | CHAIRMAN | NA | Control |
| BISCHOFF, WINFRIED, FRANZ WILHELM | I | CHAIRMAN | NA | Control |
| BLACKWELL, NORMAN, ROY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| BLACKWELL, NORMAN, ROY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| BLACKWELL, NORMAN, ROY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| BLACKWELL, NORMAN, ROY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| BRITTAIN, ALISON, JANE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BRITTAIN, ALISON, JANE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BRITTAIN, ALISON, JANE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BRITTAIN, ALISON, JANE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BRITTAIN, ALISON, JANE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLOMBAS, JUAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLOMBAS, JUAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLOMBAS, JUAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLOMBAS, JUAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLOMBAS, JUAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CULMER, MARK, GEORGE | I | GROUP FINANCE DIRECTOR | NA | Control |
| CULMER, MARK, GEORGE | I | GROUP FINANCE DIRECTOR | NA | Control |
| CULMER, MARK, GEORGE | I | GROUP FINANCE DIRECTOR | NA | Control |
| CULMER, MARK, GEORGE | I | GROUP FINANCE DIRECTOR | NA | Control |
| FAIRBAIRN, CAROLYN, JULIE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| FAIRBAIRN, CAROLYN, JULIE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| FAIRBAIRN, CAROLYN, JULIE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| FAIRBAIRN, CAROLYN, JULIE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| FISHER, MARK, ANDREW | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| FISHER, MARK, ANDREW | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| FISHER, MARK, ANDREW | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| FISHER, MARK, ANDREW | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| FISHER, MARK, ANDREW | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| FREW, ANITA, MARGARET | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| FREW, ANITA, MARGARET | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| FREW, ANITA, MARGARET | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| FREW, ANITA, MARGARET | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| FREW, ANITA, MARGARET | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| HEWITT, ALISON, JANE | I | GROUP COMPLIANCE & REGULATORY RISK DIRECTOR | NA | |
| HEWITT, ALISON, JANE | I | GROUP COMPLIANCE & REGULATORY RISK DIRECTOR | NA | |
| HEWITT, ALISON, JANE | I | GROUP COMPLIANCE & REGULATORY RISK DIRECTOR | NA | |
| HEWITT, ALISON, JANE | I | GROUP COMPLIANCE & REGULATORY RISK DIRECTOR | NA | |
| HEWITT, ALISON, JANE | I | GROUP COMPLIANCE & REGULATORY RISK DIRECTOR | NA | |
| HORN-SMITH, JULIAN, MICHAEL | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| HORTA-OSORIO, ANTONIO, MOTA DE SOUSA | I | CHIEF EXECUTIVE | NA | Control |
| HORTA-OSORIO, ANTONIO, MOTA DE SOUSA | I | CHIEF EXECUTIVE | NA | Control |
| HORTA-OSORIO, ANTONIO, MOTA DE SOUSA | I | CHIEF EXECUTIVE | NA | Control |
| HORTA-OSORIO, ANTONIO, MOTA DE SOUSA | I | CHIEF EXECUTIVE | NA | Control |
| HORTA-OSORIO, ANTONIO, MOTA DE SOUSA | I | CHIEF EXECUTIVE | NA | Control |
| LORENZO, ANTONIO | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LORENZO, ANTONIO | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LORENZO, ANTONIO | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LORENZO, ANTONIO | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LORENZO, ANTONIO | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MALTBY, JOHN, NEIL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MORENO, GLEN, RICHARD | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| NICHOLSON, DAVID, CHARLES | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| NICHOLSON, DAVID, CHARLES | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| NICHOLSON, DAVID, CHARLES | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| NICHOLSON, DAVID, CHARLES | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| NICHOLSON, DAVID, CHARLES | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RISLEY, ANGELA, SUSAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RISLEY, ANGELA, SUSAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RISLEY, ANGELA, SUSAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RISLEY, ANGELA, SUSAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RISLEY, ANGELA, SUSAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ROBERTS, DAVID, LAWTON | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| ROBERTS, DAVID, LAWTON | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| ROBERTS, DAVID, LAWTON | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| ROBERTS, DAVID, LAWTON | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| ROBERTS, DAVID, LAWTON | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| RYAN, THOMAS, TIMOTHY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| RYAN, THOMAS, TIMOTHY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| RYAN, THOMAS, TIMOTHY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| RYAN, THOMAS, TIMOTHY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| RYAN, THOMAS, TIMOTHY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| SCICLUNA, MARTIN, ANTHONY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| SCICLUNA, MARTIN, ANTHONY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| SCICLUNA, MARTIN, ANTHONY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| SCICLUNA, MARTIN, ANTHONY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| SCICLUNA, MARTIN, ANTHONY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| STRAUSS, TOBY, EMIL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STRAUSS, TOBY, EMIL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STRAUSS, TOBY, EMIL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STRAUSS, TOBY, EMIL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STRAUSS, TOBY, EMIL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TURNER, CATHERINE, LUCY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| TURNER, CATHERINE, LUCY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WATSON, ANTHONY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| WATSON, ANTHONY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| WATSON, ANTHONY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| WATSON, ANTHONY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| WATSON, ANTHONY | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| WELLER, SARA, VIVIENNE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| WELLER, SARA, VIVIENNE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| WELLER, SARA, VIVIENNE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| WELLER, SARA, VIVIENNE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| WELLER, SARA, VIVIENNE | I | NON-EXECUTIVE DIRECTOR | NA | Control |
| YOUNG, MATTHEW, JAMES WILLIAM | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| YOUNG, MATTHEW, JAMES WILLIAM | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| YOUNG, MATTHEW, JAMES WILLIAM | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| YOUNG, MATTHEW, JAMES WILLIAM | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| YOUNG, MATTHEW, JAMES WILLIAM | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HBOS PLC | FE | PARENT COMPANY | E | Control |
| HBOS PLC | FE | PARENT COMPANY | E | Control |
| HBOS PLC | FE | PARENT COMPANY | E | Control |
| HBOS PLC | FE | PARENT COMPANY | E | Control |
| HBOS PLC | FE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LLOYDS BANKING GROUP PLC | FE | LLOYDS TSB BANK PLC | E | Control |
| LLOYDS BANKING GROUP PLC | FE | LLOYDS TSB BANK PLC | E | Control |
| LLOYDS BANKING GROUP PLC | FE | LLOYDS TSB BANK PLC | E | Control |
| LLOYDS BANKING GROUP PLC | FE | LLOYDS TSB BANK PLC | E | Control |
| LLOYDS BANKING GROUP PLC | FE | LLOYDS TSB BANK PLC | E | Control |
| LLOYDS TSB BANK PLC | FE | HBOS PLC | E | Control |
| LLOYDS TSB BANK PLC | FE | HBOS PLC | E | Control |
| LLOYDS TSB BANK PLC | FE | HBOS PLC | E | Control |
| LLOYDS TSB BANK PLC | FE | HBOS PLC | E | Control |
| LLOYDS TSB BANK PLC | FE | HBOS PLC | E | Control |
| UK FINANCIAL INVESTMENTS LIMITED | FE | LLOYDS BANKING GROUP PLC | C | Control |
| UK FINANCIAL INVESTMENTS LIMITED | FE | LLOYDS BANKING GROUP PLC | C | Control |
| UK FINANCIAL INVESTMENTS LIMITED | FE | LLOYDS BANKING GROUP PLC | C | Control |
| UK FINANCIAL INVESTMENTS LIMITED | FE | LLOYDS BANKING GROUP PLC | C | Control |
| UK FINANCIAL INVESTMENTS LIMITED | FE | LLOYDS BANKING GROUP PLC | C | Control |
Registrations
Federal
ERA
Mar 28, 2013 REGISTERED
Address
THE MOUNDEDINBURGH EH1 1YZ
United Kingdom
Phone: 44 0 207 626 1500