ROCKVIEW MANAGEMENT, LLC
CRD #161392 SEC #801-73761 STAMFORD, CT 203-388-4900
SEC Registered Private Funds
Total AUM
$126.4M
Discretionary
$112.9M
Employees
4
Clients
0
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLUESTINE, ALAN, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| BLUESTINE, ALAN, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| BLUESTINE, ALAN, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| BLUESTINE, ALAN, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| BLUESTINE, ALAN, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| BLUESTINE, ALAN, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| BLUESTINE, ALAN, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| BLUESTINE, ALAN, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| BLUESTINE, ALAN, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CHAN, MELANIE, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAN, MELANIE, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| CHAN, MELANIE, F | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARSHAL, CRAIG, BRIAN | I | DIRECTOR OF FINANCE AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAWLOWICZ, ELYSIA, BARBARA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAWLOWICZ, ELYSIA, BARBARA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAWLOWICZ, ELYSIA, BARBARA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAWLOWICZ, ELYSIA, BARBARA | I | CHIEF COMPLIANCE OFFICER | NA | |
| PAWLOWICZ, ELYSIA, BARBARA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHWEITZER, KEVIN, SCOTT | I | CIO AND GP | NA | Control |
| SCHWEITZER, KEVIN, SCOTT | I | CIO AND GP | NA | Control |
| SCHWEITZER, KEVIN, SCOTT | I | CIO AND GP | NA | Control |
| SCHWEITZER, KEVIN, SCOTT | I | CIO AND GP | NA | Control |
| SCHWEITZER, KEVIN, SCOTT | I | CIO AND GP | NA | Control |
| SCHWEITZER, KEVIN, SCOTT | I | CIO AND GP | NA | Control |
| SCHWEITZER, KEVIN, SCOTT | I | CIO AND GP | NA | Control |
| SCHWEITZER, KEVIN, SCOTT | I | CIO AND GP | NA | Control |
| SCHWEITZER, KEVIN, SCOTT | I | CIO AND GP | NA | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| ZABAK CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
| SCHWEITZER, KEVIN, SCOTT | I | ZABAK CAPITAL, LLC | E | Control |
Registrations
Federal
IA
Mar 28, 2016 REGISTERED
Notice Filings (1)
CT
Address
4 STAMFORD PLAZA - 107 ELM STREET10TH FLOOR
STAMFORD, CT 06902
United States
Phone: 203-388-4900