EFINANCIAL ALLIANCE, LLC
CRD #161352 SEC #801-127547 FRANKLIN, TN 615-224-8534
SEC Registered
Total AUM
$225.8M
Discretionary
$225.8M
Employees
4
Clients
101
Accounts
707
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 7, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, MITCHELL, KEVIN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| ANDERSON, MITCHELL, KEVIN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| ANDERSON, MITCHELL, KEVIN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| ANDERSON, MITCHELL, KEVIN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| ANDERSON, MITCHELL, KEVIN | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| TOMPKINS, DESTIN, MICHAEL | I | MEMBER | C | Control |
| TOMPKINS, DESTIN, MICHAEL | I | MEMBER | C | Control |
| TOMPKINS, DESTIN, MICHAEL | I | MEMBER | C | Control |
| TOMPKINS, DESTIN, MICHAEL | I | MEMBER | C | Control |
| TOMPKINS, DESTIN, MICHAEL | I | MEMBER | C | Control |
Registrations
Federal
IA
Feb 7, 2025 REGISTERED
Notice Filings (2)
TN TX
Address
106 MISSION COURTSTE 703
FRANKLIN, TN 37067
United States
Phone: 615-224-8534