GUPTA WEALTH MANAGEMENT, LLC
CRD #161721 SEC #801-78524 SAN DIEGO, CA (858)764-7120
SEC Registered
Total AUM
$2.5M
Discretionary
$2.5M
Employees
4
Clients
0
Accounts
16
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 18, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RYPKEMA, BRIAN, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, JILL, REBECCA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| GUPTA, AJAY, K. | I | MANAGING MEMBER | E | Control |
| INTERIM HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| MCCULLOCH, JEFFREY, SCOTT | I | MEMBER | B | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER AND CHIEF COMPLIANCE OFFICER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER | A | Control |
| KRAUSE, BRIAN, PETER | I | MEMBER | A | Control |
Registrations
Federal
IA
Feb 18, 2017 REGISTERED
Notice Filings (8)
AZ CA FL LA MA NH NV TX
Address
12760 HIGH BLUFF DRIVESUITE 120
SAN DIEGO, CA 92130
United States
Phone: (858)764-7120