TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD #16164 SEC #801-38618 PHILADELPHIA, PA 770-248-3271
SEC Registered Broker-Dealer Disclosures
Total AUM
$1.7B
Discretionary
$0
Employees
1,054
Clients
0
Accounts
42,440
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2025 | $1.7B | $0 | $1.7B | 1,054 | 0 |
| May 2025 | $1.7B | $0 | $1.7B | 1,054 | 0 |
| May 2025 | $1.7B | $0 | $1.7B | 1,054 | 0 |
| Mar 2025 | $1.7B | $0 | $1.7B | 1,054 | 0 |
| Feb 2025 | $1.6B | $0 | $1.6B | 1,127 | 0 |
| Jan 2025 | $1.6B | $0 | $1.6B | 1,127 | 0 |
| Aug 2024 | $1.6B | $0 | $1.6B | 1,127 | 0 |
| Mar 2024 | $1.6B | $0 | $1.6B | 1,127 | 0 |
| Mar 2024 | $1.8B | $1.4B | $448.9M | 1,235 | 0 |
| Oct 2023 | $1.8B | $1.4B | $448.9M | 1,235 | 0 |
| May 2023 | $1.8B | $1.4B | $448.9M | 1,235 | 0 |
| Mar 2023 | $1.8B | $1.4B | $448.9M | 1,235 | 0 |
| Mar 2023 | $1.8B | $1.4B | $391.9M | 1,225 | 0 |
| Dec 2022 | $1.8B | $1.4B | $391.9M | 1,225 | 0 |
| Jul 2022 | $1.8B | $1.4B | $391.9M | 1,225 | 0 |
| May 2022 | $1.8B | $1.4B | $391.9M | 1,225 | 0 |
| Mar 2022 | $1.8B | $1.4B | $391.9M | 1,225 | 0 |
| Aug 2021 | $2.1B | $1.2B | $878.3M | 1,198 | 0 |
| Jul 2021 | $2.1B | $1.2B | $878.3M | 1,198 | 0 |
| Apr 2021 | $2.1B | $1.2B | $878.3M | 1,198 | 0 |
| Jan 2021 | $1.3B | $244.3M | $1.1B | 1,266 | 0 |
| Jun 2020 | $1.3B | $244.3M | $1.1B | 1,266 | 0 |
| Mar 2020 | $1.3B | $244.3M | $1.1B | 1,266 | 0 |
| Mar 2019 | $1B | $761.6M | $254M | 1,271 | 0 |
| Jan 2019 | $972.5M | $765.6M | $207M | 1,274 | 0 |
| Sep 2018 | $972.5M | $765.6M | $207M | 1,274 | 0 |
| Sep 2018 | $972.5M | $765.6M | $207M | 1,274 | 0 |
| Mar 2018 | $972.5M | $765.6M | $207M | 1,274 | 0 |
| Sep 2017 | $969.4M | $905.1M | $64.3M | 1,158 | 38,400 |
| Sep 2017 | $969.4M | $905.1M | $64.3M | 1,158 | 38,400 |
| Apr 2017 | $969.4M | $905.1M | $64.3M | 1,158 | 38,400 |
| Mar 2017 | $969.4M | $905.1M | $64.3M | 1,158 | 38,400 |
| Dec 2016 | $1B | $982.1M | $44.4M | 1,144 | 41,300 |
| Aug 2016 | $4.5B | $1.7B | $2.8B | 1,813 | 41,300 |
| Mar 2016 | $4.5B | $1.7B | $2.8B | 1,813 | 41,300 |
| Dec 2015 | $4.7B | $1.7B | $3B | 1,867 | 41,900 |
| Nov 2015 | $4.7B | $1.7B | $3B | 1,867 | 41,900 |
| Sep 2015 | $4.7B | $1.7B | $3B | 1,867 | 41,900 |
| Aug 2015 | $4.7B | $1.7B | $3B | 1,867 | 41,900 |
| Jul 2015 | $4.7B | $1.7B | $3B | 1,867 | 41,900 |
| Jun 2015 | $4.7B | $1.7B | $3B | 1,867 | 41,900 |
| Mar 2015 | $4.7B | $1.7B | $3B | 1,867 | 41,900 |
| Mar 2015 | $4.7B | $1.7B | $3B | 1,867 | 41,900 |
| Feb 2015 | $4.1B | $1.3B | $2.8B | 1,857 | 34,300 |
| Nov 2014 | $4.1B | $1.3B | $2.8B | 1,857 | 34,300 |
| Oct 2014 | $4.1B | $1.3B | $2.8B | 1,857 | 34,300 |
| Jul 2014 | $4.1B | $1.3B | $2.8B | 1,857 | 34,300 |
| Jun 2014 | $4.1B | $1.3B | $2.8B | 1,857 | 34,300 |
| Apr 2014 | $4.1B | $1.3B | $2.8B | 1,857 | 34,300 |
| Mar 2014 | $4.1B | $1.3B | $2.8B | 1,857 | 34,300 |
| Nov 2013 | $3.1B | $790.2M | $2.3B | 1,824 | 34,000 |
| Nov 2013 | $3.1B | $790.2M | $2.3B | 1,824 | 34,000 |
| Oct 2013 | $3.1B | $790.2M | $2.3B | 1,824 | 34,000 |
| Sep 2013 | $3.1B | $790.2M | $2.3B | 1,824 | 34,000 |
| Apr 2013 | $3.1B | $790.2M | $2.3B | 1,824 | 34,000 |
| Apr 2013 | $3.1B | $790.2M | $2.3B | 1,824 | 34,000 |
| Apr 2013 | $3.1B | $790.2M | $2.3B | 1,824 | 34,000 |
| Sep 2012 | $2.7B | $663M | $2.1B | 501 | 14,700 |
| May 2012 | $2.7B | $643.2M | $2B | 501 | 14,700 |
| Feb 2012 | $2.7B | $643.2M | $2B | 501 | 14,700 |
| Jan 2012 | $2.7B | $643.2M | $2B | 501 | 14,700 |
| Sep 2011 | $2.3B | $450.5M | $1.8B | 501 | -- |
| Jun 2011 | $2.3B | $450.5M | $1.8B | 501 | -- |
| Mar 2011 | $2.3B | $450.5M | $1.8B | 501 | -- |
| Jan 2011 | $1.9B | $135.5M | $1.8B | 501 | -- |
| Oct 2010 | $1.9B | $135.5M | $1.8B | 501 | -- |
| Sep 2010 | $1.9B | $135.5M | $1.8B | 501 | -- |
| Jul 2010 | $1.9B | $135.5M | $1.8B | 501 | -- |
| Apr 2010 | $1.9B | $135.5M | $1.8B | 501 | -- |
| Mar 2010 | $1.9B | $135.5M | $1.8B | 501 | -- |
| Jun 2009 | $1.2B | $0 | $1.2B | 501 | -- |
| Apr 2009 | $1.2B | $0 | $1.2B | 501 | -- |
| Mar 2009 | $1.2B | $0 | $1.2B | 501 | -- |
| Aug 2007 | $1.6B | $0 | $1.6B | -- | -- |
| May 2007 | $1.6B | $0 | $1.6B | -- | -- |
| Mar 2007 | $1.6B | $0 | $1.6B | -- | -- |
| Mar 2004 | $958.1M | $0 | $958.1M | -- | -- |
| Mar 2002 | $645.3M | $0 | $645.3M | -- | -- |
DateOct 2025
Total AUM$1.7B
Discretionary$0
Non-Disc.$1.7B
Employees1,054
Clients0
DateMay 2025
Total AUM$1.7B
Discretionary$0
Non-Disc.$1.7B
Employees1,054
Clients0
DateMay 2025
Total AUM$1.7B
Discretionary$0
Non-Disc.$1.7B
Employees1,054
Clients0
DateMar 2025
Total AUM$1.7B
Discretionary$0
Non-Disc.$1.7B
Employees1,054
Clients0
DateFeb 2025
Total AUM$1.6B
Discretionary$0
Non-Disc.$1.6B
Employees1,127
Clients0
DateJan 2025
Total AUM$1.6B
Discretionary$0
Non-Disc.$1.6B
Employees1,127
Clients0
DateAug 2024
Total AUM$1.6B
Discretionary$0
Non-Disc.$1.6B
Employees1,127
Clients0
DateMar 2024
Total AUM$1.6B
Discretionary$0
Non-Disc.$1.6B
Employees1,127
Clients0
DateMar 2024
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$448.9M
Employees1,235
Clients0
DateOct 2023
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$448.9M
Employees1,235
Clients0
DateMay 2023
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$448.9M
Employees1,235
Clients0
DateMar 2023
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$448.9M
Employees1,235
Clients0
DateMar 2023
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$391.9M
Employees1,225
Clients0
DateDec 2022
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$391.9M
Employees1,225
Clients0
DateJul 2022
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$391.9M
Employees1,225
Clients0
DateMay 2022
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$391.9M
Employees1,225
Clients0
DateMar 2022
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$391.9M
Employees1,225
Clients0
DateAug 2021
Total AUM$2.1B
Discretionary$1.2B
Non-Disc.$878.3M
Employees1,198
Clients0
DateJul 2021
Total AUM$2.1B
Discretionary$1.2B
Non-Disc.$878.3M
Employees1,198
Clients0
DateApr 2021
Total AUM$2.1B
Discretionary$1.2B
Non-Disc.$878.3M
Employees1,198
Clients0
DateJan 2021
Total AUM$1.3B
Discretionary$244.3M
Non-Disc.$1.1B
Employees1,266
Clients0
DateJun 2020
Total AUM$1.3B
Discretionary$244.3M
Non-Disc.$1.1B
Employees1,266
Clients0
DateMar 2020
Total AUM$1.3B
Discretionary$244.3M
Non-Disc.$1.1B
Employees1,266
Clients0
DateMar 2019
Total AUM$1B
Discretionary$761.6M
Non-Disc.$254M
Employees1,271
Clients0
DateJan 2019
Total AUM$972.5M
Discretionary$765.6M
Non-Disc.$207M
Employees1,274
Clients0
DateSep 2018
Total AUM$972.5M
Discretionary$765.6M
Non-Disc.$207M
Employees1,274
Clients0
DateSep 2018
Total AUM$972.5M
Discretionary$765.6M
Non-Disc.$207M
Employees1,274
Clients0
DateMar 2018
Total AUM$972.5M
Discretionary$765.6M
Non-Disc.$207M
Employees1,274
Clients0
DateSep 2017
Total AUM$969.4M
Discretionary$905.1M
Non-Disc.$64.3M
Employees1,158
Clients38,400
DateSep 2017
Total AUM$969.4M
Discretionary$905.1M
Non-Disc.$64.3M
Employees1,158
Clients38,400
DateApr 2017
Total AUM$969.4M
Discretionary$905.1M
Non-Disc.$64.3M
Employees1,158
Clients38,400
DateMar 2017
Total AUM$969.4M
Discretionary$905.1M
Non-Disc.$64.3M
Employees1,158
Clients38,400
DateDec 2016
Total AUM$1B
Discretionary$982.1M
Non-Disc.$44.4M
Employees1,144
Clients41,300
DateAug 2016
Total AUM$4.5B
Discretionary$1.7B
Non-Disc.$2.8B
Employees1,813
Clients41,300
DateMar 2016
Total AUM$4.5B
Discretionary$1.7B
Non-Disc.$2.8B
Employees1,813
Clients41,300
DateDec 2015
Total AUM$4.7B
Discretionary$1.7B
Non-Disc.$3B
Employees1,867
Clients41,900
DateNov 2015
Total AUM$4.7B
Discretionary$1.7B
Non-Disc.$3B
Employees1,867
Clients41,900
DateSep 2015
Total AUM$4.7B
Discretionary$1.7B
Non-Disc.$3B
Employees1,867
Clients41,900
DateAug 2015
Total AUM$4.7B
Discretionary$1.7B
Non-Disc.$3B
Employees1,867
Clients41,900
DateJul 2015
Total AUM$4.7B
Discretionary$1.7B
Non-Disc.$3B
Employees1,867
Clients41,900
DateJun 2015
Total AUM$4.7B
Discretionary$1.7B
Non-Disc.$3B
Employees1,867
Clients41,900
DateMar 2015
Total AUM$4.7B
Discretionary$1.7B
Non-Disc.$3B
Employees1,867
Clients41,900
DateMar 2015
Total AUM$4.7B
Discretionary$1.7B
Non-Disc.$3B
Employees1,867
Clients41,900
DateFeb 2015
Total AUM$4.1B
Discretionary$1.3B
Non-Disc.$2.8B
Employees1,857
Clients34,300
DateNov 2014
Total AUM$4.1B
Discretionary$1.3B
Non-Disc.$2.8B
Employees1,857
Clients34,300
DateOct 2014
Total AUM$4.1B
Discretionary$1.3B
Non-Disc.$2.8B
Employees1,857
Clients34,300
DateJul 2014
Total AUM$4.1B
Discretionary$1.3B
Non-Disc.$2.8B
Employees1,857
Clients34,300
DateJun 2014
Total AUM$4.1B
Discretionary$1.3B
Non-Disc.$2.8B
Employees1,857
Clients34,300
DateApr 2014
Total AUM$4.1B
Discretionary$1.3B
Non-Disc.$2.8B
Employees1,857
Clients34,300
DateMar 2014
Total AUM$4.1B
Discretionary$1.3B
Non-Disc.$2.8B
Employees1,857
Clients34,300
DateNov 2013
Total AUM$3.1B
Discretionary$790.2M
Non-Disc.$2.3B
Employees1,824
Clients34,000
DateNov 2013
Total AUM$3.1B
Discretionary$790.2M
Non-Disc.$2.3B
Employees1,824
Clients34,000
DateOct 2013
Total AUM$3.1B
Discretionary$790.2M
Non-Disc.$2.3B
Employees1,824
Clients34,000
DateSep 2013
Total AUM$3.1B
Discretionary$790.2M
Non-Disc.$2.3B
Employees1,824
Clients34,000
DateApr 2013
Total AUM$3.1B
Discretionary$790.2M
Non-Disc.$2.3B
Employees1,824
Clients34,000
DateApr 2013
Total AUM$3.1B
Discretionary$790.2M
Non-Disc.$2.3B
Employees1,824
Clients34,000
DateApr 2013
Total AUM$3.1B
Discretionary$790.2M
Non-Disc.$2.3B
Employees1,824
Clients34,000
DateSep 2012
Total AUM$2.7B
Discretionary$663M
Non-Disc.$2.1B
Employees501
Clients14,700
DateMay 2012
Total AUM$2.7B
Discretionary$643.2M
Non-Disc.$2B
Employees501
Clients14,700
DateFeb 2012
Total AUM$2.7B
Discretionary$643.2M
Non-Disc.$2B
Employees501
Clients14,700
DateJan 2012
Total AUM$2.7B
Discretionary$643.2M
Non-Disc.$2B
Employees501
Clients14,700
DateSep 2011
Total AUM$2.3B
Discretionary$450.5M
Non-Disc.$1.8B
Employees501
Clients--
DateJun 2011
Total AUM$2.3B
Discretionary$450.5M
Non-Disc.$1.8B
Employees501
Clients--
DateMar 2011
Total AUM$2.3B
Discretionary$450.5M
Non-Disc.$1.8B
Employees501
Clients--
DateJan 2011
Total AUM$1.9B
Discretionary$135.5M
Non-Disc.$1.8B
Employees501
Clients--
DateOct 2010
Total AUM$1.9B
Discretionary$135.5M
Non-Disc.$1.8B
Employees501
Clients--
DateSep 2010
Total AUM$1.9B
Discretionary$135.5M
Non-Disc.$1.8B
Employees501
Clients--
DateJul 2010
Total AUM$1.9B
Discretionary$135.5M
Non-Disc.$1.8B
Employees501
Clients--
DateApr 2010
Total AUM$1.9B
Discretionary$135.5M
Non-Disc.$1.8B
Employees501
Clients--
DateMar 2010
Total AUM$1.9B
Discretionary$135.5M
Non-Disc.$1.8B
Employees501
Clients--
DateJun 2009
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees501
Clients--
DateApr 2009
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees501
Clients--
DateMar 2009
Total AUM$1.2B
Discretionary$0
Non-Disc.$1.2B
Employees501
Clients--
DateAug 2007
Total AUM$1.6B
Discretionary$0
Non-Disc.$1.6B
Employees--
Clients--
DateMay 2007
Total AUM$1.6B
Discretionary$0
Non-Disc.$1.6B
Employees--
Clients--
DateMar 2007
Total AUM$1.6B
Discretionary$0
Non-Disc.$1.6B
Employees--
Clients--
DateMar 2004
Total AUM$958.1M
Discretionary$0
Non-Disc.$958.1M
Employees--
Clients--
DateMar 2002
Total AUM$645.3M
Discretionary$0
Non-Disc.$645.3M
Employees--
Clients--