ROOSEVELT MANAGEMENT COMPANY LLC
CRD #161605 SEC #801-73754 NEW YORK, NY 212-938-4800
SEC Registered
Total AUM
$451.7M
Discretionary
$0
Employees
48
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 30, 2025
- Branch Offices
- 7
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Abbas, Hussain | I | ALTERNATE MANAGER | NA | Control |
| Abbas, Hussain | I | ALTERNATE MANAGER | NA | Control |
| Abbas, Hussain | I | ALTERNATE MANAGER | NA | Control |
| Abbas, Hussain | I | ALTERNATE MANAGER | NA | Control |
| Abbas, Hussain | I | ALTERNATE MANAGER | NA | Control |
| Abbas, Hussain | I | MANAGER | NA | Control |
| Abbas, Hussain | I | MANAGER | NA | Control |
| Abbas, Hussain | I | MANAGER | NA | |
| Abbas, Hussain | I | MANAGER | NA | |
| Abbas, Hussain | I | MANAGER | NA | |
| Abbas, Hussain | I | MANAGER | NA | |
| Abbas, Hussain | I | MANAGER | NA | |
| Abbas, Hussain | I | MANAGER | NA | |
| Abbas, Hussain | I | MANAGER | NA | |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | SENIOR VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BARKEY, PETER, JOSEPH | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BHATTACHARJEE, RANJIT, R. | I | CIO OF PARENT | NA | Control |
| BHATTACHARJEE, RANJIT, R. | I | CIO OF PARENT | NA | Control |
| BHATTACHARJEE, RANJIT, R. | I | CIO OF PARENT | NA | Control |
| BHATTACHARJEE, RANJIT, R. | I | CIO OF PARENT | NA | Control |
| Bray, Jesse, K | I | CEO OF PARENT | NA | Control |
| Bray, Jesse, K | I | CEO OF PARENT | NA | Control |
| Bray, Jesse, K | I | CEO OF PARENT | NA | Control |
| Bray, Jesse, K | I | CEO OF PARENT | NA | Control |
| Bray, Jesse, K | I | CEO OF PARENT | NA | Control |
| Bray, Jesse, K | I | EMPLOYEE OF SOLE MEMBER | NA | Control |
| Bray, Jesse, K | I | EMPLOYEE OF SOLE MEMBER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EDGELL, ANDREW | I | MANAGER | NA | Control |
| EGOL, JONATHAN, MORTON | I | ACTING CHIEF INVESTMENT OFFICER | NA | Control |
| EGOL, JONATHAN, MORTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| EGOL, JONATHAN, MORTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| EGOL, JONATHAN, MORTON | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FISHBEIN, BRIAN | I | MANAGER | NA | Control |
| FISHBEIN, BRIAN | I | MANAGER | NA | Control |
| FISHBEIN, BRIAN | I | MANAGER | NA | Control |
| FISHBEIN, BRIAN | I | MANAGER | NA | Control |
| FISHBEIN, BRIAN | I | MANAGER | NA | Control |
| FISHBEIN, BRIAN | I | MANAGER | NA | Control |
| FISHBEIN, BRIAN | I | MANAGER | NA | Control |
| FISHBEIN, BRIAN | I | MANAGER | NA | Control |
| FISHBEIN, BRIAN | I | MANAGER | NA | Control |
| FISHBEIN, BRIAN | I | MANAGER | NA | Control |
| FRASER, DOD, PETTIBONE | I | MANAGER | NA | Control |
| FRASER, DOD, PETTIBONE | I | MANAGER | NA | Control |
| FRASER, DOD, PETTIBONE | I | MANAGER | NA | Control |
| FRASER, DOD, PETTIBONE | I | MANAGER | NA | Control |
| FRASER, DOD, PETTIBONE | I | MANAGER | NA | Control |
| GENNEKEN, KAREN, DENISE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| GENNEKEN, KAREN, DENISE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| GENNEKEN, KAREN, DENISE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| GENNEKEN, KAREN, DENISE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| GENNEKEN, KAREN, DENISE | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| GILL, MICHELLE | I | MANAGER | NA | Control |
| GILL, MICHELLE | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | Control |
| GORDON, JENNIFER, E. | I | MANAGER | NA | |
| GORDON, JENNIFER, E. | I | MANAGER | NA | |
| GORDON, JENNIFER, E. | I | MANAGER | NA | |
| GORDON, JENNIFER, E. | I | MANAGER | NA | |
| GORDON, JENNIFER, E. | I | MANAGER | NA | |
| GORDON, JENNIFER, E. | I | MANAGER | NA | |
| GORDON, JENNIFER, E. | I | MANAGER | NA | |
| Genneken, Karen | I | INTERIM CHIEF EXECUTIVE OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | ENTERPRISE CHIEF LEGAL OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | ENTERPRISE CHIEF LEGAL OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | ENTERPRISE CHIEF LEGAL OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | ENTERPRISE CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | ENTERPRISE CHIEF LEGAL OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | ENTERPRISE CHIEF LEGAL OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| Grebinar, Jonathan, S | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | Control |
| Heid, Michael, John | I | MANAGER | NA | |
| Heid, Michael, John | I | MANAGER | NA | |
| Heid, Michael, John | I | MANAGER | NA | |
| Heid, Michael, John | I | MANAGER | NA | |
| Heid, Michael, John | I | MANAGER | NA | |
| Heid, Michael, John | I | MANAGER | NA | |
| Heid, Michael, John | I | MANAGER | NA | |
| Johnson, Kurt, G | I | CFO OF PARENT | NA | Control |
| Johnson, Kurt, G | I | CFO OF PARENT | NA | Control |
| Johnson, Kurt, G | I | CFO OF PARENT | NA | Control |
| Johnson, Kurt, G | I | CFO OF PARENT | NA | Control |
| Johnson, Kurt, G | I | CFO OF PARENT | NA | Control |
| Johnson, Kurt, G | I | EMPLOYEE OF SOLE MEMBER | NA | Control |
| Johnson, Kurt, G | I | EMPLOYEE OF SOLE MEMBER | NA | Control |
| KUSHNER, SHARI, LYN | I | GENERAL COUNSEL | NA | Control |
| KUSHNER, SHARI, LYN | I | GENERAL COUNSEL | NA | Control |
| KUSHNER, SHARI, LYN | I | GENERAL COUNSEL | NA | Control |
| KUSHNER, SHARI, LYN | I | GENERAL COUNSEL | NA | Control |
| KUSHNER, SHARI, LYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUSHNER, SHARI, LYN | I | GENERAL COUNSEL | NA | Control |
| KUSHNER, SHARI, LYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUSHNER, SHARI, LYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUSHNER, SHARI, LYN | I | GENERAL COUNSEL | NA | Control |
| KUSHNER, SHARI, LYN | I | CHIEF COMPLIANCE OFFICER/ENTERPRISE CHIEF LEGAL OFFICER | NA | Control |
| KUSHNER, SHARI, LYN | I | CHIEF COMPLIANCE OFFICER/ENTERPRISE CHIEF LEGAL OFFICER | NA | Control |
| KUSHNER, SHARI, LYN | I | CHIEF COMPLIANCE OFFICER/ENTERPRISE CHIEF LEGAL OFFICER | NA | Control |
| KUSHNER, SHARI, LYN | I | CCO, MANAGING DIRECTOR-LEGAL AND COMPLIANCE | NA | |
| KUSHNER, SHARI, LYN | I | CCO, MANAGING DIRECTOR-LEGAL AND COMPLIANCE | NA | |
| KUSHNER, SHARI, LYN | I | CCO, MANAGING DIRECTOR-LEGAL AND COMPLIANCE | NA | |
| KUSHNER, SHARI, LYN | I | CCO, MANAGING DIRECTOR-LEGAL AND COMPLIANCE | NA | |
| KUSHNER, SHARI, LYN | I | CCO, MANAGING DIRECTOR-LEGAL AND COMPLIANCE | NA | |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MANSON, KAREN, CHRISTINE | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | Control |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | |
| MUSCOLINO, ANTHONY, MICHAEL | I | MANAGER | NA | |
| Marshall, Christopher, G | I | VICE CHAIRMAN OF PARENT | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| OHANLON, MICHAEL, JOHN | I | MANAGER | NA | Control |
| PLUSS, STEVEN, SAM | I | MANAGER | NA | Control |
| PLUSS, STEVEN, SAM | I | MANAGER | NA | Control |
| PLUSS, STEVEN, SAM | I | MANAGER | NA | Control |
| PLUSS, STEVEN, SAM | I | MANAGER | NA | Control |
| POLLOCK, LLOYD, ANDREW | I | MANAGER | NA | Control |
| RICKERT, ANDREW, PAUL | I | TREASURER/SVP | NA | Control |
| RICKERT, ANDREW, PAUL | I | TREASURER/SVP | NA | Control |
| RICKERT, ANDREW, PAUL | I | TREASURER/SVP | NA | Control |
| RICKERT, ANDREW, PAUL | I | TREASURER/SVP | NA | Control |
| RICKERT, ANDREW, PAUL | I | TREASURER/SVP | NA | Control |
| RICKERT, ANDREW, PAUL | I | TREASURER/SVP | NA | Control |
| RICKERT, ANDREW, PAUL | I | TREASURER/SVP | NA | Control |
| RICKERT, ANDREW, PAUL | I | ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | CHIEF FINANCIAL OFFICER/ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | CHIEF FINANCIAL OFFICER/ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | CHIEF FINANCIAL OFFICER/ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | CHIEF FINANCIAL OFFICER/ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | CHIEF FINANCIAL OFFICER/ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RICKERT, ANDREW, PAUL | I | CHIEF FINANCIAL OFFICER/ENTERPRISE RISK OFFICER/TREASURER | NA | Control |
| RIOPEL, GABRIEL, JUSTIN | I | INTERIM CHIEF INVESTMENT OFFICER | NA | Control |
| RIOPEL, GABRIEL, JUSTIN | I | INTERIM CHIEF INVESTMENT OFFICER | NA | Control |
| RIOPEL, GABRIEL, JUSTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RIOPEL, GABRIEL, JUSTIN | I | INTERIM CHIEF INVESTMENT OFFICER | NA | Control |
| RIOPEL, GABRIEL, JUSTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RIOPEL, GABRIEL, JUSTIN | I | INTERIM CHIEF INVESTMENT OFFICER | NA | Control |
| RIOPEL, GABRIEL, JUSTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RIOPEL, GABRIEL, JUSTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RIOPEL, GABRIEL, JUSTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RIOPEL, GABRIEL, JUSTIN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | SENIOR VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | SENIOR VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | SENIOR VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHNEIDER, JAMES, FRANCIS | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | SENIOR VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | SENIOR VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | SENIOR VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SMITH, TERRY, L | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| STIEPLEMAN, DAVID, ERIC | I | MANAGER | NA | Control |
| Santi, Roque | I | ENTERPRISE CHIEF FINANCIAL OFFICER | NA | Control |
| Santi, Roque | I | ENTERPRISE CHIEF FINANCIAL OFFICER | NA | Control |
| Santi, Roque | I | ENTERPRISE CHIEF FINANCIAL OFFICER | NA | Control |
| Santi, Roque | I | ENTERPRISE CHIEF FINANCIAL OFFICER | NA | Control |
| Santi, Roque | I | ENTERPRISE CHIEF FINANCIAL OFFICER | NA | Control |
| Santi, Roque | I | ENTERPRISE CHIEF FINANCIAL OFFICER | NA | Control |
| Santi, Roque | I | ENTERPRISE CHIEF FINANCIAL OFFICER | NA | Control |
| Santi, Roque | I | ENTERPRISE CHIEF FINANCIAL OFFICER | NA | Control |
| Santi, Roque | I | ENTERPRISE CHIEF FINANCIAL OFFICER | NA | Control |
| Santi, Roque | I | ENTERPRISE CHIEF FINANCIAL OFFICER | NA | Control |
| Santi, Roque | I | ENTERPRISE CHIEF FINANCIAL OFFICER | NA | Control |
| Santi, Roque | I | ENTERPRISE CHIEF FINANCIAL OFFICER | NA | Control |
| Smith, Jessica, Lynn | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| Smith, Jessica, Lynn | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| Smith, Jessica, Lynn | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| Smith, Jessica, Lynn | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| Smith, Jessica, Lynn | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| Smith, Jessica, Lynn | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| Smith, Jessica, Lynn | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| Smith, Jessica, Lynn | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | SENIOR ADVISOR | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | CHIEF EXECUTIVE OFFICER/MANAGER | NA | Control |
| TOLL, JEFFREY, BRIAN | I | SENIOR ADVISOR | NA | Control |
| TOLL, JEFFREY, BRIAN | I | SENIOR ADVISOR | NA | Control |
| TOLL, JEFFREY, BRIAN | I | MANAGER | NA | |
| TOLL, JEFFREY, BRIAN | I | SENIOR ADVISOR | NA | Control |
| WANEK, DANIEL, LOUIS | I | MANAGER | NA | Control |
| WANEK, DANIEL, LOUIS | I | MANAGER | NA | |
| WANEK, DANIEL, LOUIS | I | MANAGER | NA | |
| WANEK, DANIEL, LOUIS | I | MANAGER | NA | |
| WANEK, DANIEL, LOUIS | I | MANAGER | NA | |
| WANEK, DANIEL, LOUIS | I | MANAGER | NA | |
| WANEK, DANIEL, LOUIS | I | MANAGER | NA | |
| WANEK, DANIEL, LOUIS | I | MANAGER | NA | |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| XIE, JEFFREY, YIQUN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MR. COOPER GROUP INC. | DE | MEMBER | E | Control |
| MR. COOPER GROUP INC. | DE | MEMBER | E | Control |
| MR. COOPER GROUP INC. | DE | MEMBER | E | Control |
| MR. COOPER GROUP INC. | DE | MEMBER | E | Control |
| MR. COOPER GROUP INC. | DE | MEMBER | E | Control |
| MR. COOPER GROUP INC. | DE | MEMBER | E | Control |
| ROCKET LIMITED PARTNERSHIP | DE | SOLE MEMBER | E | Control |
| ROCKET LIMITED PARTNERSHIP | DE | SOLE MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
| ROOSEVELT PARENT LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | E | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | E | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | E | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | E | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | E | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | E | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | E | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | E | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | E | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| ROOSEVELT SENIOR PROFESSIONAL LLC | DE | ROOSEVELT PARENT LLC | E | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| BODE, CLIVE, DENIS | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| OHANLON, MICHAEL, JOHN | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
| WAXMAN, ALAN, SAMUEL | I | ROOSEVELT SENIOR PROFESSIONAL LLC | D | Control |
Registrations
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IA
Oct 30, 2025 REGISTERED
Address
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