CITIC SECURITIES CLSA CAPITAL PARTNERS (HK) LIMITED
Legal name: CLSA CAPITAL PARTNERS
CRD #161379 SEC #802-75568 HONG KONG 85226008888
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Aug 7, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAXTER, MYLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAXTER, MYLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAXTER, MYLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAXTER, MYLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAXTER, MYLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAXTER, MYLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAXTER, MYLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEATTIE, NIGEL, JOHN | I | DIRECTOR | NA | |
| BEATTIE, NIGEL, JOHN | I | DIRECTOR | NA | |
| BEATTIE, NIGEL, JOHN | I | DIRECTOR | NA | Control |
| CHAN, ANDY, CHEUK WING | I | DIRECTOR | NA | Control |
| CHAN, ANDY, CHEUK WING | I | DIRECTOR | NA | Control |
| CHAN, ANDY, CHEUK WING | I | DIRECTOR | NA | Control |
| CHAN, ANDY, CHEUK WING | I | DIRECTOR | NA | Control |
| CHAN, ANDY, CHEUK WING | I | DIRECTOR | NA | Control |
| CHAN, ANDY, CHEUK WING | I | DIRECTOR | NA | Control |
| CHAN, ANDY, CHEUK WING | I | DIRECTOR | NA | |
| CHAN, ANDY, CHEUK WING | I | DIRECTOR | NA | Control |
| CHENG, YIU WA | I | DIRECTOR | NA | Control |
| CHENG, YIU WA | I | DIRECTOR | NA | Control |
| CHENG, YIU WA | I | DIRECTOR | NA | Control |
| CHENG, YIU WA | I | DIRECTOR | NA | Control |
| CHENG, YIU WA | I | DIRECTOR | NA | Control |
| CHENG, YIU WA | I | DIRECTOR | NA | Control |
| CHENG, YIU WA | I | DIRECTOR | NA | Control |
| CHENG, YIU WA | I | DIRECTOR | NA | Control |
| CHENG, YIU WA | I | DIRECTOR | NA | Control |
| CHEUK, HO YEUNG, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHEUK, HO YEUNG, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHEUK, HO YEUNG, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHEUK, HO YEUNG, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHEUK, HO YEUNG, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHEUK, HO YEUNG, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHEUK, HO YEUNG, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHEUK, HO YEUNG, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHEUK, HO YEUNG, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHEUK, HO YEUNG, GERALD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHEUNG, MO YIN | I | HEAD OF COMPLIANCE | NA | Control |
| CHEUNG, MO YIN | I | HEAD OF COMPLIANCE | NA | Control |
| CHEUNG, MO YIN | I | HEAD OF COMPLIANCE | NA | Control |
| CHEUNG, MO YIN | I | HEAD OF COMPLIANCE | NA | Control |
| CHEUNG, MO YIN | I | HEAD OF COMPLIANCE | NA | Control |
| CHEUNG, MO YIN | I | HEAD OF COMPLIANCE | NA | Control |
| CHEUNG, MO YIN | I | HEAD OF COMPLIANCE | NA | Control |
| CHEUNG, MO YIN | I | HEAD OF COMPLIANCE | NA | Control |
| CHEUNG, YIU LUN | I | HEAD OF FINANCE | NA | Control |
| CHEUNG, YIU LUN | I | HEAD OF FINANCE | NA | Control |
| CHEUNG, YIU LUN | I | HEAD OF FINANCE | NA | Control |
| CHIU, KIN KI | I | OPERATIONS DIRECTOR | NA | Control |
| CHIU, KIN KI | I | OPERATIONS DIRECTOR | NA | Control |
| CHIU, KIN KI | I | OPERATIONS DIRECTOR | NA | Control |
| CHIU, KIN KI | I | OPERATIONS DIRECTOR | NA | Control |
| CHIU, KIN KI | I | OPERATIONS DIRECTOR | NA | Control |
| CHIU, KIN KI | I | OPERATIONS DIRECTOR | NA | Control |
| CHIU, KIN KI | I | OPERATIONS DIRECTOR | NA | Control |
| CHIU, KIN KI | I | OPERATIONS DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHONG, YEU LIONG | I | DIRECTOR | NA | Control |
| CHUNG, CHEUK FAN MARCO | I | HEAD OF LEGAL | NA | Control |
| CHUNG, CHEUK FAN MARCO | I | HEAD OF LEGAL | NA | Control |
| CHUNG, CHEUK FAN MARCO | I | HEAD OF LEGAL | NA | Control |
| CHUNG, CHEUK FAN MARCO | I | HEAD OF LEGAL | NA | Control |
| CHUNG, CHEUK FAN MARCO | I | HEAD OF LEGAL | NA | Control |
| CHUNG, CHEUK FAN MARCO | I | HEAD OF LEGAL | NA | Control |
| CHUNG, CHEUK FAN MARCO | I | HEAD OF LEGAL | NA | Control |
| CHUNG, CHEUK FAN MARCO | I | HEAD OF LEGAL | NA | Control |
| CHUNG, SHU SUM | I | CHIEF LEGAL OFFICER - GREATER CHINA | NA | |
| CHUNG, SHU SUM | I | CHIEF LEGAL OFFICER - GREATER CHINA | NA | |
| CHUNG, SHU SUM | I | CHIEF LEGAL OFFICER - GREATER CHINA | NA | |
| CHUNG, SHU SUM | I | CHIEF LEGAL OFFICER - GREATER CHINA | NA | |
| CHUNG, SHU SUM | I | CHIEF LEGAL OFFICER - GREATER CHINA | NA | |
| CHUNG, SHU SUM | I | CHIEF LEGAL OFFICER - GREATER CHINA | NA | |
| CHUNG, SHU SUM | I | CHIEF LEGAL OFFICER - GREATER CHINA | NA | |
| CHUNG, SHU SUM | I | CHIEF LEGAL OFFICER - GREATER CHINA | NA | |
| CHUNG, SHU SUM | I | CHIEF LEGAL OFFICER - GREATER CHINA | NA | |
| CHUNG, SHU SUM | I | CHIEF LEGAL OFFICER - GREATER CHINA | NA | |
| CHUNG, SHU SUM | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | |
| CHUNG, SHU SUM | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | |
| CHUNG, SHU SUM | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | |
| CHUNG, SHU SUM | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | |
| CHUNG, SHU SUM | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | |
| CHUNG, SHU SUM | I | CHIEF OPERATING OFFICER | NA | Control |
| CHUNG, SHU SUM | I | CHIEF OPERATING OFFICER | NA | Control |
| CHUNG, SHU SUM | I | CHIEF OPERATING OFFICER | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| CLSACP HOLDINGS LIMITED | FE | DIRECTOR | NA | Control |
| DELATTE, STEPHANE, YVES | I | DIRECTOR | NA | Control |
| DELATTE, STEPHANE, YVES | I | DIRECTOR | NA | Control |
| DELATTE, STEPHANE, YVES | I | DIRECTOR | NA | Control |
| DELATTE, STEPHANE, YVES | I | DIRECTOR | NA | Control |
| DELATTE, STEPHANE, YVES | I | DIRECTOR | NA | Control |
| DELATTE, STEPHANE, YVES | I | DIRECTOR | NA | Control |
| DELATTE, STEPHANE, YVES | I | DIRECTOR | NA | Control |
| DELATTE, STEPHANE, YVES | I | DIRECTOR | NA | Control |
| DELATTE, STEPHANE, YVES | I | DIRECTOR | NA | Control |
| FENG, SHU | I | HEAD OF STRATEGY AND BUSINESS DEVELOPMENT / DIRECTOR, REAL ESTATE | NA | Control |
| FENG, SHU | I | HEAD OF STRATEGY AND BUSINESS DEVELOPMENT / DIRECTOR, REAL ESTATE | NA | Control |
| FENG, SHU | I | HEAD OF STRATEGY AND BUSINESS DEVELOPMENT / DIRECTOR, REAL ESTATE | NA | Control |
| FENG, SHU | I | HEAD OF STRATEGY AND BUSINESS DEVELOPMENT / DIRECTOR, REAL ESTATE | NA | Control |
| FENG, SHU | I | HEAD OF STRATEGY AND BUSINESS DEVELOPMENT / DIRECTOR, REAL ESTATE | NA | Control |
| FENG, SHU | I | HEAD OF STRATEGY AND BUSINESS DEVELOPMENT / DIRECTOR, REAL ESTATE | NA | Control |
| FENG, SHU | I | HEAD OF STRATEGY AND BUSINESS DEVELOPMENT / DIRECTOR, REAL ESTATE | NA | Control |
| FENG, SHU | I | HEAD OF STRATEGY AND BUSINESS DEVELOPMENT / DIRECTOR, REAL ESTATE | NA | Control |
| FENG, SHU | I | HEAD OF STRATEGY AND BUSINESS DEVELOPMENT / DIRECTOR, REAL ESTATE | NA | Control |
| FENG, SHU | I | DEPUTY HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| FENG, SHU | I | DEPUTY HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| FOGARTY, JOHN, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOGARTY, JOHN, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOGARTY, JOHN, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOGARTY, JOHN, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FOGARTY, JOHN, J | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HARTLEY, ANDREW | I | DIRECTOR | NA | Control |
| HARTLEY, ANDREW | I | DIRECTOR | NA | Control |
| HARTLEY, ANDREW | I | DIRECTOR | NA | Control |
| HARTLEY, ANDREW | I | DIRECTOR | NA | Control |
| HARTLEY, ANDREW | I | DIRECTOR | NA | Control |
| HARTLEY, ANDREW | I | DIRECTOR | NA | Control |
| HARTLEY, ANDREW | I | DIRECTOR | NA | Control |
| HARTLEY, ANDREW | I | DIRECTOR | NA | Control |
| HARTLEY, ANDREW | I | DIRECTOR | NA | Control |
| HARTLEY, ANDREW | I | DIRECTOR | NA | Control |
| HON, KAREN, FUNG YEE | I | DIRECTOR | NA | |
| HON, KAREN, FUNG YEE | I | DIRECTOR | NA | |
| HON, KAREN, FUNG YEE | I | DIRECTOR | NA | Control |
| HU, BAIFENG | I | HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| HU, BAIFENG | I | HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| HU, BAIFENG | I | HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| HU, BAIFENG | I | HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| HU, BAIFENG | I | HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| HU, BAIFENG | I | HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| HU, BAIFENG | I | HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| HU, BAIFENG | I | HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| HU, BAIFENG | I | HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| HU, BAIFENG | I | COUNTRY HEAD - JAPAN, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| HU, BAIFENG | I | COUNTRY HEAD - JAPAN, MANAGEMENT COMMITTEE MEMBER | NA | Control |
| HUNG, YING YEUNG | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | Control |
| HUNG, YING YEUNG | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | Control |
| HUNG, YING YEUNG | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | Control |
| HUNG, YING YEUNG | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | Control |
| HUNG, YING YEUNG | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | Control |
| HUNG, YING YEUNG | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | Control |
| HUNG, YING YEUNG | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | Control |
| HUNG, YING YEUNG | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | Control |
| HUNG, YING YEUNG | I | MD - HEAD OF TRANSACTION MANAGEMENT | NA | Control |
| JHIN, JACLYN, HEE KYUNG | I | CHIEF LEGAL AND COMPLIANCE OFFICER | NA | |
| JHIN, JACLYN, HEE KYUNG | I | CHIEF LEGAL AND COMPLIANCE OFFICER | NA | Control |
| JHIN, JACLYN, HEE KYUNG | I | CHIEF LEGAL AND COMPLIANCE OFFICER | NA | Control |
| JIA, WEI | I | DIRECTOR, CREDIT BUSINESS, STRATEGY & BUSINESS DEVELOPMENT | NA | Control |
| JIA, WEI | I | DIRECTOR, CREDIT BUSINESS, STRATEGY & BUSINESS DEVELOPMENT | NA | Control |
| JIA, WEI | I | DIRECTOR, CREDIT BUSINESS, STRATEGY & BUSINESS DEVELOPMENT | NA | Control |
| JIA, WEI | I | DIRECTOR, CREDIT BUSINESS, STRATEGY & BUSINESS DEVELOPMENT | NA | Control |
| JIA, WEI | I | DIRECTOR, CREDIT BUSINESS, STRATEGY & BUSINESS DEVELOPMENT | NA | Control |
| JIA, WEI | I | DIRECTOR, CREDIT BUSINESS, STRATEGY & BUSINESS DEVELOPMENT | NA | Control |
| JIA, WEI | I | DIRECTOR, CREDIT BUSINESS, STRATEGY & BUSINESS DEVELOPMENT | NA | Control |
| JIA, WEI | I | DIRECTOR, CREDIT BUSINESS, STRATEGY & BUSINESS DEVELOPMENT | NA | Control |
| JIA, WEI | I | DIRECTOR, CREDIT BUSINESS, STRATEGY & BUSINESS DEVELOPMENT | NA | Control |
| JIA, WEI | I | DIRECTOR, CREDIT BUSINESS AND HEAD OF HEALTHCARE INVESTMENT DIVISION, CLSA ASIA GROWTH FUND | NA | Control |
| JIA, WEI | I | DIRECTOR, CREDIT BUSINESS AND HEAD OF HEALTHCARE INVESTMENT DIVISION, CLSA ASIA GROWTH FUND | NA | Control |
| JUN, HYEIN | I | DIRECTOR | NA | Control |
| JUN, HYEIN | I | DIRECTOR | NA | Control |
| JUN, HYEIN | I | DIRECTOR | NA | Control |
| JUN, HYEIN | I | DIRECTOR | NA | Control |
| JUN, HYEIN | I | DIRECTOR | NA | Control |
| JUN, HYEIN | I | DIRECTOR | NA | Control |
| JUN, HYEIN | I | DIRECTOR | NA | Control |
| KAZUMASA, TAKIZAWA | I | DIRECTOR | NA | Control |
| KAZUMASA, TAKIZAWA | I | DIRECTOR | NA | Control |
| KAZUMASA, TAKIZAWA | I | DIRECTOR | NA | Control |
| KAZUMASA, TAKIZAWA | I | DIRECTOR | NA | Control |
| KAZUMASA, TAKIZAWA | I | DIRECTOR | NA | Control |
| KAZUMASA, TAKIZAWA | I | DIRECTOR | NA | Control |
| KAZUMASA, TAKIZAWA | I | DIRECTOR | NA | Control |
| KAZUMASA, TAKIZAWA | I | DIRECTOR | NA | Control |
| KAZUMASA, TAKIZAWA | I | DIRECTOR | NA | Control |
| KAZUMASA, TAKIZAWA | I | DIRECTOR | NA | Control |
| KEE, CAROL, TSIN SIU | I | DIRECTOR | NA | Control |
| KEE, CAROL, TSIN SIU | I | DIRECTOR | NA | Control |
| KEE, CAROL, TSIN SIU | I | DIRECTOR | NA | Control |
| KEE, CAROL, TSIN SIU | I | DIRECTOR | NA | Control |
| KEE, CAROL, TSIN SIU | I | DIRECTOR | NA | Control |
| KENNEDY, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| KENNEDY, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| KENNEDY, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| KENNEDY, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| KENNEDY, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| KENNEDY, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| KENNEDY, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| KENNEDY, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| KENNEDY, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| KENNEDY, PETER, JOSEPH | I | DIRECTOR | NA | Control |
| KIM, JAE MIN | I | DIRECTOR | NA | Control |
| KIM, JAE MIN | I | DIRECTOR | NA | Control |
| KIM, JAE MIN | I | DIRECTOR | NA | Control |
| KIM, JAE MIN | I | DIRECTOR | NA | Control |
| KIM, JAE MIN | I | DIRECTOR | NA | Control |
| KIM, JAE MIN | I | DIRECTOR | NA | Control |
| KIM, JAE MIN | I | DIRECTOR | NA | Control |
| KIM, JISOO | I | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER - JAPAN | NA | |
| KIM, JISOO | I | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER - JAPAN | NA | |
| KIM, JISOO | I | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER - JAPAN | NA | |
| KIM, JISOO | I | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER - JAPAN | NA | |
| KIM, JISOO | I | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER - JAPAN | NA | |
| KIM, JISOO | I | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER - JAPAN | NA | |
| KIM, JISOO | I | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER - JAPAN | NA | |
| KIM, JISOO | I | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER - JAPAN | NA | |
| KIM, JISOO | I | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER - JAPAN | NA | |
| KIM, JISOO | I | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER - JAPAN | NA | |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | Control |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | Control |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | Control |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | Control |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | Control |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | Control |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | Control |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | Control |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | Control |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | Control |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | Control |
| KIYOZUKA, MEGUMI | I | DIRECTOR | NA | Control |
| KWON, DAE WOOK | I | DIRECTOR | NA | Control |
| KWON, DAE WOOK | I | DIRECTOR | NA | Control |
| KWON, DAE WOOK | I | DIRECTOR | NA | Control |
| KWON, DAE WOOK | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, CHIA HUAN | I | DIRECTOR | NA | Control |
| LEE, PO KI | I | DIRECTOR | NA | Control |
| LEE, PO KI | I | DIRECTOR | NA | Control |
| LEE, PO KI | I | DIRECTOR | NA | Control |
| LEE, PO KI | I | DIRECTOR | NA | Control |
| LEE, PO KI | I | DIRECTOR | NA | Control |
| LIM, FOOI HIN | I | DIRECTOR | NA | Control |
| LIM, FOOI HIN | I | DIRECTOR | NA | Control |
| LIM, FOOI HIN | I | DIRECTOR | NA | Control |
| LIM, FOOI HIN | I | DIRECTOR | NA | Control |
| LIM, FOOI HIN | I | DIRECTOR | NA | Control |
| LIM, FOOI HIN | I | DIRECTOR | NA | Control |
| LIM, FOOI HIN | I | DIRECTOR | NA | Control |
| LIM, FOOI HIN | I | DIRECTOR | NA | Control |
| LIN, HUIYING | I | DIRECTOR | NA | Control |
| LIN, HUIYING | I | DIRECTOR | NA | Control |
| LIN, HUIYING | I | DIRECTOR | NA | Control |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | Control |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | Control |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | Control |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | Control |
| LONG, ANDREW, ROSS | I | DIRECTOR | NA | Control |
| LOW, BOON, HON | I | DIRECTOR | NA | Control |
| LOW, BOON, HON | I | DIRECTOR | NA | Control |
| LOW, BOON, HON | I | DIRECTOR | NA | Control |
| LOW, BOON, HON | I | DIRECTOR | NA | Control |
| LOW, BOON, HON | I | DIRECTOR | NA | Control |
| LOW, BOON, HON | I | DIRECTOR | NA | Control |
| LOW, BOON, HON | I | DIRECTOR | NA | Control |
| LOW, BOON, HON | I | DIRECTOR | NA | Control |
| MAHOMED, FERHEEN | I | DIRECTOR | NA | Control |
| MAHOMED, FERHEEN | I | DIRECTOR | NA | Control |
| MAHOMED, FERHEEN | I | DIRECTOR | NA | Control |
| MAHOMED, FERHEEN | I | DIRECTOR | NA | Control |
| MAHOMED, FERHEEN | I | DIRECTOR | NA | Control |
| MAHOMED, FERHEEN | I | DIRECTOR | NA | Control |
| MAHOMED, FERHEEN | I | DIRECTOR | NA | Control |
| MAHOMED, FERHEEN | I | DIRECTOR | NA | Control |
| MAHOMED, FERHEEN | I | DIRECTOR | NA | Control |
| MCCOY, MICHAEL, ANDREW | I | DIRECTOR | NA | Control |
| MCCOY, MICHAEL, ANDREW | I | DIRECTOR | NA | Control |
| MCCOY, MICHAEL, ANDREW | I | DIRECTOR | NA | Control |
| MCCOY, MICHAEL, ANDREW | I | DIRECTOR | NA | Control |
| MCCOY, MICHAEL, ANDREW | I | DIRECTOR | NA | Control |
| MCCOY, MICHAEL, ANDREW | I | DIRECTOR | NA | Control |
| MCCOY, MICHAEL, ANDREW | I | DIRECTOR | NA | Control |
| MCCOY, MICHAEL, ANDREW | I | DIRECTOR | NA | Control |
| MCCOY, MICHAEL, ANDREW | I | DIRECTOR | NA | Control |
| MCCOY, MICHAEL, ANDREW | I | DIRECTOR | NA | Control |
| MIN, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MIN, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MIN, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MIN, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| MIN, PETER, JAE SUN | I | DIRECTOR | NA | Control |
| NG, GARY, JIT MENG | I | DIRECTOR | NA | Control |
| NG, GARY, JIT MENG | I | DIRECTOR | NA | Control |
| NG, GARY, JIT MENG | I | DIRECTOR | NA | Control |
| NG, GARY, JIT MENG | I | DIRECTOR | NA | Control |
| NG, GARY, JIT MENG | I | DIRECTOR | NA | Control |
| NG, GARY, JIT MENG | I | DIRECTOR | NA | Control |
| NG, GARY, JIT MENG | I | DIRECTOR | NA | Control |
| NORMAN, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| NORMAN, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| NORMAN, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| NORMAN, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| NORMAN, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| NORMAN, ANDREW, JOHN | I | DIRECTOR | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF LEGAL OFFICER - SE ASIA | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF LEGAL OFFICER - SE ASIA | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF LEGAL OFFICER - SE ASIA | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF LEGAL OFFICER - SE ASIA | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF LEGAL OFFICER - SE ASIA | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF LEGAL OFFICER - SE ASIA | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF OPERATING OFFICER AND CHIEF LEGAL OFFICER - SE ASIA | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF LEGAL OFFICER - SE ASIA | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF LEGAL OFFICER - SE ASIA | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF OPERATING OFFICER AND CHIEF LEGAL OFFICER - SE ASIA | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF OPERATING OFFICER AND CHIEF LEGAL OFFICER - SE ASIA | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF OPERATING OFFICER AND CHIEF LEGAL OFFICER - SE ASIA | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF OPERATING OFFICER | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF OPERATING OFFICER | NA | Control |
| PALMER, WAYNE, ALEXANDER | I | CHIEF OPERATING OFFICER | NA | Control |
| PARK, CAROL, LEE | I | DIRECTOR | NA | Control |
| PARK, CAROL, LEE | I | DIRECTOR | NA | Control |
| PARK, CAROL, LEE | I | DIRECTOR | NA | Control |
| PARK, CAROL, LEE | I | DIRECTOR | NA | Control |
| PARK, CAROL, LEE | I | DIRECTOR | NA | Control |
| PARK, CAROL, LEE | I | DIRECTOR | NA | Control |
| PARK, CAROL, LEE | I | DIRECTOR | NA | Control |
| PARK, CAROL, LEE | I | DIRECTOR | NA | Control |
| PARK, CAROL, LEE | I | DIRECTOR | NA | Control |
| PARK, CAROL, LEE | I | DIRECTOR | NA | Control |
| PARK, CAROL, LEE | I | DIRECTOR | NA | Control |
| PARK, CAROL, LEE | I | DIRECTOR | NA | Control |
| PARK, GREGORY | I | DIRECTOR | NA | Control |
| PARK, GREGORY | I | DIRECTOR | NA | Control |
| PARK, GREGORY | I | DIRECTOR | NA | Control |
| PARK, GREGORY | I | DIRECTOR | NA | Control |
| PARK, GREGORY | I | DIRECTOR | NA | Control |
| PARK, GREGORY | I | DIRECTOR | NA | Control |
| PARK, GREGORY | I | DIRECTOR | NA | Control |
| PARK, GREGORY | I | DIRECTOR | NA | Control |
| PARK, GREGORY | I | DIRECTOR | NA | Control |
| PARK, GREGORY | I | DIRECTOR | NA | Control |
| PARK, GREGORY | I | DIRECTOR | NA | Control |
| PARK, GREGORY | I | DIRECTOR | NA | Control |
| PATERSON, JAMES, WILLOCK | I | DIRECTOR | NA | Control |
| PATERSON, JAMES, WILLOCK | I | DIRECTOR | NA | Control |
| PATERSON, JAMES, WILLOCK | I | DIRECTOR | NA | Control |
| PATERSON, JAMES, WILLOCK | I | DIRECTOR | NA | Control |
| PATERSON, JAMES, WILLOCK | I | DIRECTOR | NA | Control |
| PATERSON, JAMES, WILLOCK | I | DIRECTOR | NA | Control |
| PATERSON, JAMES, WILLOCK | I | DIRECTOR | NA | Control |
| PATERSON, JAMES, WILLOCK | I | DIRECTOR | NA | Control |
| PATERSON, JAMES, WILLOCK | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PATTAR, JASVINDER, SINGH | I | DIRECTOR | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | CHAIRMAN | NA | Control |
| PYVIS, RICHARD, OWEN | I | DIRECTOR | NA | Control |
| RAWNSLEY, JUDITH, HELEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RAWNSLEY, JUDITH, HELEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| REYNOLDS, ANDREW, SHAWN | I | DIRECTOR | NA | Control |
| REYNOLDS, ANDREW, SHAWN | I | DIRECTOR | NA | Control |
| REYNOLDS, ANDREW, SHAWN | I | DIRECTOR | NA | Control |
| REYNOLDS, ANDREW, SHAWN | I | DIRECTOR | NA | Control |
| REYNOLDS, ANDREW, SHAWN | I | DIRECTOR | NA | Control |
| SEAVER, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SEAVER, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SEAVER, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SEAVER, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SEAVER, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SEAVER, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SEAVER, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SEAVER, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SEAVER, CHRISTOPHER | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHAH, SANJAY, PREMCHAND | I | DIRECTOR | NA | |
| SHAH, SANJAY, PREMCHAND | I | DIRECTOR | NA | |
| SHAH, SANJAY, PREMCHAND | I | DIRECTOR | NA | Control |
| SHAH, SANJAY, PREMCHAND | I | DIRECTOR | NA | Control |
| SHAH, SANJAY, PREMCHAND | I | DIRECTOR | NA | Control |
| SHAH, SANJAY, PREMCHAND | I | DIRECTOR | NA | Control |
| SKINNER, DONALD, WILLIAM LENNOX | I | DIRECTOR | NA | |
| SKINNER, DONALD, WILLIAM LENNOX | I | DIRECTOR | NA | |
| SKINNER, DONALD, WILLIAM LENNOX | I | DIRECTOR | NA | Control |
| SLONE, JONATHAN | I | DIRECTOR | NA | Control |
| SLONE, JONATHAN | I | DIRECTOR | NA | Control |
| SLONE, JONATHAN | I | DIRECTOR | NA | Control |
| SLONE, JONATHAN | I | DIRECTOR | NA | Control |
| SLONE, JONATHAN | I | DIRECTOR | NA | Control |
| SLONE, JONATHAN | I | DIRECTOR | NA | Control |
| SLONE, JONATHAN | I | DIRECTOR | NA | Control |
| SLONE, JONATHAN | I | DIRECTOR | NA | Control |
| SPICE, WAYNE | I | DIRECTOR | NA | Control |
| SPICE, WAYNE | I | DIRECTOR | NA | Control |
| SPICE, WAYNE | I | DIRECTOR | NA | Control |
| SPICE, WAYNE | I | DIRECTOR | NA | Control |
| SPICE, WAYNE | I | DIRECTOR | NA | Control |
| SPICE, WAYNE | I | DIRECTOR | NA | Control |
| SPICE, WAYNE | I | DIRECTOR | NA | Control |
| SPICE, WAYNE | I | DIRECTOR | NA | Control |
| SPICE, WAYNE | I | DIRECTOR | NA | Control |
| TAM, PUI, CHI | I | DIRECTOR | NA | Control |
| TAM, PUI, CHI | I | DIRECTOR | NA | Control |
| TAM, PUI, CHI | I | DIRECTOR | NA | Control |
| TAM, PUI, CHI | I | DIRECTOR | NA | Control |
| TAM, PUI, CHI | I | DIRECTOR | NA | Control |
| TAM, PUI, CHI | I | DIRECTOR | NA | Control |
| TAM, PUI, CHI | I | DIRECTOR | NA | Control |
| TAM, PUI, CHI | I | DIRECTOR | NA | Control |
| TAN, ERIC, CHUNG KEAT | I | DIRECTOR | NA | Control |
| TAN, ERIC, CHUNG KEAT | I | DIRECTOR | NA | Control |
| TAN, ERIC, CHUNG KEAT | I | DIRECTOR | NA | Control |
| TAN, ERIC, CHUNG KEAT | I | DIRECTOR | NA | Control |
| TAN, ERIC, CHUNG KEAT | I | DIRECTOR | NA | Control |
| TAN, ERIC, CHUNG KEAT | I | DIRECTOR | NA | Control |
| TAN, ERIC, CHUNG KEAT | I | DIRECTOR | NA | Control |
| TAN, ERIC, CHUNG KEAT | I | DIRECTOR | NA | Control |
| TAN, ERIC, CHUNG KEAT | I | DIRECTOR | NA | Control |
| TAN, ERIC, CHUNG KEAT | I | DIRECTOR | NA | Control |
| TAN, ERIC, CHUNG KEAT | I | DIRECTOR | NA | Control |
| TAN, ERIC, CHUNG KEAT | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TANG, MIRANDA, YUN | I | DIRECTOR | NA | Control |
| TAY, GEOK LAN | I | DIRECTOR | NA | Control |
| TAY, GEOK LAN | I | DIRECTOR | NA | Control |
| TAY, GEOK LAN | I | DIRECTOR | NA | Control |
| TAY, GEOK LAN | I | DIRECTOR | NA | Control |
| TAY, GEOK LAN | I | DIRECTOR | NA | Control |
| TAY, GEOK LAN | I | DIRECTOR | NA | Control |
| TAY, GEOK LAN | I | DIRECTOR | NA | Control |
| TAY, GEOK LAN | I | DIRECTOR | NA | Control |
| TAY, GEOK LAN | I | DIRECTOR | NA | Control |
| TAYLOR, ASHLEY, RICHARD HAYES | I | DIRECTOR | NA | Control |
| TAYLOR, ASHLEY, RICHARD HAYES | I | DIRECTOR | NA | Control |
| TOTLA, VAIBHAV | I | DIRECTOR | NA | Control |
| TOTLA, VAIBHAV | I | DIRECTOR | NA | Control |
| TOTLA, VAIBHAV | I | DIRECTOR | NA | Control |
| TOTLA, VAIBHAV | I | DIRECTOR | NA | Control |
| TOTLA, VAIBHAV | I | DIRECTOR | NA | Control |
| TOTLA, VAIBHAV | I | DIRECTOR | NA | Control |
| TOTLA, VAIBHAV | I | DIRECTOR | NA | Control |
| TOTLA, VAIBHAV | I | DIRECTOR | NA | Control |
| TOTLA, VAIBHAV | I | DIRECTOR | NA | Control |
| TREGARTHEN, CAROLYN, MARY | I | DIRECTOR | NA | Control |
| TREGARTHEN, CAROLYN, MARY | I | DIRECTOR | NA | Control |
| TREGARTHEN, CAROLYN, MARY | I | DIRECTOR | NA | Control |
| TREGARTHEN, CAROLYN, MARY | I | DIRECTOR | NA | Control |
| TREGARTHEN, CAROLYN, MARY | I | DIRECTOR | NA | Control |
| TREGARTHEN, CAROLYN, MARY | I | DIRECTOR | NA | Control |
| TREGARTHEN, CAROLYN, MARY | I | DIRECTOR | NA | Control |
| UEDA, RYUTA | I | DIRECTOR | NA | |
| UEDA, RYUTA | I | DIRECTOR | NA | |
| UEDA, RYUTA | I | DIRECTOR | NA | |
| WILBERT, RANDALL | I | CHIEF OPERATING OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF OPERATING OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF OPERATING OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF OPERATING OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF OPERATING OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF OPERATING OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF OPERATING OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF OPERATING OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF OPERATING OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF OPERATING OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF OPERATING OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF OPERATING OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WILBERT, RANDALL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WU, FEI | I | CHIEF LEGAL & COMPLIANCE OFFICER | NA | Control |
| XU, PENGZI | I | DEPUTY HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| XU, PENGZI | I | DEPUTY HEAD OF CLSA CAPITAL PARTNERS | NA | Control |
| YUNG, LAP HANG | I | DIRECTOR | NA | Control |
| YUNG, LAP HANG | I | DIRECTOR | NA | Control |
| ZHAO, BO | I | DIRECTOR | NA | Control |
| ZHONG, FEI | I | DIRECTOR | NA | Control |
| ZHONG, FEI | I | DIRECTOR | NA | Control |
| CITIC SECURITIES CLSA CAPITAL PARTNERS LIMITED | FE | SHAREHOLDER | E | Control |
| CITIC SECURITIES CLSA CAPITAL PARTNERS LIMITED | FE | SHAREHOLDER | E | Control |
| CITIC SECURITIES CLSA CAPITAL PARTNERS LIMITED | FE | SHAREHOLDER | E | Control |
| CITIC SECURITIES CLSA CAPITAL PARTNERS LIMITED | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
| CLSA CAPITAL PARTNERS LTD. | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES COMPANY LIMITED | FE | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA B.V. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CLSA CAPITAL PARTNERS LTD. | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CITIC SECURITIES CLSA CAPITAL PARTNERS LIMITED | E | Control |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | FE | CITIC SECURITIES CLSA CAPITAL PARTNERS LIMITED | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CLSA B.V. | FE | CLSA CAPITAL PARTNERS LTD | E | Control |
| CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK S.A. | FE | CREDIT AGRICOLE SECURITIES ASIA B.V. | E | Control |
| CREDIT AGRICOLE S.A. | FE | CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK S.A. | E | Control |
| CREDIT AGRICOLE S.A. | FE | CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK S.A. | E | Control |
| CREDIT AGRICOLE S.A. | FE | CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK S.A. | E | Control |
| CREDIT AGRICOLE S.A. | FE | CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK S.A. | E | Control |
| CREDIT AGRICOLE S.A. | FE | CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK S.A. | E | Control |
| CREDIT AGRICOLE SECURITIES ASIA B.V. | FE | CLSA B.V. | E | Control |
| CREDIT AGRICOLE SECURITIES ASIA B.V. | FE | CLSA B.V. | E | Control |
| CREDIT AGRICOLE SECURITIES ASIA B.V. | FE | CLSA B.V. | E | Control |
| CREDIT AGRICOLE SECURITIES ASIA B.V. | FE | CLSA B.V. | E | Control |
| CREDIT AGRICOLE SECURITIES ASIA B.V. | FE | CLSA B.V. | E | Control |
| CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK S.A. | FE | CALYON CAPITAL MARKETS INTERNATIONAL S.A. | D | Control |
| CREDIT AGRICOLE S.A. | FE | CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK S.A. | D | Control |
| CREDIT AGRICOLE SECURITIES ASIA B.V. | FE | CLSA B.V. | D | Control |
| STITCHING CLSA FOUNDATION | FE | CLSA B.V. | C | Control |
Registrations
Federal
ERA
Aug 7, 2025 REGISTERED
Address
ROOM 809,ONE PACIFIC PLACE88 QUEENSWAY
HONG KONG
Hong Kong
Phone: 85226008888