PALLER FINANCIAL SERVICES, INC.
CRD #161531 SEC #801-129389 CENTENNIAL, CO 303-858-0045
SEC Registered
Total AUM
$146.9M
Discretionary
$146.9M
Employees
6
Clients
1
Accounts
418
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 6, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PALLER, MARK, RANDALL | I | OWNER/PRESIDENT | E | Control |
| PALLER, MARK, RANDALL | I | OWNER/PRESIDENT | E | Control |
| PALLER, MARK, RANDALL | I | OWNER/PRESIDENT | E | Control |
| PALLER, MARK, RANDALL | I | OWNER/PRESIDENT | E | Control |
| PALLER, MARK, RANDALL | I | OWNER/PRESIDENT | E | Control |
| PALLER, MARK, RANDALL | I | OWNER/PRESIDENT | E | Control |
| PALLER, MARK, RANDALL | I | OWNER/PRESIDENT | E | Control |
| PALLER, MARK, RANDALL | I | OWNER/PRESIDENT | E | Control |
| PALLER, MARK, RANDALL | I | OWNER/PRESIDENT | E | Control |
| MOGLE, MARK, RICHARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MOGLE, MARK, RICHARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MOGLE, MARK, RICHARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MOGLE, MARK, RICHARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MOGLE, MARK, RICHARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MOGLE, MARK, RICHARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MOGLE, MARK, RICHARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MOGLE, MARK, RICHARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MOGLE, MARK, RICHARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Oct 6, 2025 REGISTERED
Notice Filings (2)
CO TX
Address
9000 E NICHOLS AVENUE#120
CENTENNIAL, CO 80112
United States
Phone: 303-858-0045