ERG ASSET MANAGEMENT LLC
CRD #161694 SEC #801-74485 NORWALK, CT 646-722-9660
SEC Registered Private Funds
Total AUM
$16.9M
Discretionary
$0
Employees
3
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 13, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOYLAN, WADE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLAN, WADE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOYLAN, WADE, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRIN, NICOLA, JAYNE | I | OWNER | NA | |
| CORRIN, NICOLA, JAYNE | I | OWNER | NA | |
| CORRIN, NICOLA, JAYNE | I | OWNER | NA | |
| CORRIN, NICOLA, JAYNE | I | OWNER | NA | |
| CORRIN, NICOLA, JAYNE | I | OWNER | NA | |
| CORRIN, NICOLA, JAYNE | I | OWNER | NA | |
| CORRIN, NICOLA, JAYNE | I | OWNER | NA | |
| CORRIN, NICOLA, JAYNE | I | OWNER | NA | |
| CORRIN, NICOLA, JAYNE | I | OWNER | NA | |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LAI, AMY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LEIBOVITCH, RICHARD, GRAHAM | I | MANAGER | NA | Control |
| Locke, Guy | I | MANAGER | NA | Control |
| Locke, Guy | I | MANAGER | NA | Control |
| Locke, Guy | I | MANAGER | NA | Control |
| Locke, Guy | I | MANAGER | NA | Control |
| Locke, Guy | I | MANAGER | NA | Control |
| Locke, Guy | I | MANAGER | NA | Control |
| Locke, Guy | I | MANAGER | NA | Control |
| Locke, Guy | I | MANAGER | NA | Control |
| Locke, Guy | I | MANAGER | NA | Control |
| Loo, Peter | I | OWNER | NA | |
| Loo, Peter | I | OWNER | NA | |
| Loo, Peter | I | OWNER | NA | |
| Loo, Peter | I | OWNER | NA | |
| Loo, Peter | I | OWNER | NA | |
| Loo, Peter | I | OWNER | NA | |
| Morabito, Kimberly, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Morabito, Kimberly, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Morabito, Kimberly, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Morabito, Kimberly, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Morabito, Kimberly, Ann | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER AND MANAGER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER AND MANAGER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER AND MANAGER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER AND MANAGER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER AND MANAGER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER, MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER, MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER, MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| O'DOWD, GEORGE, MARK | I | EXECUTIVE COMMITTEE MEMBER, MANAGER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, MATTHEW, EMMETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, MATTHEW, EMMETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROBERTS, MATTHEW, EMMETT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RONIGER, TIM | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RONIGER, TIM | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RONIGER, TIM | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RONIGER, TIM | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RONIGER, TIM | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RONIGER, TIM | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| RONIGER, TIM | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STAVELEY, MICHAEL, KENNETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STAVELEY, MICHAEL, KENNETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STAVELEY, MICHAEL, KENNETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STAVELEY, MICHAEL, KENNETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STAVELEY, MICHAEL, KENNETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STAVELEY, MICHAEL, KENNETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STAVELEY, MICHAEL, KENNETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | CHIEF LEGAL OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOLVERTON, WILLIAM, HENDERSON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | RELATED ADVISER | D | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | RELATED ADVISER | D | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | RELATED ADVISER | D | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | RELATED ADVISER | D | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | RELATED ADVISER | D | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | RELATED ADVISER | D | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | RELATED ADVISER | D | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | RELATED ADVISER | D | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | RELATED ADVISER | D | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | RELATED ADVISER | D | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | RELATED ADVISER | D | Control |
| EDEN ROCK CAPITAL MANAGEMENT | FE | RELATED ADVISER | C | Control |
| EDEN ROCK CAPITAL MANAGEMENT | FE | RELATED ADVISER | C | Control |
| EDEN ROCK CAPITAL MANAGEMENT | FE | RELATED ADVISER | C | Control |
| EDEN ROCK CAPITAL MANAGEMENT | FE | RELATED ADVISER | C | Control |
| EDEN ROCK CAPITAL MANAGEMENT | FE | RELATED ADVISER | C | Control |
| EDEN ROCK CAPITAL MANAGEMENT | FE | RELATED ADVISER | C | Control |
| EDEN ROCK CAPITAL MANAGEMENT | FE | RELATED ADVISER | C | Control |
| EDEN ROCK CAPITAL MANAGEMENT | FE | RELATED ADVISER | C | Control |
| EDEN ROCK CAPITAL MANAGEMENT | FE | RELATED ADVISER | C | Control |
| EDEN ROCK CAPITAL MANAGEMENT | FE | RELATED ADVISER | C | Control |
| EDEN ROCK CAPITAL MANAGEMENT | FE | RELATED ADVISER | C | Control |
| GMOD LLC | DE | OWNER | B | |
| GMOD LLC | DE | OWNER | B | |
| GMOD LLC | DE | OWNER | B | |
| GMOD LLC | DE | OWNER | B | |
| GMOD LLC | DE | OWNER | B | |
| GMOD LLC | DE | OWNER | B | |
| GMOD LLC | DE | OWNER | B | |
| GMOD LLC | DE | OWNER | B | |
| GMOD LLC | DE | OWNER | B | |
| HORNER, EDWARD, MARCUS | I | OWNER | B | |
| HORNER, EDWARD, MARCUS | I | OWNER | B | |
| HORNER, EDWARD, MARCUS | I | OWNER | B | |
| HORNER, EDWARD, MARCUS | I | OWNER | B | |
| HORNER, EDWARD, MARCUS | I | OWNER | B | |
| HORNER, EDWARD, MARCUS | I | OWNER | B | |
| HORNER, EDWARD, MARCUS | I | OWNER | B | |
| HORNER, EDWARD, MARCUS | I | OWNER | B | |
| HORNER, EDWARD, MARCUS | I | OWNER | B | |
| MATTHEWS, JAMES, SPENCER | I | OWNER | B | |
| MATTHEWS, JAMES, SPENCER | I | OWNER | B | |
| MATTHEWS, JAMES, SPENCER | I | OWNER | B | Control |
| MATTHEWS, JAMES, SPENCER | I | OWNER | B | Control |
| MATTHEWS, JAMES, SPENCER | I | OWNER | B | Control |
| MATTHEWS, JAMES, SPENCER | I | OWNER | B | Control |
| MATTHEWS, JAMES, SPENCER | I | OWNER | B | Control |
| MATTHEWS, JAMES, SPENCER | I | OWNER | B | Control |
| MATTHEWS, JAMES, SPENCER | I | OWNER | B | Control |
| STAVELEY, MICHAEL, KENNETH | I | OWNER AND MANAGER | B | Control |
| STAVELEY, MICHAEL, KENNETH | I | OWNER AND MANAGER | B | Control |
| STAVELEY, MICHAEL, KENNETH | I | OWNER AND MANAGER | B | Control |
| STAVELEY, MICHAEL, KENNETH | I | OWNER AND MANAGER | B | Control |
| STAVELEY, MICHAEL, KENNETH | I | OWNER AND MANAGER | B | Control |
| STAVELEY, MICHAEL, KENNETH | I | OWNER AND MANAGER | B | Control |
| STAVELEY, MICHAEL, KENNETH | I | OWNER AND MANAGER | B | Control |
| STAVELEY, MICHAEL, KENNETH | I | OWNER AND MANAGER | B | Control |
| STAVELEY, MICHAEL, KENNETH | I | OWNER AND MANAGER | B | Control |
| GERVAIS, DAVID | I | OWNER | A | |
| GERVAIS, DAVID | I | OWNER | A | |
| GERVAIS, DAVID | I | OWNER | A | |
| GERVAIS, DAVID | I | OWNER | A | |
| GERVAIS, DAVID | I | OWNER | A | |
| GERVAIS, DAVID | I | OWNER | A | |
| GERVAIS, DAVID | I | OWNER | A | |
| GERVAIS, DAVID | I | OWNER | A | |
| GERVAIS, DAVID | I | OWNER | A | |
| HIGGINS, DAVID, JOHN | I | OWNER | A | |
| HIGGINS, DAVID, JOHN | I | OWNER | A | |
| HIGGINS, DAVID, JOHN | I | OWNER | A | |
| HIGGINS, DAVID, JOHN | I | OWNER | A | |
| HIGGINS, DAVID, JOHN | I | OWNER | A | |
| HIGGINS, DAVID, JOHN | I | OWNER | A | |
| HIGGINS, DAVID, JOHN | I | OWNER | A | |
| HIGGINS, DAVID, JOHN | I | OWNER | A | |
| HIGGINS, DAVID, JOHN | I | OWNER | A | |
| MORANDI, FABIO, NICOLA RAFFAELE | I | OWNER | A | |
| MORANDI, FABIO, NICOLA RAFFAELE | I | OWNER | A | |
| MORANDI, FABIO, NICOLA RAFFAELE | I | OWNER | A | |
| MORANDI, FABIO, NICOLA RAFFAELE | I | OWNER | A | |
| MORANDI, FABIO, NICOLA RAFFAELE | I | OWNER | A | |
| MORANDI, FABIO, NICOLA RAFFAELE | I | OWNER | A | |
| MORANDI, FABIO, NICOLA RAFFAELE | I | OWNER | A | |
| MORANDI, FABIO, NICOLA RAFFAELE | I | OWNER | A | |
| MORANDI, FABIO, NICOLA RAFFAELE | I | OWNER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GOTTEX AMERICA LIMITED | FE | GOTTEX FUND MANAGEMENT LTD | E | Control |
| GOTTEX AMERICA LIMITED | FE | GOTTEX FUND MANAGEMENT LTD | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | GOTTEX FUND MANAGEMENT, LTD. | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | GOTTEX FUND MANAGEMENT, LTD. | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | GOTTEX FUND MANAGEMENT, LTD. | E | Control |
| GOTTEX FUND MANAGEMENT SARL | FE | GOTTEX FUND MANAGEMENT, LTD. | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX PARTNERS SARL (LUXEMBOURG) | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX PARTNERS SARL (LUXEMBOURG) | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX PARTNERS SARL (LUXEMBOURG) | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX PARTNERS SARL (LUXEMBOURG) | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX PARTNERS SARL (LUXEMBOURG) | E | Control |
| GOTTEX MANAGEMENT SA SICAR | FE | GOTTEX PARTNERS SARL (LUXEMBOURG) | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| GOTTEX PARTNERS SARL (LUXEMBOURG) | FE | GOTTEX FUND MANAGEMENT SARL | E | Control |
| O'DOWD, GEORGE, MARK | I | GMOD LLC | E | Control |
| O'DOWD, GEORGE, MARK | I | GMOD LLC | E | Control |
| O'DOWD, GEORGE, MARK | I | GMOD LLC | E | Control |
| O'DOWD, GEORGE, MARK | I | GMOD LLC | E | Control |
| O'DOWD, GEORGE, MARK | I | GMOD LLC | E | Control |
| O'DOWD, GEORGE, MARK | I | GMOD LLC | E | Control |
| O'DOWD, GEORGE, MARK | I | GMOD LLC | E | Control |
| O'DOWD, GEORGE, MARK | I | GMOD LLC | E | Control |
| O'DOWD, GEORGE, MARK | I | GMOD LLC | E | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | ERG ASSET MANAGEMENT LLC | D | Control |
| GOTTEX FUND MANAGEMENT, LTD. | DE | ERG ASSET MANAGEMENT LLC | D | Control |
Registrations
Federal
IA
May 13, 2019 REGISTERED
Notice Filings (3)
CT FL MA
Address
50 WASHINGTON STREETSUITE 921
NORWALK, CT 06854
United States
Phone: 646-722-9660