ROSE SMART GROWTH INVESTMENT ADVISORS, LLC
CRD #161271 SEC #801-73867 NEW YORK, NY 917-542-3600
SEC Registered Private Funds
Total AUM
$1.9B
Discretionary
$1.9B
Employees
49
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARMAN, MICHAEL, JHETT | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ARMAN, MICHAEL, JHETT | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ARMAN, MICHAEL, JHETT | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ARMAN, MICHAEL, JHETT | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ARMAN, MICHAEL, JHETT | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ARMAN, MICHAEL, JHETT | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ARMAN, MICHAEL, JHETT | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ARMAN, MICHAEL, JHETT | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| AU, CAROLYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AU, CAROLYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AU, CAROLYN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | NA | Control |
| AU, CAROLYN | I | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | NA | Control |
| CHAUHAN, SANJAY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHAUHAN, SANJAY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DALY, MICHAEL, DENNIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DALY, MICHAEL, DENNIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DALY, MICHAEL, DENNIS | I | CHIEF OPERATING OFFICER | NA | Control |
| DALY, MICHAEL, DENNIS | I | CHIEF OPERATING OFFICER | NA | Control |
| LOFTUS, THOMAS, PATRICK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOFTUS, THOMAS, PATRICK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOFTUS, THOMAS, PATRICK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PLITHIDES, VIRGINIA, MARGARET | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | NA | Control |
| PLITHIDES, VIRGINIA, MARGARET | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | NA | Control |
| PLITHIDES, VIRGINIA, MARGARET | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | NA | Control |
| PLITHIDES, VIRGINIA, MARGARET | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | NA | Control |
| PLITHIDES, VIRGINIA, MARGARET | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | NA | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ROWDEN, GWEN | I | MANAGING DIRECTOR | NA | Control |
| ROWDEN, GWEN | I | MANAGING DIRECTOR | NA | Control |
| ROWDEN, GWEN | I | MANAGING DIRECTOR | NA | Control |
| ROSE COMMUNITY HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| ROSE COMMUNITY HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| ROSE COMMUNITY HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| ROSE COMMUNITY HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| ROSE COMMUNITY HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| ROSE COMMUNITY HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| ROSE COMMUNITY HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| ROSE COMMUNITY HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| ROSE COMMUNITY HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| ROSE COMMUNITY HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | E | Control |
| ROSE, JONATHAN, F.P. | I | CHIEF EXECUTIVE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JFPR INVESTMENTS, LLC | DE | ROSE COMPANIES HOLDINGS, LLC | E | Control |
| JFPR INVESTMENTS, LLC | DE | ROSE COMPANIES HOLDINGS, LLC | E | Control |
| JFPR INVESTMENTS, LLC | DE | ROSE COMPANIES HOLDINGS, LLC | E | Control |
| JFPR INVESTMENTS, LLC | DE | ROSE COMPANIES HOLDINGS, LLC | E | Control |
| JFPR INVESTMENTS, LLC | DE | ROSE COMPANIES HOLDINGS, LLC | E | Control |
| JFPR INVESTMENTS, LLC | DE | ROSE COMPANIES HOLDINGS, LLC | E | Control |
| JFPR INVESTMENTS, LLC | DE | ROSE COMPANIES HOLDINGS, LLC | E | Control |
| JFPR INVESTMENTS, LLC | DE | ROSE COMPANIES HOLDINGS, LLC | E | Control |
| JFPR INVESTMENTS, LLC | DE | ROSE COMPANIES HOLDINGS, LLC | E | Control |
| ROSE COMPANIES HOLDINGS, LLC | DE | ROSE COMMUNITY HOLDINGS, LLC | E | Control |
| ROSE COMPANIES HOLDINGS, LLC | DE | ROSE COMMUNITY HOLDINGS, LLC | E | Control |
| ROSE COMPANIES HOLDINGS, LLC | DE | ROSE COMMUNITY HOLDINGS, LLC | E | Control |
| ROSE COMPANIES HOLDINGS, LLC | DE | ROSE COMMUNITY HOLDINGS, LLC | E | Control |
| ROSE COMPANIES HOLDINGS, LLC | DE | ROSE COMMUNITY HOLDINGS, LLC | E | Control |
| ROSE COMPANIES HOLDINGS, LLC | DE | ROSE COMMUNITY HOLDINGS, LLC | E | Control |
| ROSE COMPANIES HOLDINGS, LLC | DE | ROSE COMMUNITY HOLDINGS, LLC | E | Control |
| ROSE COMPANIES HOLDINGS, LLC | DE | ROSE COMMUNITY HOLDINGS, LLC | E | Control |
| ROSE COMPANIES HOLDINGS, LLC | DE | ROSE COMMUNITY HOLDINGS, LLC | E | Control |
| ROSE, JONATHAN, F.P. | I | JFPR INVESTMENTS, LLC | E | Control |
| ROSE, JONATHAN, F.P. | I | JFPR INVESTMENTS, LLC | E | Control |
| ROSE, JONATHAN, F.P. | I | JFPR INVESTMENTS, LLC | E | Control |
| ROSE, JONATHAN, F.P. | I | JFPR INVESTMENTS, LLC | E | Control |
| ROSE, JONATHAN, F.P. | I | JFPR INVESTMENTS, LLC | E | Control |
| ROSE, JONATHAN, F.P. | I | JFPR INVESTMENTS, LLC | E | Control |
| ROSE, JONATHAN, F.P. | I | JFPR INVESTMENTS, LLC | E | Control |
| ROSE, JONATHAN, F.P. | I | JFPR INVESTMENTS, LLC | E | Control |
| ROSE, JONATHAN, F.P. | I | JFPR INVESTMENTS, LLC | E | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (1)
NY
Address
551 FIFTH AVENUE, 23RD FLOORNEW YORK, NY 10176
United States
Phone: 917-542-3600