RIA Intelligence

UPLAND OFFICE SERVICES

CRD #161695 SEC #802-74516 NEW YORK, NY 212-265-6417
State Registered Exempt Reporting
Total AUM
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Discretionary
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Employees
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Clients
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Accounts
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Firm Details

Organization Type
--
State of Formation
--
Fiscal Year End
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Registration Date
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Latest Filing
Apr 7, 2014
Branch Offices
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Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DUMONT, SUSAN, ELIZABETHICHIEF COMPLIANCE OFFICERNA Control
DUMONT, SUSAN, ELIZABETHICHIEF COMPLIANCE OFFICERNA Control
DUMONT, SUSAN, ELIZABETHICHIEF FINANCIAL OFFICERNA Control
DUMONT, SUSAN, ELIZABETHICHIEF COMPLIANCE OFFICERNA Control
LEE, DWIGHT, EISENHOWERIOWNERE Control

Registrations

Federal

ERA
Apr 7, 2014 REGISTERED

Address

1370 6TH AVENUE, 24TH FLOOR
NEW YORK, NY 10019
United States
Phone: 212-265-6417