RIA Intelligence

WARSHAW ASSET MANAGEMENT, LLC

Legal name: WARSHAW ASSET MANAGEMENT

CRD #161707 SEC #802-75137 NEW YORK CITY, NY 212-607-2460
State Registered Exempt Reporting
Total AUM
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Discretionary
--
Employees
--
Clients
--
Accounts
--

Firm Details

Organization Type
--
State of Formation
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Fiscal Year End
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Registration Date
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Latest Filing
Jan 31, 2013
Branch Offices
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Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FREEDMAN, ROSS, BLAIRIPORTFOLIO MANAGERNA Control
FREEDMAN, ROSS, BLAIRIPORTFOLIO MANAGERNA Control
FREEDMAN, ROSS, BLAIRIPORTFOLIO MANAGERNA Control
FREEDMAN, ROSS, BLAIRIPORTFOLIO MANAGERNA Control
PHAME, TSEMINGIHEAD OF OPERATIONSNA Control
PHAME, TSEMINGIHEAD OF OPERATIONSNA Control
PHAME, TSEMINGICHIEF COMPLIANCE OFFICERNA Control
WARSHAW, WILLIAM, HENRYIPRESIDENTNA Control
WARSHAW, WILLIAM, HENRYIPRESIDENTNA Control
WARSHAW, WILLIAM, HENRYIPRESIDENTNA Control
WARSHAW, WILLIAM, HENRYIPRESIDENTNA Control
WF PARTNERS LLCDEMANAGING MEMBERE Control
WF PARTNERS LLCDEMANAGING MEMBERE Control
WF PARTNERS LLCDEMANAGING MEMBERE Control
WF PARTNERS LLCDEMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
WARSHAW, WILLIAM, HENRYIWF PARTNERS LLCE Control
WARSHAW, WILLIAM, HENRYIWF PARTNERS LLCE Control
WARSHAW, WILLIAM, HENRYIWF PARTNERS LLCE Control
WARSHAW, WILLIAM, HENRYIWF PARTNERS LLCE Control

Registrations

Federal

ERA
Jan 31, 2013 REGISTERED

Address

590 MADISON AVENUE
34TH FLOOR
NEW YORK CITY, NY 10022
United States
Phone: 212-607-2460