RIA Intelligence

SIERRA GLOBAL MANAGEMENT, LLC

CRD #161598 SEC #801-118613 NEW YORK, NY 212-207-3054
SEC Registered Exempt Reporting Private Funds
Total AUM
$145.4M
Discretionary
$145.4M
Employees
5
Clients
--
Accounts
7

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2020
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALB, CRIN, STEFANIPRESIDENTNA Control
ALB, CRIN, STEFANIPRESIDENTNA Control
DECANIO, SUSAN, NMIICHIEF COMPLIANCE OFFICER AND MANAGER OF OPERATIONSNA Control
DECANIO, SUSAN, NMIICHIEF COMPLIANCE OFFICER AND MANAGER OF OPERATIONSNA Control
DECANIO, SUSAN, NMIICHIEF COMPLIANCE OFFICER & MANAGER OF OPERATIONSNA Control
DECANIO, SUSAN, NMIICHIEF COMPLIANCE OFFICER & MANAGER OF OPERATIONSNA Control
DECANIO, SUSAN, NMIICHIEF COMPLIANCE OFFICER & MANAGER OF OPERATIONSNA Control
DECANIO, SUSAN, NMIICHIEF COMPLIANCE OFFICER & MANAGER OF OPERATIONSNA Control
DECANIO, SUSAN, NMIICHIEF COMPLIANCE OFFICER & MANAGER OF OPERATIONSNA Control
DECANIO, SUSAN, NMIICHIEF COMPLIANCE OFFICER & MANAGER OF OPERATIONSNA Control
DECANIO, SUSAN, NMIICHIEF COMPLIANCE OFFICER & MANAGER OF OPERATIONSNA Control
DECANIO, SUSAN, NMIICHIEF COMPLIANCE OFFICER AND MANAGER OF OPERATIONSNA Control
Glatt, Daniel, PaulIPRESIDENTNA Control
Glatt, Daniel, PaulIPRESIDENTNA Control
Glatt, Daniel, PaulIPRESIDENTNA Control
Glatt, Daniel, PaulIPRESIDENTNA Control
Glatt, Daniel, PaulIPRESIDENTNA Control
PERETZ, CRAIG, JOHNICOO/CFO/CHIEF COMPLIANCE OFFICERNA Control
PERETZ, CRAIG, JOHNICOO/CFO/CHIEF COMPLIANCE OFFICERNA Control
PERETZ, CRAIG, JOHNICOO/CFO/CHIEF COMPLIANCE OFFICERNA Control
PERETZ, CRAIG, JOHNICOO/CFO/CHIEF COMPLIANCE OFFICERNA Control
PERETZ, CRAIG, JOHNICOO/CFO/CHIEF COMPLIANCE OFFICERNA Control
PERETZ, CRAIG, JOHNICOO/CFO/CHIEF COMPLIANCE OFFICERNA Control
MICHAELS, CHARLES, FRANKLINIPRESIDENTE Control
MICHAELS, CHARLES, FRANKLINIPRESIDENTE Control
MICHAELS, CHARLES, FRANKLINIPRESIDENTE Control
MICHAELS, CHARLES, FRANKLINIPRESIDENTE Control
MICHAELS, CHARLES, FRANKLINIPRESIDENTE Control
MICHAELS, CHARLES, FRANKLINIPRESIDENTE Control
MICHAELS, CHARLES, FRANKLINIPRESIDENTE Control
MICHAELS, CHARLES, FRANKLINIPRESIDENTE Control
MICHAELS, CHARLES, FRANKLINICHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICERE Control
MICHAELS, CHARLES, FRANKLINICHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICERE Control
MICHAELS, CHARLES, FRANKLINICHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICERE Control
MICHAELS, CHARLES, FRANKLINICHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICERE Control
MICHAELS, CHARLES, FRANKLINICHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICERE Control
MICHAELS, CHARLES, FRANKLINICHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICERE Control
MICHAELS, CHARLES, FRANKLINICHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICERE Control
MICHAELS, CHARLES, FRANKLINIPRESIDENTE Control
MICHAELS, CHARLES, FRANKLINIPRESIDENTE Control
MICHAELS, CHARLES, FRANKLINIPRESIDENTE Control
MICHAELS, CHARLES, FRANKLINIPRESIDENTE Control

Registrations

Federal

IA
Mar 30, 2020 REGISTERED
ERA
Mar 30, 2020 REGISTERED

Address

135 EAST 57TH STREET
11TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-207-3054