NEW CHINA INVESTMENT MANAGEMENT, INC.
CRD #161450 SEC #802-73537 STAMFORD, CT 203-328-1800
State Registered Exempt Reporting Private Funds Disclosures
Total AUM
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Discretionary
--
Employees
--
Clients
--
Accounts
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This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Feb 28, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ENG, ANITA, HO | I | CHIEF COMPLIANCE OFFICER, CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| ENG, ANITA, HO | I | CONTROLLER, ASSISTANT SECRETARY | NA | Control |
| LEUNG, HERMANN, PING CHUNG | I | PRESIDENT | NA | Control |
| LEUNG, HERMANN, PING CHUNG | I | PRESIDENT | NA | Control |
| LEUNG, HERMANN, PING CHUNG | I | PRESIDENT | NA | Control |
| LEUNG, HERMANN, PING CHUNG | I | PRESIDENT | NA | Control |
| LEUNG, HERMANN, PING CHUNG | I | PRESIDENT | NA | Control |
| LEUNG, HERMANN, PING CHUNG | I | PRESIDENT | NA | Control |
| LEUNG, HERMANN, PING CHUNG | I | PRESIDENT | NA | Control |
| LEUNG, HERMANN, PING CHUNG | I | PRESIDENT | NA | Control |
| LEUNG, HERMANN, PING CHUNG | I | PRESIDENT | NA | Control |
| RADIC, OGNJEN, ZARKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RADIC, OGNJEN, ZARKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RADIC, OGNJEN, ZARKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RADIC, OGNJEN, ZARKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RADIC, OGNJEN, ZARKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RADIC, OGNJEN, ZARKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STILLMAN, ROBERT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| STILLMAN, ROBERT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| STILLMAN, ROBERT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| STILLMAN, ROBERT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| STILLMAN, ROBERT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| STILLMAN, ROBERT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| STILLMAN, ROBERT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| SUSSMAN, SELWYN, DONALD | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| SUSSMAN, SELWYN, DONALD | I | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | D | Control |
| SUSSMAN, SELWYN, DONALD | I | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | D | Control |
| SUSSMAN, SELWYN, DONALD | I | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | D | Control |
| SUSSMAN, SELWYN, DONALD | I | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | D | Control |
| SUSSMAN, SELWYN, DONALD | I | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | D | Control |
| SUSSMAN, SELWYN, DONALD | I | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | D | Control |
| SUSSMAN, SELWYN, DONALD | I | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | D | Control |
| SUSSMAN, SELWYN, DONALD | I | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | D | Control |
| SUSSMAN, SELWYN, DONALD | I | SHAREHOLDER, DIRECTOR AND VICE PRESIDENT | D | Control |
| TRUST CATHAY MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| TRUST CATHAY MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| TRUST CATHAY MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| TRUST CATHAY MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| TRUST CATHAY MANAGEMENT, LLC | DE | SHAREHOLDER | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN, PRESIDENT AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN, PRESIDENT AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN, PRESIDENT AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN, PRESIDENT AND SECRETARY | D | Control |
| WOLANSKY, PAUL, STEVEN | I | SHAREHOLDER, DIRECTOR, CHAIRMAN, PRESIDENT AND SECRETARY | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| S. DONALD SUSSMAN 2013 REVOCABLE TRUST | DE | TRUST CATHAY MANAGEMENT, LLC | E | Control |
| S. DONALD SUSSMAN 2013 REVOCABLE TRUST | DE | TRUST CATHAY MANAGEMENT, LLC | E | Control |
| S. DONALD SUSSMAN 2013 REVOCABLE TRUST | DE | TRUST CATHAY MANAGEMENT, LLC | E | Control |
| S. DONALD SUSSMAN 2013 REVOCABLE TRUST | DE | TRUST CATHAY MANAGEMENT, LLC | E | Control |
| S. DONALD SUSSMAN 2013 REVOCABLE TRUST | DE | TRUST CATHAY MANAGEMENT, LLC | E | Control |
| SUSSMAN, SELWYN, DONALD | I | S. DONALD SUSSMAN 2013 REVOCABLE TRUST | E | Control |
| SUSSMAN, SELWYN, DONALD | I | S. DONALD SUSSMAN 2013 REVOCABLE TRUST | E | Control |
| SUSSMAN, SELWYN, DONALD | I | S. DONALD SUSSMAN 2013 REVOCABLE TRUST | E | Control |
| SUSSMAN, SELWYN, DONALD | I | S. DONALD SUSSMAN 2013 REVOCABLE TRUST | E | Control |
| SUSSMAN, SELWYN, DONALD | I | S. DONALD SUSSMAN 2013 REVOCABLE TRUST | E | Control |
Registrations
Federal
ERA
Feb 28, 2023 REGISTERED
Address
ONE DOCK STREET SUITE 610STAMFORD, CT 06902-5836
United States
Phone: 203-328-1800