A.R.T. ADVISORS, LLC
CRD #161643 SEC #801-73872 NEW YORK, NY 212-303-0505
SEC Registered Private Funds
Total AUM
$273.8M
Discretionary
$273.8M
Employees
28
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 16, 2025
- Branch Offices
- 2
- LEI
- 549300579ZENHJYPC730
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| ARNOLD, JILL | I | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | NA | |
| DIBARTOLO, JOSEPH, MAURICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIBARTOLO, JOSEPH, MAURICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| DIBARTOLO, JOSEPH, MAURICE | I | CHIEF COMPLIANCE OFFICER | NA | |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| FROMME, EDWARD, MARC | I | ASSISTANT SECRETARY | NA | Control |
| KANEY, ERIC, DANIEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KANEY, ERIC, DANIEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KANEY, ERIC, DANIEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KANEY, ERIC, NMN | I | DIRECTOR OF OPERATIONS AND FINANCE | NA | Control |
| KANEY, ERIC, NMN | I | DIRECTOR OF OPERATIONS AND FINANCE | NA | Control |
| KANEY, ERIC, NMN | I | DIRECTOR OF OPERATIONS AND FINANCE | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KHIDEKEL, VADIM | I | SECRETARY | NA | Control |
| KORF, TAYLOR, JOSEPH | I | DIRECTOR OF SOFTWARE ENGINEERING AND INFRASTRUCTURE | NA | Control |
| KORF, TAYLOR, JOSEPH | I | DIRECTOR OF SOFTWARE ENGINEERING AND INFRASTRUCTURE | NA | Control |
| KORF, TAYLOR, JOSEPH | I | DIRECTOR OF SOFTWARE ENGINEERING AND INFRASTRUCTURE | NA | Control |
| LAUDANO, ERICA, JUDE | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | |
| LAUDANO, ERICA, JUDE | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | |
| LAUDANO, ERICA, JUDE | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | |
| LAUDANO, ERICA, JUDE | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | |
| LAUDANO, ERICA, JUDE | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | |
| LAUDANO, ERICA, JUDE | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | |
| LAUDANO, ERICA, JUDE | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | |
| LAUDANO, ERICA, JUDE | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | |
| LAUDANO, ERICA, JUDE | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | |
| LAUDANO, ERICA, JUDE | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | |
| LAUDANO, ERICA, JUDE | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | |
| LAUDANO, ERICA, JUDE | I | CHIEF COMPLIANCE OFFICER / ASSOCIATE GENERAL COUNSEL | NA | |
| MASTER, NEAL, MANECK | I | DIRECTOR OF RESEARCH | NA | Control |
| MEHRA, AJAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEHRA, AJAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PIERSON, BENJAMIN, DOUGLAS | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL | NA | Control |
| PRABHAKAR, ALOKE, NMN | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| PRABHAKAR, VIJAY | I | DIRECTOR OF TRADING AND TECHNOLOGY | NA | Control |
| PRABHAKAR, VIJAY | I | DIRECTOR OF TRADING AND TECHNOLOGY | NA | Control |
| PRABHAKAR, VIJAY | I | DIRECTOR OF TRADING AND TECHNOLOGY | NA | Control |
| PRABHAKAR, VIJAY | I | DIRECTOR OF TRADING AND TECHNOLOGY | NA | Control |
| PRABHAKAR, VIJAY | I | DIRECTOR OF TRADING AND TECHNOLOGY | NA | Control |
| PRABHAKAR, VIJAY | I | DIRECTOR OF TRADING AND TECHNOLOGY | NA | Control |
| PRABHAKAR, VIJAY | I | DIRECTOR OF TRADING AND TECHNOLOGY | NA | Control |
| PRABHAKAR, VIJAY | I | DIRECTOR OF TRADING AND TECHNOLOGY | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Prabhakar, Aloke | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | DIRECTOR OF RESEARCH | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | DIRECTOR OF RESEARCH | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | DIRECTOR OF RESEARCH | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | DIRECTOR OF RESEARCH | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | DIRECTOR OF RESEARCH | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | DIRECTOR OF RESEARCH | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | DIRECTOR OF RESEARCH | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | DIRECTOR OF RESEARCH | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | CHIEF RESEARCH OFFICER | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | CHIEF RESEARCH OFFICER | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | CHIEF RESEARCH OFFICER | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | CHIEF RESEARCH OFFICER | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | CHIEF RESEARCH OFFICER | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | CHIEF RESEARCH OFFICER | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | CHIEF RESEARCH OFFICER | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | CHIEF RESEARCH OFFICER | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | CHIEF RESEARCH OFFICER | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | CHIEF RESEARCH OFFICER | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | CHIEF RESEARCH OFFICER | NA | Control |
| SHULTZ, CHRISTIAN, JARED | I | CHIEF RESEARCH OFFICER | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| SINGER, JOHN, PAUL | I | VICE PRESIDENT | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WEINBERGER, MARC, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, M | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, MURRAY | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, MURRAY | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, MURRAY | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, MURRAY | I | MANAGER AND CHAIRMAN | E | Control |
| SOSNICK, AARON, MURRAY | I | MANAGER AND CHAIRMAN | E | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
| CAXTON ALTERNATIVE MANAGEMENT LP | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | F | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | F | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | F | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | F | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | F | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | F | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | F | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| CAXTON CORPORATION | DE | CAXTON ALTERNATIVE MANAGEMENT LP | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
| KOVNER, BRUCE, STANLEY | I | CAXTON CORPORATION | E | Control |
Registrations
Federal
IA
Sep 16, 2025 REGISTERED
Notice Filings (2)
NV NY
Address
137 2ND AVENUENEW YORK, NY 10003
United States
Phone: 212-303-0505