ROCKWOOD INVESTMENT MANAGEMENT, INC.
CRD #161521 SEC #802-77639 GREENWICH, CT 203-625-0047
State Registered Exempt Reporting Private Funds
Total AUM
$246M
Discretionary
$246M
Employees
--
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 2, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GORDON, DAVID, HUMPHREY | I | SVP, HEAD TRADER, CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, DAVID, HUMPHREY | I | SVP, HEAD TRADER, CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, DAVID, HUMPHREY | I | SVP, HEAD TRADER, CHIEF COMPLIANCE OFFICER | NA | |
| GORDON, DAVID, HUMPHREY | I | SVP, HEAD TRADER, CHIEF COMPLIANCE OFFICER | NA | |
| BUCK, JAY, JOSEPH | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| BUCK, JAY, JOSEPH | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| BUCK, JAY, JOSEPH | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
| BUCK, JAY, JOSEPH | I | PRESIDENT, CHIEF INVESTMENT OFFICER | E | Control |
Registrations
Federal
ERA
Jan 2, 2014 REGISTERED
Notice Filings (1)
CT
Address
35 MASON STREET4TH FLOOR
GREENWICH, CT 06830
United States
Phone: 203-625-0047