CAI CAPITAL MANAGEMENT, INC.
CRD #161563 SEC #801-73368 NEW YORK, NY 917-300-4282
SEC Registered Private Funds
Total AUM
$158.4M
Discretionary
$158.4M
Employees
3
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WURTZ, CHRISTOPHER, THOMAS | I | PRINCIPAL, PRESIDENT, AND CHIEF COMPLIANCE OFFICER | D | Control |
| WURTZ, CHRISTOPHER, THOMAS | I | PRINCIPAL, PRESIDENT, AND CHIEF COMPLIANCE OFFICER | D | Control |
| WURTZ, CHRISTOPHER, THOMAS | I | PRINCIPAL, PRESIDENT, AND CHIEF COMPLIANCE OFFICER | D | Control |
| LIU, NIANDONG | I | PRINCIPAL | C | Control |
| LIU, NIANDONG | I | PRINCIPAL | C | Control |
| LIU, NIANDONG | I | PRINCIPAL | C | Control |
Registrations
Federal
IA
Mar 14, 2013 REGISTERED
Address
600 THIRD AVENUE2ND FLOOR
NEW YORK, NY 10016
United States
Phone: 917-300-4282