FALCON INVESTMENT ADVISORS, LLC
CRD #161548 SEC #801-73626 BOSTON, MA (617) 412-2700
SEC Registered Private Funds
Total AUM
$3.5B
Discretionary
$3.5B
Employees
30
Clients
--
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALVA, SANDEEP, DRINER | I | MANAGING DIRECTOR AND CO-BUSINESS HEAD | NA | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING DIRECTOR AND CO-BUSINESS HEAD | NA | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING DIRECTOR AND BUSINESS HEAD | NA | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING DIRECTOR AND BUSINESS HEAD | NA | Control |
| ALVA, SANDEEP, DRINER | I | CO-HEAD | NA | Control |
| ALVA, SANDEEP, DRINER | I | DIRECTOR AND HEAD OF ONEX FALCON | NA | Control |
| ALVA, SANDEEP, DRINER | I | DIRECTOR AND HEAD OF ONEX FALCON | NA | Control |
| ALVA, SANDEEP, DRINER | I | BUSINESS HEAD | NA | Control |
| ALVA, SANDEEP, DRINER | I | BUSINESS HEAD | NA | Control |
| ALVA, SANDEEP, DRINER | I | BUSINESS HEAD | NA | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING PARTNER | NA | Control |
| ASH, JASON, DANIEL | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ASH, JASON, DANIEL | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ASH, JASON, DANIEL | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ASH, JASON, DANIEL | I | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DEMPSEY, AMY, TARA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEMPSEY, AMY, TARA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DROZD, ZACHARY, STEPHEN | I | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | NA | Control |
| DROZD, ZACHARY, STEPHEN | I | DIRECTOR, CCO AND DEPUTY GENERAL COUNSEL | NA | Control |
| DROZD, ZACHARY, STEPHEN | I | DIRECTOR, CCO AND DEPUTY GENERAL COUNSEL | NA | Control |
| FLEMING, BLAIR | I | MANAGING DIRECTOR AND CO-BUSINESS HEAD | NA | Control |
| FLEMING, BLAIR | I | MANAGING DIRECTOR AND CO-BUSINESS HEAD | NA | Control |
| GRASSHOFF, SVEN-ULRICH, KURT | I | VICE PRESIDENT | NA | Control |
| GRASSHOFF, SVEN-ULRICH, KURT | I | VICE PRESIDENT | NA | Control |
| GRASSHOFF, SVEN-ULRICH, KURT | I | VICE PRESIDENT | NA | Control |
| GRASSHOFF, SVEN-ULRICH, KURT | I | MANAGING PARTNER | NA | Control |
| GRASSHOFF, SVEWVIRICH, KURT | I | MEMBER | NA | Control |
| GRASSHOFF, SVEWVIRICH, KURT | I | MEMBER | NA | Control |
| GRASSHOFF, SVEWVIRICH, KURT | I | MEMBER | NA | Control |
| GRASSHOFF, SVEWVIRICH, KURT | I | MEMBER | NA | Control |
| GRASSHOFF, SVEWVIRICH, KURT | I | MEMBER | NA | Control |
| GRASSHOFF, SVEWVIRICH, KURT | I | MEMBER | NA | Control |
| GRASSHOFF, SVEWVIRICH, KURT | I | MEMBER | NA | Control |
| GRASSHOFF, SVEWVIRICH, KURT | I | PARTNER | NA | Control |
| GUTMAN, STEVEN | I | DIRECTOR | NA | Control |
| GUTMAN, STEVEN | I | DIRECTOR | NA | Control |
| GUTMAN, STEVEN | I | DIRECTOR | NA | Control |
| GUTMAN, STEVEN, FLOYD | I | DIRECTOR | NA | Control |
| GUTMAN, STEVEN, FLOYD | I | DIRECTOR | NA | Control |
| GUTMAN, STEVEN, FLOYD | I | DIRECTOR | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MEMBER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MEMBER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MEMBER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MEMBER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MEMBER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MEMBER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MEMBER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MEMBER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MEMBER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MEMBER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | PARTNER, CFO | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| HURLEY, MATTHEW, JOSEPH | I | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | NA | Control |
| JABER, RONNIE, HASAN | I | CO-HEAD | NA | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KENNEDY, WILLIAM, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MACK, JOHN, KARL | I | DIRECTOR | NA | Control |
| MACK, JOHN, KARL | I | DIRECTOR | NA | Control |
| NEW, JASON, GRIFFEN | I | DIRECTOR | NA | Control |
| NEW, JASON, GRIFFEN | I | DIRECTOR | NA | Control |
| PROUT, MATTHEW, E | I | PARTNER | NA | Control |
| PROUT, MATTHEW, E | I | VICE PRESIDENT | NA | Control |
| PROUT, MATTHEW, E | I | VICE PRESIDENT | NA | Control |
| PROUT, MATTHEW, E | I | VICE PRESIDENT | NA | Control |
| PROUT, MATTHEW, E | I | MANAGING PARTNER | NA | Control |
| SCHNABEL, JOHN, STEPHAN | I | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | NA | Control |
| FALCONERS MANAGEMENT, LP | DE | SOLE MEMBER | E | Control |
| FALCONERS MANAGEMENT, LP | DE | SOLE MEMBER | E | Control |
| FALCONERS MANAGEMENT, LP | DE | SOLE MEMBER | E | Control |
| FALCONERS MANAGEMENT, LP | DE | SOLE MEMBER | E | Control |
| ONEX FALCON HOLDINGS LLC | DE | OWNER | E | |
| ONEX FALCON HOLDINGS LLC | DE | OWNER | E | |
| ONEX FALCON HOLDINGS LLC | DE | OWNER | E | Control |
| ONEX FALCON HOLDINGS LLC | DE | OWNER | E | |
| ONEX FALCON HOLDINGS LLC | DE | OWNER | E | Control |
| ONEX FALCON HOLDINGS LLC | DE | OWNER | E | Control |
| ONEX FALCON HOLDINGS LLC | DE | OWNER | E | Control |
| ONEX FALCON HOLDINGS LLC | DE | OWNER | E | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING MEMBER | D | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING MEMBER | D | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING MEMBER | D | Control |
| ALVA FIA HOLDINGS LLC | DE | MANAGING MEMBER | C | Control |
| ALVA FIA HOLDINGS LLC | DE | MANAGING MEMBER | C | Control |
| ALVA FIA HOLDINGS LLC | DE | MANAGING MEMBER | C | Control |
| ALVA FIA HOLDINGS LLC | DE | MANAGING MEMBER | C | Control |
| ALVA FIA HOLDINGS LLC | DE | MANAGING MEMBER | C | Control |
| ALVA FIA HOLDINGS LLC | DE | MANAGING MEMBER | C | Control |
| ALVA FIA HOLDINGS LLC | DE | MANAGING MEMBER | C | Control |
| ALVA FIA HOLDINGS LLC | DE | MANAGING PARTNER | C | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING MEMBER | C | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING MEMBER | C | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING MEMBER | C | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING MEMBER | C | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING MEMBER | C | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING MEMBER | C | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING MEMBER | C | Control |
| ALVA, SANDEEP, DRINER | I | MANAGING PARTNER | C | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MEMBER, CCO | B | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MEMBER, CCO | B | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MEMBER, CCO | B | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MEMBER, CCO | B | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MEMBER, CCO | B | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MEMBER, CCO | B | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MEMBER, CCO | B | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MEMBER, CCO | B | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MEMBER, CCO | B | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MEMBER, CCO | B | Control |
| KENNEDY, WILLIAM, JOSEPH | I | MANAGING PARTNER, CCO | B | Control |
| SCHNABEL, JOHN, STEPHAN | I | MEMBER | B | Control |
| SCHNABEL, JOHN, STEPHAN | I | MEMBER | B | Control |
| SCHNABEL, JOHN, STEPHAN | I | MEMBER | B | Control |
| SCHNABEL, JOHN, STEPHAN | I | MEMBER | B | Control |
| SCHNABEL, JOHN, STEPHAN | I | MANAGING PARTNER | B | Control |
| FOGEL, RAFAEL, AARON | I | MEMBER | A | Control |
| FOGEL, RAFAEL, AARON | I | MEMBER | A | Control |
| FOGEL, RAFAEL, AARON | I | MEMBER | A | Control |
| FOGEL, RAFAEL, AARON | I | MEMBER | A | Control |
| FOGEL, RAFAEL, AARON | I | MEMBER | A | Control |
| FOGEL, RAFAEL, AARON | I | MEMBER | A | Control |
| ROGOFF, ERIC, YALE | I | MEMBER | A | Control |
| ROGOFF, ERIC, YALE | I | MEMBER | A | Control |
| ROGOFF, ERIC, YALE | I | MEMBER | A | Control |
| ROGOFF, ERIC, YALE | I | MEMBER | A | Control |
| ROGOFF, ERIC, YALE | I | MEMBER | A | Control |
| ROGOFF, ERIC, YALE | I | MEMBER | A | Control |
| ROGOFF, ERIC, YALE | I | MEMBER | A | Control |
| ROGOFF, ERIC, YALE | I | MEMBER | A | Control |
| ROGOFF, ERIC, YALE | I | MEMBER | A | Control |
| ROGOFF, ERIC, YALE | I | MEMBER | A | Control |
| ROGOFF, ERIC, YALE | I | PARTNER | A | Control |
| SCHNABEL, JOHN, STEPHAN | I | MEMBER | A | Control |
| SCHNABEL, JOHN, STEPHAN | I | MEMBER | A | Control |
| SCHNABEL, JOHN, STEPHAN | I | MEMBER | A | Control |
| SCHNABEL, JOHN, STEPHAN | I | MEMBER | A | Control |
| SCHNABEL, JOHN, STEPHAN | I | MEMBER | A | Control |
| SCHNABEL, JOHN, STEPHAN | I | MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALVA, SANDEEP, DRINER | I | ALVA FIA HOLDINGS LLC | F | Control |
| ALVA, SANDEEP, DRINER | I | ALVA FIA HOLDINGS LLC | F | Control |
| ALVA, SANDEEP, DRINER | I | ALVA FIA HOLDINGS LLC | F | Control |
| ALVA, SANDEEP, DRINER | I | ALVA FIA HOLDINGS LLC | F | Control |
| 1597257 ONTARIO INC. | FE | NEW PCO II INVESTMENTS LTD. | E | Control |
| 1597257 ONTARIO INC. | FE | NEW PCO II INVESTMENTS LTD. | E | Control |
| 1597257 ONTARIO INC. | FE | NEW PCO II INVESTMENTS LTD. | E | Control |
| 1597257 ONTARIO INC. | FE | NEW PCO II INVESTMENTS LTD. | E | Control |
| 1597257 ONTARIO INC. | FE | NEW PCO II INVESTMENTS LTD. | E | Control |
| 1597257 ONTARIO INC. | FE | NEW PCO II INVESTMENTS LTD. | E | Control |
| 1597257 ONTARIO INC. | FE | NEW PCO II INVESTMENTS LTD. | E | Control |
| AFIC CAPITAL LTD. | FE | 1597257 ONTARIO INC. | E | Control |
| AFIC CAPITAL LTD. | FE | 1597257 ONTARIO INC. | E | Control |
| AFIC CAPITAL LTD. | FE | 1597257 ONTARIO INC. | E | Control |
| AFIC CAPITAL LTD. | FE | 1597257 ONTARIO INC. | E | Control |
| AFIC CAPITAL LTD. | FE | 1597257 ONTARIO INC. | E | Control |
| FALCON CAPITAL ADVISORS, LLC | DE | FALCONERS MANAGEMENT, LP | E | Control |
| FALCON CAPITAL ADVISORS, LLC | DE | FALCONERS MANAGEMENT, LP | E | Control |
| FALCON CAPITAL ADVISORS, LLC | DE | FALCONERS MANAGEMENT, LP | E | Control |
| NEW ONCAN CANADIAN HOLDINGS LTD. | FE | ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| NEW ONCAN CANADIAN HOLDINGS LTD. | FE | ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| NEW ONCAN CANADIAN HOLDINGS LTD. | FE | ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| NEW ONCAN CANADIAN HOLDINGS LTD. | FE | ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| NEW ONCAN CANADIAN HOLDINGS LTD. | FE | ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| NEW ONCAN CANADIAN HOLDINGS LTD. | FE | ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| NEW ONCAN CANADIAN HOLDINGS LTD. | FE | ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| NEW PCO II INVESTMENTS LTD. | FE | OMIL HOLDINGS LIMITED | E | Control |
| NEW PCO II INVESTMENTS LTD. | FE | OMIL HOLDINGS LIMITED | E | Control |
| NEW PCO II INVESTMENTS LTD. | FE | OMIL HOLDINGS LIMITED | E | Control |
| NEW PCO II INVESTMENTS LTD. | FE | OMIL HOLDINGS LIMITED | E | Control |
| NEW PCO II INVESTMENTS LTD. | FE | OMIL HOLDINGS LIMITED | E | Control |
| NEW PCO II INVESTMENTS LTD. | FE | OMIL HOLDINGS LIMITED | E | Control |
| NEW PCO II INVESTMENTS LTD. | FE | OMIL HOLDINGS LIMITED | E | Control |
| OMI PARTNERSHIP HOLDINGS, LTD. | FE | ONEX FALCON HOLDINGS LLC | E | |
| OMI PARTNERSHIP HOLDINGS, LTD. | FE | ONEX FALCON HOLDINGS LLC | E | |
| OMI PARTNERSHIP HOLDINGS, LTD. | FE | ONEX FALCON HOLDINGS LLC | E | |
| OMI PARTNERSHIP HOLDINGS, LTD. | FE | ONEX FALCON HOLDINGS LLC | E | |
| OMI PARTNERSHIP HOLDINGS, LTD. | FE | ONEX FALCON HOLDINGS LLC | E | |
| ONCAN CANADIAN HOLDINGS LTD. | FE | AFIC CAPITAL LTD. | E | Control |
| ONCAN CANADIAN HOLDINGS LTD. | FE | AFIC CAPITAL LTD. | E | Control |
| ONCAN CANADIAN HOLDINGS LTD. | FE | AFIC CAPITAL LTD. | E | Control |
| ONCAN CANADIAN HOLDINGS LTD. | FE | AFIC CAPITAL LTD. | E | Control |
| ONCAN CANADIAN HOLDINGS LTD. | FE | AFIC CAPITAL LTD. | E | Control |
| ONCAN CANADIAN HOLDINGS LTD. | FE | AFIC CAPITAL LTD. | E | Control |
| ONCAN CANADIAN HOLDINGS LTD. | FE | AFIC CAPITAL LTD. | E | Control |
| ONEX CORPORATION | FE | OMI PARTNERSHIP HOLDINGS, LTD. | E | Control |
| ONEX CORPORATION | FE | OMI PARTNERSHIP HOLDINGS, LTD. | E | Control |
| ONEX CORPORATION | FE | OMI PARTNERSHIP HOLDINGS, LTD. | E | Control |
| ONEX CORPORATION | FE | OMI PARTNERSHIP HOLDINGS, LTD. | E | Control |
| ONEX CORPORATION | FE | OMI PARTNERSHIP HOLDINGS, LTD. | E | Control |
| ONEX CORPORATION | FE | ONEX US HOLDINGS LLC | E | Control |
| ONEX CORPORATION | FE | ONEX US HOLDINGS LLC | E | Control |
| ONEX US HOLDINGS LLC | DE | ONEX FALCON HOLDINGS LLC | E | Control |
| ONEX US HOLDINGS LLC | DE | ONEX FALCON HOLDINGS LLC | E | Control |
| SCHWARTZ, GERALD WILFRED | I | NEW ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| SCHWARTZ, GERALD WILFRED | I | NEW ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| SCHWARTZ, GERALD WILFRED | I | NEW ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| SCHWARTZ, GERALD WILFRED | I | NEW ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| SCHWARTZ, GERALD WILFRED | I | NEW ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| SCHWARTZ, GERALD WILFRED | I | NEW ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| SCHWARTZ, GERALD WILFRED | I | NEW ONCAN CANADIAN HOLDINGS LTD. | E | Control |
| AFIC CAPITAL LTD. | FE | 1597257 ONTARIO INC. | D | Control |
| AFIC CAPITAL LTD. | FE | 1597257 ONTARIO INC. | D | Control |
| OMIL HOLDINGS LIMITED | FE | ONEX CORPORATION | D | Control |
| OMIL HOLDINGS LIMITED | FE | ONEX CORPORATION | D | Control |
| OMIL HOLDINGS LIMITED | FE | ONEX CORPORATION | D | Control |
| OMIL HOLDINGS LIMITED | FE | ONEX CORPORATION | D | Control |
| OMIL HOLDINGS LIMITED | FE | ONEX CORPORATION | D | Control |
| OMIL HOLDINGS LIMITED | FE | ONEX CORPORATION | D | Control |
| OMIL HOLDINGS LIMITED | FE | ONEX CORPORATION | D | Control |
| ALVA, SANDEEP, DRINER | I | FALCON CAPITAL ADVISORS, LLC | C | Control |
| ALVA, SANDEEP, DRINER | I | FALCON CAPITAL ADVISORS, LLC | C | Control |
| ALVA, SANDEEP, DRINER | I | FALCON CAPITAL ADVISORS, LLC | C | Control |
| Alva, Harrison, Rohan | I | ALVA FIA HOLDINGS LLC | C | |
| Alva, Harrison, Rohan | I | ALVA FIA HOLDINGS LLC | C | |
| Alva, Harrison, Rohan | I | ALVA FIA HOLDINGS LLC | C | |
| Alva, Harrison, Rohan | I | ALVA FIA HOLDINGS LLC | C | |
| Alva, Maxwell, Kiran | I | ALVA FIA HOLDINGS LLC | C | |
| Alva, Maxwell, Kiran | I | ALVA FIA HOLDINGS LLC | C | |
| Alva, Maxwell, Kiran | I | ALVA FIA HOLDINGS LLC | C | |
| Alva, Maxwell, Kiran | I | ALVA FIA HOLDINGS LLC | C | |
| Alva, Nicholas, Vaughn | I | ALVA FIA HOLDINGS LLC | C | |
| Alva, Nicholas, Vaughn | I | ALVA FIA HOLDINGS LLC | C | |
| Alva, Nicholas, Vaughn | I | ALVA FIA HOLDINGS LLC | C | |
| Alva, Nicholas, Vaughn | I | ALVA FIA HOLDINGS LLC | C | |
| GRASSHOFF, SVEN-ULRICH, KURT | I | FALCON CAPITAL ADVISORS, LLC | C | Control |
| GRASSHOFF, SVEN-ULRICH, KURT | I | FALCON CAPITAL ADVISORS, LLC | C | Control |
| GRASSHOFF, SVEN-ULRICH, KURT | I | FALCON CAPITAL ADVISORS, LLC | C | Control |
| PROUT, MATTHEW, E | I | FALCON CAPITAL ADVISORS, LLC | C | Control |
| PROUT, MATTHEW, E | I | FALCON CAPITAL ADVISORS, LLC | C | Control |
| PROUT, MATTHEW, E | I | FALCON CAPITAL ADVISORS, LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (2)
MA NY
Address
21 CUSTOM HOUSE STREET10TH FLOOR
BOSTON, MA 02110
United States
Phone: (617) 412-2700