WARWICK GROUP II, INC.
CRD #161549 SEC #801-132994 RIDGEFIELD, CT 203-920-4135
SEC Registered Exempt Reporting Private Funds
Total AUM
$278.7M
Discretionary
$0
Employees
1
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
| KOZAK, MARK, NICHOLAS | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 14, 2025 REGISTERED
ERA
May 14, 2025 REGISTERED
Notice Filings (1)
CT
Address
54 DANBURY ROAD#322
RIDGEFIELD, CT 06877
United States
Phone: 203-920-4135