ALDEN GLOBAL CAPITAL LLC
Legal name: ALDEN GLOBAL CAPITAL
CRD #161333 SEC #801-73906 NEW YORK, NY 212-888-5500
SEC Registered Private Funds
Total AUM
$764.8M
Discretionary
$764.8M
Employees
10
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2020
- Branch Offices
- 0
- LEI
- 549300U0VWLFYU03O546
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALDEN TRP, INC. | DE | MEMBER | NA | |
| ALDEN TRP, INC. | DE | MEMBER | NA | |
| ALDEN TRP, INC. | DE | MEMBER | NA | |
| ALDEN TRP, INC. | DE | MEMBER | NA | |
| ALDEN TRP, INC. | DE | MEMBER | NA | |
| ANDERSEN, MICHAEL, JOHN | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | |
| ANDERSEN, MICHAEL, JOHN | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | |
| ANDERSEN, MICHAEL, JOHN | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | |
| ANDERSEN, MICHAEL, JOHN | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | |
| ANDERSEN, MICHAEL, JOHN | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | |
| ANDERSEN, MICHAEL, JOHN | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | |
| COMBS, CHARLES, ELISHA | I | VICE PRESIDENT | NA | |
| FERGUSON, JOHN | I | PRESIDENT; DIRECTOR | NA | Control |
| FERGUSON, JOHN | I | PRESIDENT; DIRECTOR | NA | Control |
| FERGUSON, JOHN | I | PRESIDENT; DIRECTOR | NA | Control |
| FERGUSON, JOHN | I | PRESIDENT; DIRECTOR | NA | Control |
| FERGUSON, JOHN | I | PRESIDENT; DIRECTOR | NA | Control |
| FREEMAN, HEATH, BRADFORD | I | PRESIDENT; DIRECTOR | NA | Control |
| FREEMAN, HEATH, BRADFORD | I | PRESIDENT; DIRECTOR | NA | Control |
| FREEMAN, HEATH, BRADFORD | I | PRESIDENT; DIRECTOR | NA | Control |
| FREEMAN, HEATH, BRADFORD | I | DIRECTOR | NA | Control |
| FREEMAN, HEATH, BRADFORD | I | PRESIDENT; DIRECTOR | NA | Control |
| FREEMAN, HEATH, BRADFORD | I | DIRECTOR | NA | Control |
| FREEMAN, HEATH, BRADFORD | I | PRESIDENT; DIRECTOR | NA | Control |
| FREEMAN, HEATH, BRADFORD | I | DIRECTOR | NA | Control |
| FREEMAN, HEATH, BRADFORD | I | DIRECTOR | NA | Control |
| FREEMAN, HEATH, BRADFORD | I | PRESIDENT; DIRECTOR | NA | Control |
| FREEMAN, HEATH, BRADFORD | I | DIRECTOR | NA | Control |
| FREEMAN, HEATH, BRADFORD | I | PRESIDENT; DIRECTOR | NA | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | NA | Control |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| KLEBAN, JOSHUA, PETER | I | CHIEF FINANCIAL OFFICER | NA | |
| MONTICCIOLO, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | NA | |
| MONTICCIOLO, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | NA | |
| MONTICCIOLO, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | NA | |
| MONTICCIOLO, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | NA | |
| MONTICCIOLO, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | NA | |
| MONTICCIOLO, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | NA | |
| MONTICCIOLO, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | NA | |
| MONTICCIOLO, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | NA | |
| MONTICCIOLO, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | NA | |
| PECORA, JASON, LOUIS | I | CHIEF OPERATING OFFICER | NA | |
| PIERCE, ELIZABETH, ANNE | I | VICE PRESIDENT; DIRECTOR | NA | Control |
| PIERCE, ELIZABETH, ANNE | I | VICE PRESIDENT; DIRECTOR | NA | Control |
| PIERCE, ELIZABETH, ANNE | I | VICE PRESIDENT; DIRECTOR | NA | Control |
| PIERCE, ELIZABETH, ANNE | I | VICE PRESIDENT; DIRECTOR | NA | Control |
| PIERCE, ELIZABETH, ANNE | I | VICE PRESIDENT; DIRECTOR | NA | Control |
| PIERCE, ELIZABETH, ANNE | I | VICE PRESIDENT; DIRECTOR | NA | Control |
| PIERCE, ELIZABETH, ANNE | I | VICE PRESIDENT; DIRECTOR | NA | Control |
| PIERCE, ELIZABETH, ANNE | I | VICE PRESIDENT; DIRECTOR | NA | Control |
| PIERCE, ELIZABETH, ANNE | I | VICE PRESIDENT; DIRECTOR | NA | Control |
| PIERCE, ELIZABETH, ANNE | I | VICE PRESIDENT; DIRECTOR | NA | Control |
| PIERCE, ELIZABETH, ANNE | I | VICE PRESIDENT; DIRECTOR | NA | Control |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | Control |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | |
| SMITH, RANDALL, DUNCAN | I | CHIEF OF INVESTMENTS | NA | Control |
| ZALES, DAVID, B | I | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | NA | |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | E | Control |
| THE ALDEN TRUST | DE | MEMBER | E | Control |
| THE ALDEN TRUST | DE | MEMBER | E | Control |
| THE ALDEN TRUST | DE | MEMBER | E | Control |
| THE ALDEN TRUST | DE | MEMBER | E | Control |
| THE ALDEN TRUST | DE | MEMBER | E | Control |
| THE ALDEN TRUST | DE | MEMBER | E | Control |
| THE ALDEN TRUST | DE | MEMBER | E | Control |
| THE ALDEN TRUST | DE | MEMBER | E | Control |
| THE ALDEN TRUST | DE | MEMBER | E | Control |
| THE ALDEN TRUST | DE | MEMBER | E | Control |
| THE ALDEN TRUST | DE | SOLE MEMBER | E | Control |
| THE ALDEN TRUST | DE | MEMBER | E | Control |
| THE ALDEN TRUST | DE | MEMBER | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | D | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | TRUSTEE OF THE ALDEN TRUST | D | Control |
| THE ALDEN TRUST | DE | MEMBER | D | Control |
| THE ALDEN TRUST | DE | MEMBER | D | Control |
| THE ALDEN TRUST | DE | MEMBER | D | Control |
| THE ALDEN TRUST | DE | MEMBER | D | Control |
| FREEMAN, HEATH, BRADFORD | I | PRESIDENT; DIRECTOR | C | Control |
| FREEMAN, HEATH, BRADFORD | I | PRESIDENT; DIRECTOR | C | Control |
| FREEMAN, HEATH, BRADFORD | I | PRESIDENT; DIRECTOR | C | Control |
| FREEMAN, HEATH, BRADFORD | I | PRESIDENT; DIRECTOR | C | Control |
| FREEMAN, HEATH, BRADFORD | I | PRESIDENT; DIRECTOR | B | Control |
Registrations
Federal
IA
Mar 30, 2020 REGISTERED
Address
885 THIRD AVENUENEW YORK, NY 10022-4881
United States
Phone: 212-888-5500